Every Form 4 that Lumentum Holdings Inc. (LITE) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow LITE and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full LITE filings page.
Lumentum Holdings Inc. executive vice president and chief financial officer Ali Wajid reported a tax-related share disposition. On this Form 4, he disposed of 2,755 shares of common stock at a reported price of $562.74 per share through a transaction coded “F,” which is used when shares are withheld to cover income tax obligations. A footnote explains the shares were withheld by the company to satisfy income tax withholding and remittance tied to vesting of restricted stock units, rather than an open-market sale. After this transaction, Wajid still directly holds 71,589 shares of Lumentum common stock.
Lumentum Holdings Inc. executive Vincent Retort, Executive Vice President for the Module Business Unit R&D and Product Development, reported a series of open-market sales of common stock on February 12, 2026. The transactions were coded as sales and executed at prices ranging from about $575.80 to $602.19 per share, across multiple trades.
The filing states these shares were sold under a pre-established Rule 10b5-1 trading plan adopted on November 13, 2025. Following the reported sales, Retort directly held 102,455 shares of Lumentum common stock.
Penny Herscher, a director of Lumentum Holdings Inc., reported a series of open-market sales of the company’s common stock on February 12, 2026. The transactions were coded as open-market sales, with individual trade sizes ranging from 159 to 1,037 shares.
The weighted average sale prices disclosed for these trades ranged from $594.4192 to $602.63 per share, with detailed price ranges provided in the footnotes. Following the reported sales, Herscher directly holds 2,057 shares of Lumentum common stock and indirectly holds 39,378 shares through the 2001 Herscher Family Trust.
Lumentum Holdings Inc. President and CEO Michael E. Hurlston, who is also a director, reported a Form 4 transaction dated February 7, 2026. A total of 20,169 shares of common stock were withheld by the company at $551.99 per share to cover income tax obligations from vesting restricted stock units.
After this tax withholding, Hurlston beneficially owns 129,748 shares of Lumentum common stock directly, which includes 320 shares acquired through the company’s Employee Stock Purchase Plan on November 14, 2025.
Lumentum Holdings director Penelope Herscher reported selling 4,849 shares of Lumentum common stock on February 6, 2026 at a weighted average price of $535.4798 per share. After this transaction, she beneficially owned 6,057 shares directly and 39,378 shares indirectly through a family living trust.
Lumentum Holdings director and interim Chief Procurement Officer Harris Isaac Hosojiro reported routine equity compensation activity. On January 30, 2026, he acquired 629 shares of Common Stock at $0, representing fully vested restricted stock units where each unit converts into one share.
On the same date, 225 shares of Common Stock at $391.84 per share were withheld by Lumentum to cover income tax obligations tied to the RSU vesting. After these transactions, Hosojiro directly owned 12,009 shares of Lumentum Common Stock.
Lumentum Holdings Inc. chief accounting officer Matthew Joseph Sepe reported an automatic share withholding tied to equity compensation. On 01/15/2026, 563 shares of common stock were withheld at $343.27 per share, coded "F" to indicate shares retained by the company to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Following this transaction, Sepe beneficially owned 41,514 Lumentum shares, held directly.
Lumentum Holdings Inc. (LITE) reported an insider transaction by its President, Global Business Units, on a Form 4. On 11/19/2025, the officer sold 822 shares of common stock at $258.96 per share in an open-market transaction coded "S." After this sale, the officer beneficially owned 95,077 shares, held directly.
The filing notes that these shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2025, indicating the sales were made under a pre-arranged plan.
Lumentum Holdings Inc. (LITE) reported that a director acquired 1,283 shares of common stock in the form of restricted stock units (RSUs) on 11/19/2025. The RSUs were recorded at a price of $0, reflecting an equity award rather than an open-market purchase.
Each RSU represents the right to receive one share of Lumentum common stock after the units vest. According to the award terms, 100% of the RSUs will vest on the earlier of November 19, 2026 or the day prior to the company’s next annual meeting of stockholders, provided the director continues as a service provider under Lumentum’s 2025 Equity Incentive Plan. Following this grant, the director beneficially owns 29,462 shares of Lumentum common stock in total, held directly.
