Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lumentum Holdings Inc. (LITE) reported a Form 4 for a director showing a mix of stock awards and a sale. On November 19, 2025, the director received 1,283 restricted stock units (RSUs) that will vest 100% on the earlier of November 19, 2026 or the day before the next annual stockholder meeting, if the director continues as a service provider under the 2025 Equity Incentive Plan. The director also received 2,810 fully vested RSUs, each representing one share of common stock.
On the same date, the director sold 3,421 shares of common stock at a price of $273.5347 per share. After these transactions, the director directly owned 10,561 shares of Lumentum common stock.
Lumentum Holdings Inc. filed a Form S-8 to register securities for its Lumentum Holdings Inc. 2025 Equity Incentive Plan. This plan is intended to provide equity-based compensation to eligible participants, aligning their interests with the company’s long-term performance. The filing also describes standard Delaware law indemnification protections for directors and officers and notes that related governing documents and legal opinions are filed as exhibits.
Lumentum Holdings Inc. (LITE) insider Form 4 shows equity transactions by an officer serving as President, Global Business Units. On 11/15/2025, 3,732 shares of common stock were disposed of at $232.15 per share, representing shares withheld by the company to cover income tax obligations related to restricted stock unit vesting. After this, the reporting person held 97,541 shares.
On 11/17/2025, the officer sold 821 shares of common stock at $234.14 per share, followed by another sale of 821 shares at $246.00 per share on 11/18/2025, both reported as open market sales under transaction code "S." These two sales were executed pursuant to a Rule 10b5-1 trading plan adopted on February 11, 2025. Following the final reported transaction, the officer beneficially owned 95,899 shares of Lumentum common stock, held directly.
Lumentum Holdings Inc. (LITE) filed a Form 4 reporting an administrative stock transaction by its Chief Accounting Officer. On 11/15/2025, 1,495 shares of common stock were disposed of at a price of $232.15 per share, described as shares withheld by the company to cover income tax obligations related to vesting restricted stock units. After this withholding, the officer beneficially owned 42,077 shares of Lumentum common stock. This total includes 28 shares acquired through the company’s Employee Stock Purchase Plan on November 14, 2025.
Lumentum Holdings Inc. reported an insider equity transaction by one of its executive officers. On 11/15/2025, 3,291 shares of Lumentum common stock were withheld by the company at a price of $232.15 per share to cover income tax obligations triggered by the vesting of restricted stock units. After this tax-withholding event, the reporting person directly owned 147,481 shares of common stock. This total includes 101 shares that were acquired through Lumentum’s Employee Stock Purchase Plan on 11/14/2025. The reporting person serves as Executive Vice President, Module Business Unit R&D and Product Development.
Lumentum Holdings Inc. (LITE) reported insider transactions by its SVP and General Counsel, Jae Kim. On 11/15/2025, 1,413 shares of common stock were disposed of at $232.15 per share, representing shares withheld by the company to cover income tax obligations tied to restricted stock unit vesting.
On 11/17/2025, Kim sold 1,367 shares at $234.14 per share, and on 11/18/2025, sold a further 170 shares at $246 per share. These sales were made under a Rule 10b5-1 trading plan adopted on February 11, 2025, which is designed to pre-schedule trades.
Following these transactions, Kim beneficially owned 38,400 shares of Lumentum common stock. This total includes 170 shares acquired through the company’s Employee Stock Purchase Plan on November 14, 2025.
Lumentum Holdings Inc. (LITE) reported an insider stock transaction by a company director. On 11/17/2025, the director sold 579 shares of Lumentum common stock in an open market sale coded as “S” at a price of $250 per share. After this transaction, the director beneficially owns 9,889 shares of Lumentum common stock in direct ownership. The filing is made on Form 4 and is signed by Jae Kim as attorney-in-fact on 11/18/2025.
Lumentum Holdings Inc. (LITE) reported an insider equity transaction by its EVP & Chief Financial Officer on a Form 4. On 11/15/2025, the executive had 2,743 shares of common stock disposed of at $232.15 per share, coded as an "F" transaction.
The company explains that these shares were withheld to cover income tax withholding and remittance obligations arising from the vesting of restricted stock units, rather than an open-market sale. After this tax-related share withholding, the executive beneficially owns 74,344 shares of Lumentum common stock directly.
Lumentum Holdings Inc. (LITE) reported an insider stock transaction. A director sold 10,000 shares of common stock on 11/10/2025 at a price of $270.39 per share. Following the sale, the director beneficially owned 12,037 shares, held directly.
This Form 4 indicates a personal trading activity by a board member and does not disclose any company operational changes. The filing lists the transaction as a sale and confirms direct ownership of the remaining shares.
Lumentum Holdings (LITE) reported an insider transaction on a Form 4. A company director sold 7,200 shares of common stock on 11/07/2025 at a price of $243.32 per share, coded “S” for a sale. Following the transaction, the director beneficially owned 9,764 shares, held as Direct ownership.