Lumentum Holdings (LITE) Form 4 Filings

Yuen Wupen, identified as Lumentum Holdings Inc.’s President, Global Bus. Units, reported direct sales of 307 shares of common stock at $945.00 per share on September 29, 2026, and 500 shares at $948.50 per share on September 28, 2026. Both sales were made under a Rule 10b5-1 trading plan.

Lumentum Holdings Inc. President, Global Business Units Wupen Yuen sold 500 shares of common stock on September 24, 2026, at $921.07 per share, and 500 shares on September 25, 2026, at $935.75 per share. Both sales were made pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.

Lumentum Holdings Inc. President, Global Bus. Units Wupen Yuen reported direct sales of 500 shares of Common Stock at $959.27 per share on September 21, 2026, 500 shares at $935.55 per share on September 22, and 500 shares at $946.56 per share on September 23. All three sales were made under a Rule 10b5-1 trading plan adopted on May 19, 2026.

Lumentum Holdings Inc. (LITE) reported that Wupen Yuen, its president of global business units, sold a total of 1,500 shares of common stock in three open-market or private transactions on September 16, 17, and 18, 2026, pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.

Lumentum Holdings Inc. (LITE) reported that Wupen Yuen, its President, Global Business Units, sold a total of 1,500 shares of Common Stock in three open market or private transactions on September 11, 14 and 15, 2026. The sales were made under a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.

Lumentum Holdings Inc. (LITE) reported that Wupen Yuen, President, Global Business Units, sold a total of 1,500 shares of common stock in three open-market transactions on September 8, 9 and 10, 2026. The sales were made under a Rule 10b5-1 trading plan adopted on May 19, 2026.

Lumentum Holdings Inc. (LITE) disclosed that Wupen Yuen, its President, Global Business Units, sold a total of 1,500 shares of common stock in three open-market transactions on September 2, 3, and 4, 2026 at per-share prices of $864.49, $870.01, and $860.00, respectively. These sales were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.

Lumentum Holdings Inc. (LITE) reported that Wupen Yuen, President, Global Business Units, sold a total of 1,500 shares of common stock in three open-market or private transactions between August 28 and September 1, 2026. Each sale was made pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.

Lumentum Holdings Inc. (LITE) reported that President and CEO Michael E. Hurlston received a grant of 7,941 restricted stock units (RSUs) of common stock on August 25, 2026. Separately, he sold 548 shares of common stock on August 27, 2026 at $958.66 per share pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2026. Each RSU represents a contingent right to receive one share of common stock, with one-third vesting one year from the grant date and the remainder vesting in eight equal quarterly installments, subject to continued employment or the terms of the 2025 Equity Incentive Plan.

Lumentum Holdings Inc. (LITE) reported that President and CEO Michael E. Hurlston, a director and officer, had an acquisition of 66,764 shares of common stock on August 17, 2026, at a reported price of $0.00 per share, classified as a grant or award acquisition.

According to the Compensation Committee’s certification, this relates to performance stock units (PSUs) granted to him on August 19, 2025, for which certain performance conditions were achieved. The PSUs remain subject to time-based vesting, with 100% of the shares scheduled to vest on August 19, 2028, contingent on his continued service. Following this transaction, he is reported to beneficially own 185,743 shares of common stock as of August 17, 2026.

Lumentum Holdings Inc. (LITE) reported insider activity by Wupen Yuen, President, Global Business Units. On August 25, 2026, Yuen received a grant of 5,138 restricted stock units (RSUs), which vest over time subject to continued employment under the 2025 Equity Incentive Plan. On August 27, 2026, Yuen sold 500 shares of common stock at $958.66 per share in a transaction executed pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.

Lumentum Holdings Inc. (LITE) reports that Executive Vice President, Global Reliability & Quality Vincent Retort sold 38,663 shares of common stock on August 25, 2026. The 18 open-market transactions were executed at weighted average prices between $842.2161 and $860.0520 per share under a Rule 10b5-1 trading plan adopted on November 13, 2025.