Lumentum Holdings Inc. (LITE) reported a director equity award on a Form 4. The director acquired 1,283 shares of common stock tied to restricted stock units (RSUs) that will vest 100% on the earlier of November 19, 2026 or the day before the company’s next annual stockholder meeting, as long as the director continues as a service provider under the 2025 Equity Incentive Plan. The director also acquired 2,387 fully vested RSUs, each representing one share of common stock, both grants at a price of $0 as typical equity compensation for board service. Following these transactions, the director beneficially owns 4,904 shares of common stock directly.
Lumentum Holdings Inc. (LITE) reported a new equity award to one of its directors. On November 19, 2025, the director acquired 1,283 shares of common stock through a grant coded as an acquisition at a stated price of $0 per share. Following this grant, the director beneficially owns 25,910 shares of Lumentum common stock in direct ownership.
The filing explains that each share in the transaction is represented by a restricted stock unit (RSU), with each RSU giving the right to receive one share of common stock after vesting. 100% of these RSUs vest on the earlier of November 19, 2026 or the day before Lumentum’s next annual meeting of stockholders, as long as the director continues to serve as a service provider under the company’s 2025 Equity Incentive Plan.
Lumentum Holdings Inc. (LITE) reported a routine insider equity grant for one of its directors. On November 19, 2025, the director acquired 1,283 shares of common stock in the form of restricted stock units (RSUs) at a stated price of $0, reflecting a stock-based compensation award rather than an open-market purchase.
After this grant, the director beneficially owns 13,320 shares of Lumentum common stock. Each RSU represents the right to receive one share of common stock once it vests. The filing states that 100% of the RSUs will vest on the earlier of November 19, 2026 or the day prior to Lumentum’s next annual shareholder meeting, provided the director continues to serve as a service provider under the company’s 2025 Equity Incentive Plan.
Lumentum Holdings Inc. (LITE) reported an equity grant to one of its directors on a Form 4. On 11/19/2025, the director received 1,283 restricted stock units (RSUs) of Lumentum common stock at a price of $0 per unit.
Each RSU represents the right to receive one share of common stock after it vests. According to the grant terms, 100% of the RSUs will vest on the earlier of November 19, 2026 or the day before Lumentum’s next annual stockholder meeting, as long as the director continues as a service provider under the company’s 2025 Equity Incentive Plan. After this transaction, the director beneficially owns 10,906 shares directly and 39,378 shares indirectly through a family trust.
Lumentum Holdings Inc. (LITE) reported that one of its directors received a new equity award in the form of restricted stock units. On 11/19/2025, the director acquired 1,283 RSUs, recorded at a price of $0 per share because this is a stock-based compensation grant rather than a market purchase. After this award, the director beneficially owned 11,047 shares of common stock.
Each RSU represents the right to receive one share of Lumentum common stock after it vests. The filing states that 100% of the RSUs will vest on the earlier of November 19, 2026 or the day before Lumentum’s next annual meeting of stockholders, as long as the director continues to serve as a service provider under the company’s 2025 Equity Incentive Plan.
Lumentum Holdings Inc. (LITE) reported a Form 4 for a director showing a mix of stock awards and a sale. On November 19, 2025, the director received 1,283 restricted stock units (RSUs) that will vest 100% on the earlier of November 19, 2026 or the day before the next annual stockholder meeting, if the director continues as a service provider under the 2025 Equity Incentive Plan. The director also received 2,810 fully vested RSUs, each representing one share of common stock.
On the same date, the director sold 3,421 shares of common stock at a price of $273.5347 per share. After these transactions, the director directly owned 10,561 shares of Lumentum common stock.
Lumentum Holdings Inc. (LITE) insider Form 4 shows equity transactions by an officer serving as President, Global Business Units. On 11/15/2025, 3,732 shares of common stock were disposed of at $232.15 per share, representing shares withheld by the company to cover income tax obligations related to restricted stock unit vesting. After this, the reporting person held 97,541 shares.
