Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Insider transactions reported for Lumentum Holdings Inc. (LITE) showing equity awards settling and a small disposition to cover taxes. On 08/19/2025 the reporting person received 15,173 RSUs (restricted stock units) that vest over time. On 08/21/2025 the filer acquired 10,169 shares upon satisfaction of performance conditions for PSUs originally granted on 08/21/2024. Also on 08/21/2025 the issuer withheld 11,666 shares and disposed of them at $117.43 per share to satisfy tax withholding obligations. After these transactions the reporting person beneficially owned 135,913 shares.
Insider transactions by Lumentum Holdings (LITE): SVP and General Counsel Jae Kim reported vesting-related acquisitions and a tax-withholding disposition. On 08/19/2025, 11,633 restricted stock units (RSUs) were recorded as acquired, bringing reported beneficial ownership to 41,453 shares. On 08/21/2025, 2,057 shares were acquired following the Compensation Committee's determination that performance conditions for certain performance stock units (PSUs) granted 08/21/2024 were met, taking ownership to 43,510 shares. Also on 08/21/2025, 5,538 shares were withheld to satisfy tax withholding obligations in connection with the RSU/PSU vesting; those shares were disposed at a price of $117.43, resulting in 37,972 shares beneficially owned after the transactions.
Ali Wajid, EVP & Chief Financial Officer of Lumentum Holdings, reported multiple equity transactions on Form 4. On 08/19/2025 he was granted 22,760 restricted stock units (RSUs) that vest over time under the 2015 Equity Incentive Plan. On 08/21/2025 he acquired 9,152 shares upon satisfaction of performance stock unit (PSU) conditions related to a 2024 grant. Also on 08/21/2025 the issuer withheld 10,067 shares to satisfy income tax withholding in connection with RSU/PSU vesting. After these events he beneficially owned 67,315 shares following the withholding-adjusted transaction totals shown on the form.
Julia Suzanne Johnson, a director of Lumentum Holdings Inc. (LITE), reported a sale of 1,250 shares of the issuer's common stock on 08/18/2025 at a per-share price of $119.0622. After the transaction she beneficially owned 22,037 shares directly. The Form 4 was signed on behalf of the reporting person by an attorney-in-fact, Jae Kim, on 08/20/2025.
Lumentum Holdings Inc. (LITE) officer Wupen Yuen reported multiple transactions in the company’s common stock in mid‑August 2025. On 08/15/2025 2,540 shares were withheld by the issuer to satisfy income tax withholding related to the vesting of restricted stock units; following that transaction Yuen beneficially owned 76,777 shares (direct). Also under a Rule 10b5‑1 plan adopted 02/11/2025, Yuen sold 109 shares on each of 08/15/2025, 08/18/2025, and 08/19/2025 at prices of $113.61, $116.45, and $117.60 respectively, reducing direct beneficial ownership stepwise to 76,450 shares. The Form 4 was signed by Jae Kim as attorney‑in‑fact on 08/19/2025.
Matthew Joseph Sepe, Chief Accounting Officer of Lumentum Holdings Inc. (LITE), reported a tax-withholding disposition related to vested restricted stock units. On 08/15/2025, 837 shares of common stock were disposed (Transaction Code F(1)) at an indicated price of $115.86 per share to satisfy income tax withholding and remittance obligations tied to RSU vesting. After the withholding, Sepe beneficially owned 37,591 shares, held directly. The Form 4 was executed by an attorney-in-fact, Jae Kim, on 08/19/2025. The filing identifies Sepe as an officer of the issuer.
Retort Vincent, President, Industrial Tech at Lumentum Holdings Inc. (LITE), reported a share disposition on 08/15/2025. The filing shows 2,753 shares of Lumentum common stock were disposed of at $115.86 per share. The form explains these shares were withheld by the issuer to satisfy income tax withholding obligations arising from the vesting of restricted stock units. Following the withholding, the reporting person beneficially owned 122,237 shares, held directly. The transaction is a routine tax-withholding event connected to equity compensation.
Jae Kim, SVP and General Counsel of Lumentum Holdings Inc. (LITE), reported two transactions reducing his common stock holdings. On 08/15/2025 802 shares were withheld by the issuer to satisfy income tax withholding related to restricted stock unit vesting at a price of $115.86, leaving 30,732 shares beneficially owned. On 08/18/2025 he sold 912 shares under a Rule 10b5-1 trading plan adopted on February 11, 2025, at $116.45, leaving 29,820 shares beneficially owned.
The Form 4 is signed and dated 08/19/2025 and identifies the filer as an officer (SVP, General Counsel). The filing includes an explanation that the withholding satisfied tax obligations and that the sale was executed pursuant to the 10b5-1 plan.
Lumentum Holdings Inc. (LITE) insider transactions: The company's EVP & Chief Financial Officer, Wajid Ali, reported two transactions in August 2025. On 08/15/2025, 2,294 shares were withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units at a price of $115.86, reducing his direct holdings to 47,692 shares. On 08/18/2025, 2,222 shares were sold at $116.45 under a Rule 10b5-1 trading plan adopted on August 30, 2024, leaving 45,470 shares beneficially owned. The Form 4 was signed by an attorney-in-fact on 08/19/2025.
Lumentum Holdings Inc. reports fiscal 2025 results and disclosures emphasizing its position as a leading provider of optical and photonic products for cloud, AI/ML, telecom and industrial markets. The company completed several strategic acquisitions (Oclaro in 2018; NeoPhotonics and IPG telecom transmission product lines in August 2022; Cloud Light in November 2023 for $705.0 million plus replacement option consideration) to broaden its product portfolio in lasers, PICs, coherent components and optical modules. Fiscal 2025 highlights include increased Cloud & Networking sales supporting higher demand for AI/cloud applications, a $34.9 million gain on sale of a Shenzhen facility, restructuring charges of $22.8 million and continued R&D investment with roughly flat R&D expense year-over-year.
The filing discloses material risks and exposures: export controls that forced cessation of shipments to Huawei (impacting revenue), concentrated customer dependence, supply-chain and sole-supplier risks, tariff and trade-policy uncertainty, foreign exchange volatility, substantial convertible note balances (2026, 2028, 2029 Notes) and other indebtedness, potential tax and restructuring uncertainties, and cybersecurity governance and testing practices overseen by the Board and a Cybersecurity Steering Committee. The company holds approximately 69.9 million shares outstanding as of August 12, 2025 and had an aggregate market value of non-affiliate equity of about $2,704 million based on a $84.36 close on December 28, 2024.