Lumentum Holdings Inc. (LITE) reported insider activity by SVP and General Counsel Jae Kim. On August 25, 2026, Kim sold 12,000 shares of common stock in 17 open-market transactions under a Rule 10b5-1 trading plan, at weighted-average prices generally between about $842 and $860 per share. On the same date, Kim received a grant of 1,635 restricted stock units (RSUs) under the company’s 2025 Equity Incentive Plan, which vest over time based on continued employment.

Lumentum Holdings Inc. (symbol: LITE) is the issuer of record for a Form 4 filing submitted to the SEC.

Lumentum Holdings Inc. (symbol: LITE) is the issuer of record for a Form 4 filing submitted to the SEC.

Lumentum Holdings Inc. (LITE) reported that officer Wupen Yuen received an award-related acquisition of 22,760 shares of common stock on August 17, 2026, recorded at a price of $0.00 per share as a grant/award. These shares relate to performance stock units (PSUs) originally granted on August 19, 2025, for which the Compensation Committee has certified achievement of specified performance conditions. The PSUs remain subject to time-based vesting, with 100% of the shares scheduled to vest on August 19, 2028, contingent on Mr. Yuen continuing as a service provider through that date. Following this transaction, Mr. Yuen is reported as beneficially owning 100,507 shares of common stock as of August 17, 2026, before considering other transactions on that date reported separately. The filing indicates this transaction was not made under a Rule 10b5-1 trading plan.

Lumentum Holdings Inc. (symbol: LITE) is the issuer of record for a Form 4 filing submitted to the SEC.

Lumentum Holdings Inc. (LITE) reported that officer Jae Kim, SVP and General Counsel, received a grant of 11,634 shares of Common Stock on August 17, 2026 as a grant/award acquisition. The award relates to performance stock units whose performance conditions were certified and that remain subject to time-based vesting, with 100% of the shares scheduled to vest on August 19, 2028, contingent on continued service. Following this grant, Kim was reported as beneficially owning 42,551 shares as of August 17, 2026, before giving effect to other transactions that occurred that same day.

Lumentum Holdings Inc. (symbol: LITE) is the issuer of record for a Form 4 filing submitted to the SEC.

Lumentum Holdings Inc. (LITE) reported that officer Wupen Yuen, President, Global Business Units, sold an aggregate 1,500 shares of common stock in three open-market transactions on August 24, 25 and 26, 2026. Reported prices ranged from $824.24 to $882.15 per share. All sales were made pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.

Lumentum Holdings Inc. (LITE) reported that Wupen Yuen, President, Global Business Units, disclosed several transactions in common stock. On August 19 and 21, 2026, a total of 10,565 shares were disposed of to satisfy income tax withholding obligations related to vesting restricted stock units. On August 20 and 21, 2026, Yuen also sold 2,000 shares of common stock in market transactions. The sales were made pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.

Lumentum Holdings Inc. (LITE) reported that Executive Vice President, Global Reliability & Quality Vincent Retort disposed of common stock in several transactions. On August 19, 2026 and August 21, 2026, a total of 10,083 shares of common stock were withheld at prices of $827.60 and $866.71 per share, respectively, to satisfy income tax withholding and remittance obligations arising from the vesting of restricted stock units. On August 20, 2026, Retort sold 2,483 shares of common stock at $827.82 per share in an open-market or private sale. The company indicates these transactions were effected pursuant to a Rule 10b5-1 trading plan, and the 2,483-share sale was executed under a plan adopted on November 13, 2025.

Lumentum Holdings Inc. (LITE) reported that Jae Kim, its SVP and General Counsel, disposed of common stock in several transactions. On August 20, 2026, 1,904 shares were sold at $827.82 per share pursuant to a Rule 10b5-1 trading plan adopted on February 6, 2026. On August 19 and 21, 2026, an additional 1,973 shares and 3,926 shares, respectively, were withheld by the issuer to satisfy income tax withholding obligations arising from the vesting of restricted stock units, rather than sold in the market.

