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Lufax Holding Ltd SEC Filings

LU NYSE

Welcome to our dedicated page for Lufax Holding SEC filings (Ticker: LU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Lufax Holding Ltd. filings document a foreign private issuer operating a China-focused financial services enablement business for small business owners and other borrowers. Form 6-K submissions include annual and interim results materials, condensed consolidated financial statements, Hong Kong Stock Exchange announcements, ESG reporting, and updates on lending-related income categories, credit impairment, expenses, and securities movements.

The filing record also covers ADS and Hong Kong depositary receipt movements, annual general meeting and proxy-related matters, board and committee composition, compliance officer appointments, NYSE listing-compliance communications, subscriptions of wealth management products, and governance disclosures associated with its dual-market public-company reporting.

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Lufax Holding Ltd (LU) filed a Form 6-K noting corporate updates. The filing includes exhibits announcing an Extraordinary General Meeting on December 29, 2025 and a new senior management hire. A related announcement with The Stock Exchange of Hong Kong covers the record date for the EGM and the appointment of senior management members.

These updates signal upcoming shareholder action and leadership changes, with details to be provided in the referenced exhibits and related notices.

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Lufax Holding Ltd (LU) filed a Form 6-K noting corporate updates. The filing includes exhibits announcing an Extraordinary General Meeting on December 29, 2025 and a new senior management hire. A related announcement with The Stock Exchange of Hong Kong covers the record date for the EGM and the appointment of senior management members.

These updates signal upcoming shareholder action and leadership changes, with details to be provided in the referenced exhibits and related notices.

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Lufax Holding Ltd submitted a Form 6-K as a foreign private issuer. The filing lists an exhibit noting a press release titled “Lufax Granted Extension by NYSE for Filling the 2024 Annual Report on Form 20-F.” The document is signed on behalf of the company by Chief Financial Officer Tongzhuan Xi. The exhibit indicates the NYSE granted an extension related to the company’s 2024 Form 20-F.

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Lufax Holding Ltd furnished a Form 6-K that primarily forwards two exhibits to investors. One is a press release announcing a change in the company’s Chief Risk Officer, signaling a leadership shift in its risk management function. The other is an announcement filed with The Stock Exchange of Hong Kong Limited that provides a quarterly update on resumption progress, outlines third quarter 2025 operational highlights, notes the Chief Risk Officer change, and states that trading remains suspended.

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FAQ

How many Lufax Holding (LU) SEC filings are available on StockTitan?

StockTitan tracks 58 SEC filings for Lufax Holding (LU), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Lufax Holding (LU)?

The most recent SEC filing for Lufax Holding (LU) was filed on December 29, 2025.