Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lumentum Holdings (LITE) insider transaction: The company’s Chief Accounting Officer reported a sale of common stock on 11/07/2025. The filing shows 4,232 shares sold at a price of $239.6274 per share. Following the transaction, the reporting person directly beneficially owns 43,544 shares.
The report was filed by one reporting person and indicates direct ownership of the remaining shares.
Lumentum (LITE) reported a strong turnaround in its September 27, 2025 quarter. Net revenue rose to $533.8 million from $336.9 million a year ago, lifting gross profit to $181.5 million and swinging to operating income of $6.7 million. The company posted net income of $4.2 million, or $0.05 diluted per share, versus a $82.4 million loss last year.
Cash and cash equivalents increased to $772.9 million from $520.7 million, while inventories were $531.6 million. Total assets were $4,613.1 million. The capital structure shifted: Lumentum issued $1,265.0 million of 0.375% Convertible Senior Notes due 2032, used $843.1 million of proceeds to partially repurchase its 2026 notes, and purchased $102.0 million of capped call options. Total debt was $3,243.5 million, with $1,079.0 million classified as current and $2,164.5 million long‑term.
The company now reports as a single segment and continues amortizing acquired intangibles ($34.4 million this quarter). Shares outstanding were 70.9 million as of October 28, 2025.
Lumentum Holdings Inc. (LITE) announced results for its fiscal first quarter ended September 27, 2025. The company furnished a press release as Exhibit 99.1 and posted a “Q1 FY26 Conference Call” slide deck dated November 4, 2025 on its investor website.
The information, including Exhibit 99.1, was furnished on Form 8-K and is not deemed filed under the Exchange Act. Common stock continues to trade on the Nasdaq Global Select Market under the symbol LITE.
Lumentum Holdings Inc. filed its 2025 definitive proxy describing board nominations, executive compensation updates, and a new 2025 Equity Incentive Plan. The company completed a planned CEO transition in February 2025 with Michael Hurlston hired as CEO and received continued strong stockholder support for compensation (approximately 94.8% say-on-pay in Nov 2024). Fiscal year 2025 incentive outcomes included an Annual Incentive Program payout at 132.2% of target after the Compensation Committee applied negative discretion to reduce an initial 181.5% achievement, while multi-year PSUs for fiscal years 2023–2025 were earned at 24% of target. The proxy details one-time new-hire and transition awards (including PSU/RSU grants and a cash signing/retention component) and proposes election of eight directors, ratification of Deloitte as auditor, and shareholder approval of the 2025 Equity Incentive Plan.
Lumentum Holdings Inc. (LITE) filed an 8-K reporting a material event related to a convertible note offering. The filing references an Indenture dated September 8, 2025, a Form of 0.375% Convertible Senior Note due 2032 (included as Exhibit 4.1), and a Form of Capped Call Confirmation. The company also included a Launch Press Release dated September 2, 2025, a Pricing Press Release dated September 4, 2025, and a Cover Page Interactive Data File formatted as Inline XBRL. The document is signed by Wajid Ali, Executive Vice President & Chief Financial Officer.
Wupen Yuen, President, Cloud & Networking at Lumentum Holdings Inc. (LITE), reported sales of common stock under a pre-existing Rule 10b5-1 trading plan. On 08/26/2025 she sold 3,282 shares at $124.39 each, leaving 104,554 shares beneficially owned after that transaction. On 08/27/2025 she sold 3,281 shares at $124.86 each, leaving 101,273 shares beneficially owned after that second transaction. The report was signed on 08/28/2025 by an attorney-in-fact and states the 10b5-1 plan was adopted on February 11, 2025.
Lumentum Holdings Inc. (LITE) insider sale reported on Form 4. Executive Vice President & Chief Financial Officer Ali Wajid sold 2,526 shares of Lumentum common stock on 08/26/2025 at a reported price of $124.39 per share. After the sale, the reporting person beneficially owned 77,087 shares. The filing states the shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2024, and the Form 4 was signed by an attorney-in-fact on 08/28/2025. The report indicates this was a planned disposition under an established trading arrangement rather than an ad hoc trade.
Lumentum Holdings Inc. (LITE) Form 144 notifies the market of a proposed sale of 3,281 common shares through Morgan Stanley Smith Barney on 08/27/2025 on NASDAQ with an aggregate market value of $409,665.66. The filer reports these shares were acquired as restricted stock on 08/23/2024 from the issuer and payment was recorded on the same date.
The filing also lists multiple recent sales by the same person, totaling several thousand shares between 07/21/2025 and 08/26/2025, with individual proceeds shown for each trade. Outstanding shares are reported as 69,900,000, indicating the disclosed trades represent a very small fraction of the companys float.
Wupen Yuen, President, Cloud & Networking at Lumentum Holdings Inc. (LITE), reported two transactions. On 08/23/2025 the reporting person was granted 13,177 restricted stock units (RSUs) that vest 100% on 08/23/2026, each convertible into one share on vesting. On 08/25/2025 the reporting person sold 3,282 shares at $119.25 per share under a Rule 10b5-1 trading plan adopted 02/11/2025. Beneficial ownership is reported as 111,118 shares after the RSU grant and 107,836 shares following the sale. The Form 4 was executed by an attorney-in-fact on 08/26/2025.
Lumentum Holdings Inc. insider Matthew Joseph Sepe received 4,918 restricted stock units (RSUs) on 08/23/2025. Each RSU represents a contingent right to receive one share of the company’s common stock upon vesting. After the grant, the reporting person beneficially owns 47,776 shares. The RSUs were granted at a $0 acquisition price and are scheduled to vest 100% on 08/23/2026, subject to continued employment and the terms of the 2015 Equity Incentive Plan.