Lumentum Holdings Inc. (LITE) reported that President and CEO Michael E. Hurlston had 6,185 shares of common stock withheld on 2026-08-19 to satisfy income tax withholding and remittance obligations related to vesting restricted stock units. This code F transaction is not an open-market sale. Following the withholding, Hurlston directly holds 112,794 shares of Lumentum common stock.

Lumentum Holdings Inc. (LITE) reported that EVP & Chief Financial Officer Ali Wajid had shares of common stock withheld in two transactions to cover tax obligations arising from restricted stock unit vesting. On August 19, 2026, 4,093 shares were withheld at $827.60 per share, and on August 21, 2026, 6,635 shares were withheld at $866.71 per share. Both transactions are coded as Form 4 transaction code F, described as payment of income tax withholding and remittance obligations by delivering or withholding securities, and are reported as direct ownership dispositions.

Lumentum Holdings Inc. (LITE) reported equity compensation activity for officer Wupen Yuen, President, Global Business Units. On August 17, 2026, he acquired 57,103 shares of Common Stock at $0.00 per share upon the Compensation Committee’s determination that performance conditions for previously granted performance stock units were met. On August 15 and 17, 2026, a total of 32,797 shares of Common Stock were withheld by the company to satisfy income tax withholding and remittance obligations related to the vesting of restricted stock units and performance stock units.

Lumentum Holdings Inc. (LITE) reported multiple equity transactions by executive officer Vincent Retort. On August 17, 2026, he acquired 63,956 shares of common stock at $0.00 per share upon satisfaction of performance conditions for previously granted PSUs. On the same date, 32,542 shares and on August 15, 2026, 3,299 shares were withheld to satisfy income tax obligations tied to vesting of PSUs and RSUs. On August 18, 2026, he sold 3,183 shares of common stock at $909.43 per share under a Rule 10b5-1 trading plan adopted on November 13, 2025.

Lumentum Holdings Inc. (LITE) reported multiple equity transactions by SVP and General Counsel Jae Kim involving common stock. On August 17, 2026, Kim acquired 33,433 shares upon Compensation Committee determination that performance conditions for previously granted PSUs were met, and on August 15 and 17 a total of 18,427 shares were withheld by the company to cover income tax obligations tied to vesting RSUs and PSUs. On August 18, 2026, Kim sold 1,366 shares at $909.43 per share pursuant to a Rule 10b5-1 trading plan adopted on February 6, 2026.

Lumentum Holdings Inc. (LITE) reported that President and CEO Michael E. Hurlston had 5,438 shares of common stock withheld on 2026-08-15 under code F, at a reported price of $926.14 per share. According to the footnote, these shares were withheld by the issuer to satisfy income tax withholding and remittance obligations triggered by the vesting of restricted stock units. After this tax-withholding disposition, Hurlston’s directly held common stock position was 118,979 shares.

Lumentum Holdings Inc. (LITE) reported equity compensation activity for EVP & Chief Financial Officer Ali Wajid. On August 17, 2026, he acquired 53,296 shares of common stock at $0.00 per share upon the Compensation Committee’s determination that performance conditions for previously granted performance stock units were met. On the same date, 28,754 shares, and on August 15, 2026, 2,914 shares, were withheld by the company to satisfy income tax withholding and remittance obligations related to vesting of restricted stock units and performance stock units.

Thad Trent reported acquisition or exercise transactions in this Form 4 filing.

Lumentum Holdings Inc. granted director Thad Trent 108 restricted stock units (RSUs) on July 15, 2026. Each RSU represents the contingent right to receive one share of common stock after vesting. All RSUs vest on July 15, 2027, and his reported direct holdings after the grant are 1,313 shares.

Small Ian reported acquisition or exercise transactions in this Form 4 filing.

