Welcome to our dedicated page for Lumentum Hldgs SEC filings (Ticker: LITE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. SEC filings for Lumentum Holdings Inc. (NASDAQ: LITE), a San Jose, California-based designer and manufacturer of optical and photonic products. Through these documents, investors can review how Lumentum reports its financial results, capital structure, and governance practices, and how it describes its role in optical networking, data center infrastructure, and laser applications.
Lumentum’s annual reports on Form 10-K and quarterly reports on Form 10-Q detail its operations in optical communications and laser technologies, including segment information, risk factors, and management’s discussion and analysis. Earnings-related Form 8-K filings furnish press releases that present both GAAP and non-GAAP metrics, with reconciliations and explanations of adjustments such as stock-based compensation, acquisition-related costs, amortization of acquired intangibles, restructuring charges, and tax items.
The company also uses Form 8-K to disclose capital markets transactions, such as its 0.375% Convertible Senior Notes due 2032, associated indentures, and capped call transactions, as well as the repurchase of existing convertible notes. These filings explain terms like conversion rates, redemption conditions, and events of default, giving insight into Lumentum’s financing strategy and debt profile.
Governance and compensation matters appear in proxy statements on Form DEF 14A, which describe board composition, committee responsibilities, executive compensation programs, equity incentive plans such as the 2025 Equity Incentive Plan, and the agenda and voting results for annual stockholder meetings. Additional filings, including registration statements and Forms S-8 referenced in 8-K exhibits, cover share-based compensation arrangements.
On Stock Titan, these filings are updated in near real time from EDGAR and paired with AI-powered summaries that highlight key points from lengthy documents. Users can quickly see what changed in a new 10-K or 10-Q, how a financing transaction affects Lumentum’s capital structure, or what a governance-related filing means, without reading every page. For deeper analysis, investors can still open the full text of each filing, including exhibits related to debt instruments, equity plans, and other material agreements.
Form 144 notice for Lumentum Holdings, Inc. (LITE) reports a proposed sale of 109 shares of common stock through Morgan Stanley Smith Barney with an aggregate market value of $12,383.49 and an approximate sale date of 08/15/2025. The filing states these shares were acquired as restricted stock from the issuer on 08/15/2024. The issuer has 69,400,000 shares outstanding, placing the proposed sale at a de minimis fraction of total shares. The filing also discloses prior sales by the same person totaling 2,095 shares across dates from 05/16/2025 to 08/06/2025 with listed gross proceeds.
Point72 filings report a 1.3% common-stock stake in Lumentum Holdings Inc. (CUSIP 55024U109) as of June 30, 2025. The Schedule 13G/A shows Point72 Asset Management, L.P., Point72 Capital Advisors, Inc., and Steven A. Cohen each reporting beneficial ownership of 895,470 shares, representing 1.3% of the class. Point72 Asset Management and Point72 Capital Advisors exercise shared voting and dispositive power over those shares; no sole voting or sole dispositive power is reported. Point72 Italy S.R.L. reports zero shares. The filing states the position was not acquired to change or influence control of the issuer.
Lumentum Holdings Inc. received an amendment to a Schedule 13G showing that SteelMill Master Fund LP, together with related PointState entities and Zachary J. Schreiber, beneficially own 2,532,821 shares of Lumentum common stock, representing 3.6% of the class. The filing reports shared voting and dispositive power over these shares and indicates the holdings are not intended to change or influence control of the issuer. Reporting persons and organizational jurisdictions are listed: SteelMill (Cayman Islands), PointState entities (Delaware), and Mr. Schreiber (U.S.). The filing address for the reporting persons is care of PointState Capital LP in New York.
Capital World Investors reported beneficial ownership of 5,739,568 shares of Lumentum Holdings Inc. common stock, representing 8.3% of the 69,400,000 shares believed outstanding as of the reporting event. The filing is a Schedule 13G/A amendment disclosing that these shares are held by divisions and affiliates operating under the name Capital World Investors, a division of Capital Research and Management Company. The filer states it has sole voting and dispositive power over these shares and that the holdings are held in the ordinary course of business and not for the purpose of changing or influencing control.
