Welcome to our dedicated page for Lufax Holding SEC filings (Ticker: LU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lufax Holding Ltd. filings document a foreign private issuer operating a China-focused financial services enablement business for small business owners and other borrowers. Form 6-K submissions include annual and interim results materials, condensed consolidated financial statements, Hong Kong Stock Exchange announcements, ESG reporting, and updates on lending-related income categories, credit impairment, expenses, and securities movements.
The filing record also covers ADS and Hong Kong depositary receipt movements, annual general meeting and proxy-related matters, board and committee composition, compliance officer appointments, NYSE listing-compliance communications, subscriptions of wealth management products, and governance disclosures associated with its dual-market public-company reporting.
Lufax Holding Ltd filed an initial statement of beneficial ownership for Li Peifeng, who is identified as a director of the company. This Form 3 does not list any buy, sell, or other share transactions and serves to establish the director’s starting ownership disclosure.
Lufax Holding Ltd filed an initial insider ownership statement for Cheng Jianbo, who serves as Chief Risk Officer. This Form 3 identifies him as an officer subject to insider reporting rules. The filing does not report any buy, sell, or derivative transactions and shows no current holding entries.
Lufax Holding Ltd director files initial ownership report. Director Lee Wai Ping Tina submitted a Form 3 as an insider of Lufax Holding Ltd, establishing her status as a reporting person. The filing lists no transactions or derivative positions and serves as her baseline disclosure as a company director.
Lufax Holding Ltd director Cai Fangfang filed an initial statement of beneficial ownership on Form 3. The filing does not report any transactions or derivative positions and shows no buy, sell, acquire, or dispose activity at this time.
Lufax Holding Ltd director and Chief Financial Officer Xi Tongzhuan has filed a Form 3, which is the initial statement of beneficial ownership required for insiders. The filing shows no reported transactions, with all buy, sell, and derivative activity counts at zero.
This is a routine compliance filing that establishes Xi Tongzhuan’s reporting status as an insider of Lufax, rather than signaling any recent trading in the company’s securities.
Lufax Holding Ltd disclosed that Yang Rusheng has become a reportable insider as a director and filed an initial ownership report. This Form 3 does not list any stock transactions or derivative positions, indicating only a change in reporting status rather than recent trading activity.
Lufax Holding Ltd director Guo Shibang has filed an initial ownership report on Form 3. The filing lists him as a director of Lufax but shows no reported transactions or holdings, with all buy, sell, acquire, dispose, and derivative transaction counts recorded as zero.
Lufax Holding Ltd filed an initial insider ownership report for Wu Tao (TW) on Form 3. The filing identifies Wu Tao as an officer of the company, with the specific title referenced as “See Remarks.” The report lists no insider transactions or holdings in this excerpt.
Lufax Holding Ltd furnished a report highlighting two main updates. The company filed its Annual Report on Form 20-F for the year ended December 31, 2024 with the U.S. Securities and Exchange Commission within the extension period granted by the New York Stock Exchange. The report is available on Lufax’s investor relations website, and shareholders and ADS holders can request free hard copies.
The company also announced leadership changes. Chief Executive Officer and executive Director Yong Suk Cho will step down when his contract expires on March 31, 2026, due to family and personal considerations. Co-Chief Executive Officer Xiang Ji will become Chief Executive Officer and an executive Director effective April 1, 2026, with Mr. Cho supporting a smooth transition. Non-executive Directors Yonglin Xie and Xin Fu resigned effective February 17, 2026, and Fangfang Cai and Peifeng Li were appointed as new non-executive Directors effective February 18, 2026.