Lumentum Holdings Inc. director Ian Small received a grant of 108 restricted stock units (RSUs) on July 15, 2026, each representing the right to receive one future share of common stock. The RSUs vest 100% on July 15, 2027, contingent on continued service, and were granted in lieu of his annual cash retainer under the non-employee director compensation program. Following this grant, he holds 21,116 common shares directly.

Lillie Brian reported acquisition or exercise transactions in this Form 4 filing.

Lumentum Holdings Inc. reported that director Brian Lillie received a grant of 108 restricted stock units, each representing one share of common stock. The RSUs vest 100% on July 15, 2027, contingent on his continued service, and were taken in lieu of the annual cash retainer. Following this award, Lillie directly holds 14,018 shares.

Johnson Julia Suzanne reported acquisition or exercise transactions in this Form 4 filing.

Lumentum Holdings Inc. reported that director Julia Suzanne Johnson received a grant of 108 restricted stock units (RSUs) on July 15, 2026, in lieu of her annual cash retainer under the 2025 Equity Incentive Plan. All RSUs vest on July 15, 2027, contingent on continued service. Following this award, her direct holdings are reported at 13,428 shares of common stock.

HERSCHER PENNY reported acquisition or exercise transactions in this Form 4 filing.

Lumentum Holdings Inc. director Penny Herscher received a grant of 108 restricted stock units (RSUs), each representing one share of common stock, as compensation in lieu of her annual cash retainer. The RSUs vest 100% on July 15, 2027, subject to her continued service. Following this award she holds 2,165 shares directly, plus 39,378 shares held indirectly through the 2001 Herscher Family Trust.

Fletcher Pamela reported acquisition or exercise transactions in this Form 4 filing.

Lumentum Holdings Inc. director Pamela Fletcher received a grant of 108 restricted stock units (RSUs), each representing a contingent right to one share of common stock. The RSUs will vest 100% on July 15, 2027, subject to her continued service under Lumentum’s 2025 Equity Incentive Plan.

The award was taken in lieu of the annual cash retainer under the company’s compensation program for non-employee directors. Following this grant, Fletcher’s direct holdings total 7,514 common stock-equivalent shares.

Lumentum Holdings Inc. director Isaac Hosojiro Harris reported routine equity compensation activity involving restricted stock units (RSUs) and related tax withholding. On March 31, 2026, he received 374 shares of Common Stock as a fully vested RSU award and had 125 shares withheld by the issuer to cover income tax obligations tied to RSU vesting.

On April 30, 2026, he received an additional 320 RSU-related shares and had 145 shares withheld for taxes. On May 29, 2026, he received 258 RSU-related shares and had 125 shares withheld for taxes. Following the May 29 activity, he beneficially owned 13,082 shares of Common Stock as of that date, before a separate 4,000-share stock sale reported in a different Form 4 filed on June 1, 2026.

Lumentum Holdings director Isaac Hosojiro Harris reported an open-market sale of 1,416 shares of common stock on June 2, 2026 at a weighted average price of about $1,000.08 per share. The trade was made under a pre-arranged Rule 10b5-1 trading plan, and Harris now directly holds 6,984 shares.

Lumentum Holdings Inc. director Isaac Hosojiro sold shares in a pre-planned trade. On May 29, 2026, he completed an open-market sale of 4,000 shares of Lumentum common stock at $860.00 per share. After this transaction, he directly holds 8,400 shares of common stock. The sale was executed under a Rule 10b5-1 trading plan that he adopted on February 27, 2026, indicating the trade was pre-arranged rather than a discretionary move based on short-term market conditions.

Lumentum Holdings Inc. director Ian Small disposed of 4,954 shares of Common Stock on May 21, 2026. The shares were contributed to an exchange fund, giving him the right to receive fund shares at a later date, rather than representing a typical open-market sale.

The contributed Lumentum shares were valued at $868.07 per share, based on the prior Nasdaq closing price used for the exchange. After this transaction, Small directly holds 21,008 Lumentum shares, indicating he retains a meaningful equity position while diversifying through the exchange fund structure.

