STOCK TITAN
  1. Home
  2. Sec-filings
  3. LOB
  4. [144] Live Oak Bancshares, Inc. SEC Filing

Live Oak director plans sale of 1,600 shares

Director-related Rule 144 notice covers a potential sale of 1,600 LOB common shares acquired as restricted stock compensation.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Live Oak Bancshares, Inc. (LOB) has a notice of proposed sale filed under Rule 144 for shares held by director Tonya W. Bradford. The notice covers the potential sale of 1,600 shares of common stock through Fidelity Brokerage Services LLC on the NYSE, with an indicated aggregate market value of $63,824.00. The shares were acquired on May 1, 2025 as restricted stock vesting from the issuer as compensation.

Positive

  • None.

Negative

  • None.
Shares proposed to be sold 1,600 shares Common stock under Rule 144 notice for Live Oak Bancshares, Inc.
Aggregate market value of securities $63,824.00 Value shown in the securities information section for the 1,600 shares
Date of acquisition May 1, 2025 Acquisition date for the restricted stock vesting received as compensation
Form type Form 144 Notice of proposed sale of securities under Rule 144
Planned trading market NYSE Listed as the market for the proposed sale of LOB common stock
Number of shares to be sold from compensation grant 1,600 shares Shares obtained via restricted stock vesting from the issuer as compensation
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
restricted stock vesting financial
"Common | 05/01/2025 | Restricted Stock Vesting | Issuer"
Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.
attorney-in-fact regulatory
"as attorney-in-fact for Tonya W. Bradford"
An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.
compensation financial
"1600 | 05/01/2025 | Compensation"

FAQ

What does the Form 144 filing for LOB disclose?
It discloses a proposed sale under Rule 144 of 1,600 shares of Live Oak Bancshares, Inc. common stock held for the account of director Tonya W. Bradford, to be sold through Fidelity Brokerage Services LLC on the NYSE.

How many Live Oak Bancshares (LOB) shares are covered by this Form 144?
The notice covers a potential sale of 1,600 shares of Live Oak Bancshares, Inc. common stock, with an indicated aggregate market value of $63,824.00 in the securities information section.

Who is the security holder in the LOB Form 144 filing?
The securities are held for the account of Tonya W. Bradford, identified as a director of Live Oak Bancshares, Inc. Fidelity Brokerage Services LLC is listed as the broker handling the transaction.

When and how were the LOB shares in this Form 144 acquired?
The 1,600 shares were acquired on May 1, 2025 through restricted stock vesting, received from the issuer as compensation, according to the securities-to-be-sold section.

On which market are the LOB shares in this Form 144 expected to be sold?
The securities information section lists the planned sales venue as the NYSE, with Fidelity Brokerage Services LLC as the broker for the proposed sale of the Live Oak Bancshares, Inc. common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR