Fidelity files Form 144 to sell 75,000 LOB shares

Fidelity Brokerage Services LLC submitted a Form 144 notice to sell 75,000 shares of Common Stock (LOB) listed on the NYSE.

Rhea-AI Filing Summary

Fidelity Brokerage Services LLC submitted a Form 144 notice to sell 75,000 shares of Common Stock (LOB) listed on the NYSE. The filing lists an aggregate value of $2,837,074.30 and shows 46,219,604 (figure included in the excerpt) with an effective date of 04/30/2026. The excerpt also lists multiple historical restricted stock vesting allocations (dates and share counts) that appear as compensation vesting events.

Key Figures

Shares to be sold: 75,000 shares Aggregate value: $2,837,074.30 Numeric figure shown: 46,219,604 +4 more

7 metrics

Shares to be sold 75,000 shares Form 144 filing line item

Aggregate value $2,837,074.30 Amount listed alongside the sale quantity

Numeric figure shown 46,219,604 Number included in the excerpt (label not explicit)

Filing date 04/30/2026 Date associated with the Form 144 entry

Example vesting — 08/12/2024 13,890 shares Restricted Stock Vesting on 08/12/2024 (compensation)

Example vesting — 02/13/2026 6,592 shares Restricted Stock Vesting on 02/13/2026 (compensation)

Total example vesting — 08/10/2023 12,928 shares Restricted Stock Vesting on 08/10/2023 (compensation)

Key Terms

Form 144, Restricted Stock Vesting, Issuer, Aggregate value

4 terms

Form 144 regulatory

"Fidelity Brokerage Services LLC submitted a Form 144 notice to sell"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"08/10/2023 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Issuer financial

"Restricted Stock Vesting | Issuer | | | 12,928"

Aggregate value financial

"75000 | 2837074.30 | 46219604 | 04/30/2026"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 for LOB filed by Fidelity Brokerage Services LLC report?

The filing reports a notice to sell 75,000 shares of Common Stock. It lists an aggregate value of $2,837,074.30 and an effective date of 04/30/2026.

Who is the selling party named in the LOB Form 144?

The seller is listed as Fidelity Brokerage Services LLC at the address shown in the excerpt. The notice identifies the broker-dealer as the reporting intermediary for the sale.

Does the Form 144 excerpt show how the shares were acquired?

Yes. The excerpt lists multiple Restricted Stock Vesting entries with dates and share counts indicating the shares arose from compensation vesting events on specified dates.

What date is associated with the Form 144 filing for LOB?

The filing shows an effective or reported date of 04/30/2026. That date is presented alongside the NYSE listing and the reported sale quantity.

Are outstanding share or market-cap figures included in this Form 144 excerpt?

The excerpt contains the numeric value 46,219,604 but does not explicitly label it. The filing also lists an aggregate dollar figure and the 75,000 shares proposed for sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/30/2026 - 02:19 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001864098
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Live Oak Bancshares, Inc.
SEC File Number	001-37497
Address of Issuer	1741 TIBURON DRIVE WILMINGTON NORTH CAROLINA 28403
Phone	910-790-5867
Name of Person for Whose Account the Securities are To Be Sold	Derraik Renato
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	75000	2837074.30	46219604	04/30/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/10/2023	Restricted Stock Vesting	Issuer			12928	08/10/2023	Compensation
Common	02/13/2024	Restricted Stock Vesting	Issuer			9832	02/13/2024	Compensation
Common	02/14/2024	Restricted Stock Vesting	Issuer			794	02/14/2024	Compensation
Common	08/12/2024	Restricted Stock Vesting	Issuer			13890	08/12/2024	Compensation
Common	02/12/2025	Restricted Stock Vesting	Issuer			2256	02/12/2025	Compensation
Common	02/13/2025	Restricted Stock Vesting	Issuer			9958	02/13/2025	Compensation
Common	02/14/2025	Restricted Stock Vesting	Issuer			877	02/14/2025	Compensation
Common	08/11/2025	Restricted Stock Vesting	Issuer			13889	08/11/2025	Compensation
Common	02/10/2026	Restricted Stock Vesting	Issuer			1620	02/10/2026	Compensation
Common	02/12/2026	Restricted Stock Vesting	Issuer			2364	02/12/2026	Compensation
Common	02/13/2026	Restricted Stock Vesting	Issuer			6592	02/13/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	04/30/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Renato Derraik
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)