Lumentum Holdings Inc. reported results for its fourth quarter and full fiscal year ended June 28, 2025 and posted a slide presentation titled "Q4 FY25 Conference Call" dated August 12, 2025 on its investor website. The company furnished a press release announcing those results as Exhibit 99.1 to this Form 8-K.
The filing states that website materials are not incorporated by reference and that the information in this Form 8-K, including Exhibit 99.1, is furnished and not "filed" for purposes of Section 18 of the Exchange Act. The report is signed by Chief Financial Officer Wajid Ali on August 12, 2025. The 8-K text provided does not include numeric revenue, earnings, cash flow or guidance; investors must consult Exhibit 99.1 or the posted slide deck for the detailed figures.
Wupen Yuen, President, Cloud & Networking at Lumentum Holdings Inc. (LITE), reported changes in beneficial ownership related to performance stock units (PSUs) that vested on 08/07/2025. The report shows the acquisition of 1,465 shares upon determination by the Compensation Committee that specified performance conditions were met for PSUs granted on August 24, 2022. The vested PSUs were recorded at a $0 acquisition price.
To satisfy income tax withholding obligations connected with the vesting, 745 shares were withheld (reported as a disposition) at a price of $111.13 per share. After these transactions the reporting person beneficially owned 79,317 shares (direct).
Lumentum Holdings insider Matthew Joseph Sepe, the company's Chief Accounting Officer, reported equity changes tied to performance stock units. On 08/07/2025 Sepe acquired 1,319 shares when the Compensation Committee determined certain PSU performance conditions were met. To satisfy tax withholding on the vesting, 474 shares were withheld at a reported price of $111.13, leaving the reporting person with 38,428 shares of Common Stock on a direct basis after the transactions.
The filing notes the acquisition resulted from PSU vesting granted on August 24, 2022, and separately discloses the share-withholding event for income tax remittance. No derivative transactions were reported on this form.
Lumentum Holdings Inc. (LITE) reported that certain performance stock units (PSUs) held by reporting person Retort Vincent vested after the Compensation Committee determined performance conditions were met. On 08/07/2025 the vesting resulted in the acquisition of 6,159 common shares. To satisfy tax withholding obligations related to the vesting, 2,916 shares were withheld at an effective price of $111.13, leaving the reporting person with 124,990 shares beneficially owned following the transactions.
The filing identifies the reporting person as an officer (President, Industrial Tech.) and explains the vesting traces back to PSUs granted on August 24, 2022. The transactions reflect routine, compensation-related equity issuance and tax withholding rather than open-market trading.
Ali Wajid, EVP & Chief Financial Officer of Lumentum Holdings Inc. (LITE), reported the vesting of performance stock units (PSUs) that resulted in the acquisition of 5,133 shares on 08/07/2025. The acquired shares were issued at a $0 purchase price as the PSUs vested after the Compensation Committee determined performance conditions were met for awards granted on 08/24/2022.
In connection with the vesting, 2,607 shares were withheld by the issuer to satisfy income tax withholding obligations at an indicated price of $111.13 per share. Following these transactions the reporting person’s beneficial ownership is reported as 49,986 shares (direct).
Wupen Yuen, President, Cloud & Networking at Lumentum Holdings Inc. (LITE), reported a sale of 241 shares of Lumentum common stock on 08/06/2025 at a reported price of $108.34 per share. Following the reported transaction the filing shows the reporting person beneficially owns 78,597 shares. The Form 4 states the shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2025. The filing is signed by an attorney-in-fact on 08/08/2025.
This disclosure reflects a single, routine sale executed under a pre-established trading plan; the Form 4 does not report any derivative transactions or other changes in ownership beyond the one sale shown.