Welcome to our dedicated page for Lumentum Holdings SEC filings (Ticker: LITE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Wupen Yuen, President, Cloud & Networking at Lumentum Holdings Inc. (LITE), reported a sale of 241 shares of Lumentum common stock on 08/06/2025 at a reported price of $108.34 per share. Following the reported transaction the filing shows the reporting person beneficially owns 78,597 shares. The Form 4 states the shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2025. The filing is signed by an attorney-in-fact on 08/08/2025.
This disclosure reflects a single, routine sale executed under a pre-established trading plan; the Form 4 does not report any derivative transactions or other changes in ownership beyond the one sale shown.
Lumentum Holdings Inc. (LITE) – Form 4 insider transaction
President, Industrial Technology, Vincent Retort reported a disposition (Code “S”) of 22,719 common shares on 29 Jul 2025 at an indicated price of $110 per share, generating proceeds of roughly $2.5 million. The sale was executed under a Rule 10b5-1 trading plan adopted 26 Aug 2024, signalling it was pre-scheduled. Following the sale, Retort’s direct ownership stands at 121,747 shares, implying he reduced his position by about 16 %.
No derivative security activity was reported. The filing does not disclose any company-specific operational or financial updates; its relevance is limited to insider sentiment and potential supply of shares.