Lumentum Holdings Inc. president of global business units Wupen Yuen reported an open-market sale of 3,210 shares of common stock at $953.95 per share on May 18, 2026. The filing shows this sale was made under a pre-arranged Rule 10b5-1 trading plan.

Separately, on May 15, 2026, 3,741 shares were withheld by the company to cover income tax obligations tied to vesting of restricted stock units, which is not an open-market sale. After these transactions, Yuen directly holds 81,488 shares of Lumentum common stock.

Lumentum Holdings Inc. officer Vincent Retort reported an open-market sale of 3,183 shares of common stock at $953.9500 per share. A separate disposition of 3,299 shares at $970.7000 covered income tax withholding tied to restricted stock unit vesting. After these transactions, he directly owns 89,563 shares. The sale was executed under a pre-arranged Rule 10b5-1 trading plan.

Lumentum Holdings Inc. SVP and General Counsel Jae Kim reported recent share activity in company stock. On May 18, 2026, Kim executed an open-market sale of 1,422 shares of common stock at $953.95 per share under a pre-arranged Rule 10b5-1 trading plan. On May 15, 2026, 1,416 shares were withheld by the company to cover income tax obligations tied to vesting restricted stock units, a non-market transaction. Following these events, Kim directly holds 32,333 shares of Lumentum common stock, including 57 shares acquired through the Employee Stock Purchase Plan.

Lumentum Holdings Inc. President and CEO Michael E. Hurlston reported a tax-related share disposition linked to equity compensation. On May 15, 2026, 5,438 shares of common stock were withheld by the company to satisfy income tax obligations arising from vesting restricted stock units at $970.70 per share. After this tax-withholding disposition, he directly held 124,417 shares of common stock, which includes 107 shares acquired through the company’s Employee Stock Purchase Plan on May 15, 2026.

Lumentum Holdings Inc. executive vice president and chief financial officer Ali Wajid reported recent stock transactions. On May 18, he completed an open-market sale of 2,487 shares of common stock at an average price of $953.95 per share, under a pre-arranged Rule 10b5-1 trading plan. On May 15, 2,914 shares were withheld by the company to cover income tax obligations tied to vesting restricted stock units, which is not an open-market sale. After these transactions, he directly owned 60,951 common shares.

Lumentum Holdings Inc. director Pamela Fletcher reported two open-market sales of common stock under a pre-arranged Rule 10b5-1 trading plan adopted on February 12, 2026. She sold 1,577 shares on May 14, 2026 at an average price of $1,003.375 per share and 1,578 shares on May 15, 2026 at an average price of $940.82 per share. Following these transactions, she directly holds 7,406 shares of Lumentum common stock.

Lumentum Holdings Inc. director Ian Small sold 3,500 shares of common stock in open-market transactions. On May 8, 2026, he executed three sales: 571 shares at an average of $912.2644 per share, 892 shares at $911.5152 per share, and 2,037 shares at $910.7185 per share. The filing notes these were executed in multiple trades within narrow price ranges, with the reported prices reflecting weighted averages and more detailed trade data available to regulators or shareholders upon request.

Lumentum Holdings Inc. director Brian Lillie reported an open-market sale of 49 shares of Common Stock on May 11, 2026 at an average price of 1004.335 per share. After this transaction, he directly holds 13,910 shares. The sale was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2026, indicating the trade was pre-arranged rather than timed discretionarily.

Lumentum Holdings Inc. director Brian Lillie reported open-market sales of 11,951 shares of common stock on May 11, 2026. The transactions were executed at prices across multiple ranges, with footnotes indicating trade prices from about $955.00 to $1,004.00 per share. The filing states that these sales were made under a Rule 10b5-1 trading plan adopted on February 6, 2026, meaning they were pre‑scheduled. Following these transactions, Lillie directly holds 13,959 shares of Lumentum common stock.