Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lumentum Holdings Inc. director Brian Lillie reported an open-market sale of 49 shares of Common Stock on May 11, 2026 at an average price of 1004.335 per share. After this transaction, he directly holds 13,910 shares. The sale was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2026, indicating the trade was pre-arranged rather than timed discretionarily.
Lumentum Holdings Inc. director Brian Lillie reported open-market sales of 11,951 shares of common stock on May 11, 2026. The transactions were executed at prices across multiple ranges, with footnotes indicating trade prices from about $955.00 to $1,004.00 per share. The filing states that these sales were made under a Rule 10b5-1 trading plan adopted on February 6, 2026, meaning they were pre‑scheduled. Following these transactions, Lillie directly holds 13,959 shares of Lumentum common stock.
Lumentum Holdings Inc. senior vice president and general counsel Jae Kim reported an open-market sale of 1,933 shares of common stock on May 11, 2026 at an average price of $950.99 per share. After this transaction, Kim directly holds 35,114 shares of Lumentum common stock.
The footnote states that these shares were sold pursuant to a Rule 10b5-1 trading plan adopted on February 6, 2026, indicating the sale was executed under a pre-arranged plan rather than as a discretionary trade on that date.
Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting proposed sales of issuer-held equity linked to LITE. The filing lists 506 Performance Shares08/21/2025 and 1,427 Restricted Stock02/15/2026. The form shows a filing date of 05/11/2026.
Company: LITE — Form 144 notice reporting proposed sales of common stock by an affiliate. The excerpt lists two recent sales by Matthew Sepe: 1,445 shares sold on 02/18/2026 for $860,670.76 and 2,705 shares sold on 02/17/2026 for $1,599,196.00. The filing also lists multiple classes of securities tied to compensation plans and grants with grant dates and share counts shown as issuer-held securities.
Lumentum Holdings, Inc. filed a Form 144 notice reporting a proposed sale of 3,500 shares of Common Stock through Merrill Lynch on NASDAQ. The filing lists an aggregate figure of $3,188,902.34 and an associated date of 05/08/2026. The excerpt also lists compensatory stock grants dated 12/17/2021, 12/17/2020, and 11/18/2021 with nearby numeric entries 1,453, 1,454, and 2,666 respectively.
FMR LLC files an amended Schedule 13G reporting beneficial ownership of 10.4% of HLDGS INC common stock, equal to 7,457,683.36 shares. The filing shows sole voting power of 7,130,513.98 shares and sole dispositive power of 7,457,683.36 shares as reported on 03/31/2026. The cover identifies Abigail P. Johnson as holding dispositive power over the same 7,457,683.36 shares. The filing cites an attached Exhibit 99 and a power of attorney effective 04/13/2026.
Lumentum Holdings Inc. reported a sharp turnaround to profitability for the quarter ended March 28, 2026. Net revenue reached $808.4 million, up from $425.2 million a year earlier, while net income swung to $144.2 million from a $44.1 million loss. Diluted earnings per share were $1.50 versus a loss of $0.64.
For the nine-month period, revenue grew to $2,007.7 million and net income was $226.6 million, compared with a $187.4 million loss in the prior-year period. Operating cash flow rose to $388.4 million, helping lift cash and cash equivalents to $2,617.8 million.
The company significantly reshaped its capital structure, issuing $1,999.7 million of Series A Convertible Preferred Stock and $1,254.7 million of 2032 convertible notes, while partially repurchasing 2026 notes and adding capped call options. It also acquired a $38.0 million manufacturing facility in North Carolina and reorganized into a single operating segment focused on optical and photonic products for cloud, AI/ML, telecom, consumer, and industrial markets.
Lumentum Holdings Inc. reported a very strong fiscal Q3 2026. Net revenue rose to $808.4 million, up from $665.5 million in the prior quarter and $425.2 million a year earlier, with GAAP gross margin of 44.2% and GAAP operating margin of 21.6%.
GAAP net income was $144.2 million, or $1.50 per diluted share, compared with a GAAP net loss of $44.1 million, or $0.64 per share, in Q3 2025. On a non-GAAP basis, net income was $225.7 million, or $2.37 per diluted share, reflecting non-GAAP gross margin of 47.9% and operating margin of 32.2%.
The components segment generated $533.3 million of revenue and systems $275.1 million, both showing strong year-over-year growth. Cash, cash equivalents, and short-term investments totaled $3,172.3 million, helped by proceeds from Series A Convertible Preferred Stock. For Q4 2026, the company guides to net revenue of $960 million–$1.01 billion, non-GAAP operating margin of 35.0%–36.0%, and non-GAAP diluted EPS of $2.85–$3.05.