Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lumentum Holdings, Inc. (ticker: LITE) Form 144 notifies the proposed sale of 109 restricted common shares by a broker at Morgan Stanley Smith Barney LLC with an aggregate market value of $12,818.40, and lists the approximate date of sale as 08/19/2025 on NASDAQ. The filing shows these 109 shares were acquired as restricted stock from the issuer on 08/15/2024 and paid for on that same date. The document also discloses prior sales by the same person, Wupen Yuen, totaling multiple transactions in July–August 2025, with individual sale amounts and gross proceeds reported.
Form 144 notice: The filer notifies a proposed sale of 1,250 common shares of Lumentum Holdings Inc. (LITE) through Morgan Stanley Smith Barney LLC on 08/18/2025 on NASDAQ. The filing lists an aggregate market value of $148,827.75 for the shares and total shares outstanding of 69,400,000. The securities were acquired on 11/18/2021 as restricted stock from the issuer, with payment recorded on the acquisition date. The filer reports no securities sold in the past three months and includes the standard attestation that no undisclosed material adverse information is known.
Form 144 notice for Lumentum Holdings Inc. (LITE) reports a proposed sale of 912 shares of common stock through Morgan Stanley Smith Barney LLC on the NASDAQ with an aggregate market value of $106,202.40. The securities were acquired as restricted stock from the issuer on 08/15/2025 and the approximate sale date is listed as 08/18/2025. The filer states there were no securities sold by the reporting person in the prior three months and affirms no undisclosed material adverse information is known. The form includes the broker name and address and indicates payment was completed on the acquisition date.
Lumentum Holdings Inc. (LITE) Form 144 notice shows an intended sale of 2,222 common shares through Morgan Stanley Smith Barney LLC on 08/18/2025 with an aggregate market value of $258,751.90 against total shares outstanding listed as 69,400,000. The filing reports the shares were acquired as restricted stock on 08/15/2025 from the issuer, with payment dated the same day. The filer also reported a prior sale of 2,222 common shares on 06/04/2025 generating $185,714.76 in gross proceeds. The notice includes the usual signer representation about absence of undisclosed material adverse information.
Form 144 filed for Lumentum Holdings, Inc. (LITE) by Wupen Yuen shows a proposed sale of 109 shares of common stock through Morgan Stanley Smith Barney LLC on 08/18/2025 with an aggregate market value of $12,693.05. The shares were acquired as restricted stock on 08/15/2024 and payment was recorded the same day. The filing lists the company's outstanding common shares as 69,400,000. The notice also discloses multiple recent sales by the same person between 05/19/2025 and 08/15/2025 totaling several hundred shares with listed gross proceeds for each trade.
Form 144 notice for Lumentum Holdings, Inc. (LITE) reports a proposed sale of 109 shares of common stock through Morgan Stanley Smith Barney with an aggregate market value of $12,383.49 and an approximate sale date of 08/15/2025. The filing states these shares were acquired as restricted stock from the issuer on 08/15/2024. The issuer has 69,400,000 shares outstanding, placing the proposed sale at a de minimis fraction of total shares. The filing also discloses prior sales by the same person totaling 2,095 shares across dates from 05/16/2025 to 08/06/2025 with listed gross proceeds.
Point72 filings report a 1.3% common-stock stake in Lumentum Holdings Inc. (CUSIP 55024U109) as of June 30, 2025. The Schedule 13G/A shows Point72 Asset Management, L.P., Point72 Capital Advisors, Inc., and Steven A. Cohen each reporting beneficial ownership of 895,470 shares, representing 1.3% of the class. Point72 Asset Management and Point72 Capital Advisors exercise shared voting and dispositive power over those shares; no sole voting or sole dispositive power is reported. Point72 Italy S.R.L. reports zero shares. The filing states the position was not acquired to change or influence control of the issuer.
Lumentum Holdings Inc. received an amendment to a Schedule 13G showing that SteelMill Master Fund LP, together with related PointState entities and Zachary J. Schreiber, beneficially own 2,532,821 shares of Lumentum common stock, representing 3.6% of the class. The filing reports shared voting and dispositive power over these shares and indicates the holdings are not intended to change or influence control of the issuer. Reporting persons and organizational jurisdictions are listed: SteelMill (Cayman Islands), PointState entities (Delaware), and Mr. Schreiber (U.S.). The filing address for the reporting persons is care of PointState Capital LP in New York.
Capital World Investors reported beneficial ownership of 5,739,568 shares of Lumentum Holdings Inc. common stock, representing 8.3% of the 69,400,000 shares believed outstanding as of the reporting event. The filing is a Schedule 13G/A amendment disclosing that these shares are held by divisions and affiliates operating under the name Capital World Investors, a division of Capital Research and Management Company. The filer states it has sole voting and dispositive power over these shares and that the holdings are held in the ordinary course of business and not for the purpose of changing or influencing control.
Lumentum Holdings Inc. reported results for its fourth quarter and full fiscal year ended June 28, 2025 and posted a slide presentation titled "Q4 FY25 Conference Call" dated August 12, 2025 on its investor website. The company furnished a press release announcing those results as Exhibit 99.1 to this Form 8-K.
The filing states that website materials are not incorporated by reference and that the information in this Form 8-K, including Exhibit 99.1, is furnished and not "filed" for purposes of Section 18 of the Exchange Act. The report is signed by Chief Financial Officer Wajid Ali on August 12, 2025. The 8-K text provided does not include numeric revenue, earnings, cash flow or guidance; investors must consult Exhibit 99.1 or the posted slide deck for the detailed figures.