Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lumentum Holdings Inc. executive vice president and chief financial officer Ali Wajid reported recent stock transactions. On May 18, he completed an open-market sale of 2,487 shares of common stock at an average price of $953.95 per share, under a pre-arranged Rule 10b5-1 trading plan. On May 15, 2,914 shares were withheld by the company to cover income tax obligations tied to vesting restricted stock units, which is not an open-market sale. After these transactions, he directly owned 60,951 common shares.
LITE submitted a Form 144 notice reporting proposed dispositions of common stock by a selling holder. The filing lists 1,365 restricted shares and 57 shares under an Employee Stock Purchase Plan, both dated 05/15/2026, and shows a reported sale by Jae Kim of 1,933 shares on 05/11/2026 with an indicated amount of $1,838,263.67.
The filing is a routine disclosure of planned sales under resale exemptions and employee plans; it does not by itself change the company’s reported operations or capital structure.
LITE insider sale reported via Form 144. The filing lists a sale of 5,302 shares of Common Stock on 02/27/2026 by Waajid Ali and shows proceeds or value of $3,664,387.17. The securities are described as Restricted Stock with a related date of 05/15/2026.
Lumentum Holdings Inc. director Pamela Fletcher reported two open-market sales of common stock under a pre-arranged Rule 10b5-1 trading plan adopted on February 12, 2026. She sold 1,577 shares on May 14, 2026 at an average price of $1,003.375 per share and 1,578 shares on May 15, 2026 at an average price of $940.82 per share. Following these transactions, she directly holds 7,406 shares of Lumentum common stock.
Issuer: Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice related to proposed sales of Common stock on NASDAQ. The filing lists 1,578 shares tied to restricted stock dated 11/17/2024 and references a sale entry for Pamela Fletcher of 1,577 shares on 05/14/2026.
Lumentum Holdings Inc. reported that Capital World Investors beneficially owns 1,315,977 shares of common stock, representing 1.8% of the 71,400,000 shares believed to be outstanding. The filing states the reported holdings include 399,000 Corporate Convertible/Exchangeable Debts, which the filing says represent 2,125 common stock.
Lumentum Holdings Inc. director Ian Small sold 3,500 shares of common stock in open-market transactions. On May 8, 2026, he executed three sales: 571 shares at an average of $912.2644 per share, 892 shares at $911.5152 per share, and 2,037 shares at $910.7185 per share. The filing notes these were executed in multiple trades within narrow price ranges, with the reported prices reflecting weighted averages and more detailed trade data available to regulators or shareholders upon request.