On 11/17/2025, the officer sold 821 shares of common stock at $234.14 per share, followed by another sale of 821 shares at $246.00 per share on 11/18/2025, both reported as open market sales under transaction code "S." These two sales were executed pursuant to a Rule 10b5-1 trading plan adopted on February 11, 2025. Following the final reported transaction, the officer beneficially owned 95,899 shares of Lumentum common stock, held directly.
Lumentum Holdings Inc. (LITE) filed a Form 4 reporting an administrative stock transaction by its Chief Accounting Officer. On 11/15/2025, 1,495 shares of common stock were disposed of at a price of $232.15 per share, described as shares withheld by the company to cover income tax obligations related to vesting restricted stock units. After this withholding, the officer beneficially owned 42,077 shares of Lumentum common stock. This total includes 28 shares acquired through the company’s Employee Stock Purchase Plan on November 14, 2025.
Lumentum Holdings Inc. reported an insider equity transaction by one of its executive officers. On 11/15/2025, 3,291 shares of Lumentum common stock were withheld by the company at a price of $232.15 per share to cover income tax obligations triggered by the vesting of restricted stock units. After this tax-withholding event, the reporting person directly owned 147,481 shares of common stock. This total includes 101 shares that were acquired through Lumentum’s Employee Stock Purchase Plan on 11/14/2025. The reporting person serves as Executive Vice President, Module Business Unit R&D and Product Development.
Lumentum Holdings Inc. (LITE) reported insider transactions by its SVP and General Counsel, Jae Kim. On 11/15/2025, 1,413 shares of common stock were disposed of at $232.15 per share, representing shares withheld by the company to cover income tax obligations tied to restricted stock unit vesting.
On 11/17/2025, Kim sold 1,367 shares at $234.14 per share, and on 11/18/2025, sold a further 170 shares at $246 per share. These sales were made under a Rule 10b5-1 trading plan adopted on February 11, 2025, which is designed to pre-schedule trades.
Following these transactions, Kim beneficially owned 38,400 shares of Lumentum common stock. This total includes 170 shares acquired through the company’s Employee Stock Purchase Plan on November 14, 2025.
Lumentum Holdings Inc. (LITE) reported an insider stock transaction by a company director. On 11/17/2025, the director sold 579 shares of Lumentum common stock in an open market sale coded as “S” at a price of $250 per share. After this transaction, the director beneficially owns 9,889 shares of Lumentum common stock in direct ownership. The filing is made on Form 4 and is signed by Jae Kim as attorney-in-fact on 11/18/2025.
Lumentum Holdings Inc. (LITE) reported an insider equity transaction by its EVP & Chief Financial Officer on a Form 4. On 11/15/2025, the executive had 2,743 shares of common stock disposed of at $232.15 per share, coded as an "F" transaction.
The company explains that these shares were withheld to cover income tax withholding and remittance obligations arising from the vesting of restricted stock units, rather than an open-market sale. After this tax-related share withholding, the executive beneficially owns 74,344 shares of Lumentum common stock directly.
Lumentum Holdings Inc. (LITE) reported an insider stock transaction. A director sold 10,000 shares of common stock on 11/10/2025 at a price of $270.39 per share. Following the sale, the director beneficially owned 12,037 shares, held directly.
This Form 4 indicates a personal trading activity by a board member and does not disclose any company operational changes. The filing lists the transaction as a sale and confirms direct ownership of the remaining shares.
Lumentum Holdings (LITE) reported an insider transaction on a Form 4. A company director sold 7,200 shares of common stock on 11/07/2025 at a price of $243.32 per share, coded “S” for a sale. Following the transaction, the director beneficially owned 9,764 shares, held as Direct ownership.
Lumentum Holdings (LITE) insider transaction: The company’s Chief Accounting Officer reported a sale of common stock on 11/07/2025. The filing shows 4,232 shares sold at a price of $239.6274 per share. Following the transaction, the reporting person directly beneficially owns 43,544 shares.
The report was filed by one reporting person and indicates direct ownership of the remaining shares.