Welcome to our dedicated page for Lumentum Hldgs SEC filings (Ticker: LITE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. SEC filings for Lumentum Holdings Inc. (NASDAQ: LITE), a San Jose, California-based designer and manufacturer of optical and photonic products. Through these documents, investors can review how Lumentum reports its financial results, capital structure, and governance practices, and how it describes its role in optical networking, data center infrastructure, and laser applications.
Lumentum’s annual reports on Form 10-K and quarterly reports on Form 10-Q detail its operations in optical communications and laser technologies, including segment information, risk factors, and management’s discussion and analysis. Earnings-related Form 8-K filings furnish press releases that present both GAAP and non-GAAP metrics, with reconciliations and explanations of adjustments such as stock-based compensation, acquisition-related costs, amortization of acquired intangibles, restructuring charges, and tax items.
The company also uses Form 8-K to disclose capital markets transactions, such as its 0.375% Convertible Senior Notes due 2032, associated indentures, and capped call transactions, as well as the repurchase of existing convertible notes. These filings explain terms like conversion rates, redemption conditions, and events of default, giving insight into Lumentum’s financing strategy and debt profile.
Governance and compensation matters appear in proxy statements on Form DEF 14A, which describe board composition, committee responsibilities, executive compensation programs, equity incentive plans such as the 2025 Equity Incentive Plan, and the agenda and voting results for annual stockholder meetings. Additional filings, including registration statements and Forms S-8 referenced in 8-K exhibits, cover share-based compensation arrangements.
On Stock Titan, these filings are updated in near real time from EDGAR and paired with AI-powered summaries that highlight key points from lengthy documents. Users can quickly see what changed in a new 10-K or 10-Q, how a financing transaction affects Lumentum’s capital structure, or what a governance-related filing means, without reading every page. For deeper analysis, investors can still open the full text of each filing, including exhibits related to debt instruments, equity plans, and other material agreements.
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 reporting a proposed sale of common stock of LITE for sale on NASDAQ, with the filing dated 02/27/2026. The filing lists restricted stock entries dated 11/15/2025 (2,657 shares) and 02/15/2026 (2,645 shares).
Lumentum Holdings Inc. executive Wupen Yuen, President, Global Business Units, reported two stock transactions in common shares. On February 17, 2026, Yuen executed an open-market sale of 3,157 shares at an average price of
On February 15, 2026, 3,481 shares were disposed of at an average price of
Lumentum Holdings officer Vincent Retort reported selling 3,441 shares of common stock in multiple open-market trades on February 17, 2026 at prices ranging from $530.70 to $557.99 under a Rule 10b5-1 trading plan. A separate 3,039-share transaction on February 15, 2026 covered tax withholding on vested restricted stock units. He now directly holds 95,975 shares of Lumentum common stock.
Lumentum Holdings Inc. senior vice president and general counsel Jae Kim reported a tax-related share disposition. On February 15, 2026, 1,353 shares of common stock were withheld by the company to satisfy income tax obligations arising from the vesting of restricted stock units, coded as a tax-withholding disposition (Code F). After this withholding, Kim directly owned 37,047 shares of Lumentum common stock.
Chang Eric reported acquisition or exercise transactions in this Form 4 filing.
Lumentum Holdings Inc. reported that officer Eric Chang received a grant of 5,006 restricted stock units (RSUs) of common stock. The award carries no cash purchase price, reflecting equity-based compensation rather than an open-market buy.
Each RSU represents a right to receive one share of common stock after vesting. One quarter of the award will vest one year from the grant date, and the remaining RSUs will vest in 12 equal quarterly installments on the 15th of May, August, November, and February, as long as Chang remains an employee or as otherwise provided under Lumentum’s 2025 Equity Incentive Plan.
Lumentum Holdings Inc. executive vice president and chief financial officer Ali Wajid reported a tax-related share disposition. On this Form 4, he disposed of 2,755 shares of common stock at a reported price of $562.74 per share through a transaction coded “F,” which is used when shares are withheld to cover income tax obligations. A footnote explains the shares were withheld by the company to satisfy income tax withholding and remittance tied to vesting of restricted stock units, rather than an open-market sale. After this transaction, Wajid still directly holds 71,589 shares of Lumentum common stock.
Matthew Sepe filed a Rule 144 notice for a proposed sale of 2,705 shares of common stock, with an aggregate value listed as
The filing also shows the securities are restricted stock dated
An affiliate of LITE filed a notice of proposed sale under Rule 144 for 2,705 shares of common stock through Morgan Stanley Smith Barney LLC on NASDAQ. The filing lists an aggregate market value of $1,599,196.00 for these shares and notes 71,400,000 common shares outstanding in the same class.
The shares to be sold were acquired as restricted stock from the issuer, including 1,755 shares dated February 15, 2026 and 950 shares dated January 15, 2026, with payment described as not applicable, consistent with equity awards.
An affiliated shareholder of the issuer filed a Rule 144 notice indicating an intent to sell 3,441 shares of common stock through Morgan Stanley Smith Barney LLC on or around February 17, 2026 on the NASDAQ market. The planned sale has an stated aggregate market value of $1,878,025.40 and the issuer had 71,400,000 common shares outstanding at the time referenced.
The filing states these 3,441 shares were acquired as restricted stock from the issuer on February 15, 2026. It also discloses that Vincent D. Retort sold 45,026 common shares in the past three months for gross proceeds of $26,624,903.16. The signer represents they are not aware of undisclosed material adverse information about the issuer.
Wupen Yuen filed a notice to sell 3,157 shares of LITE common stock under Rule 144. The planned sale through Morgan Stanley Smith Barney LLC has an aggregate market value of $1,698,466.00, with the shares listed on NASDAQ.
The issuer had 71,400,000 shares of this class outstanding. The 3,157 shares were acquired as restricted stock from the issuer on 02/15/2025. In the prior three months, Yuen sold 822 and 821 common shares, with gross proceeds of $212,865.12 and $201,966.00, respectively.