3M Christian T. Goralski Jr. converts stock grants

Q: How many MMM shares did Christian T. Goralski Jr. acquire, and at what price?

The common-stock entries record acquisitions of 1,288, 219 and 217 shares at $162.12 per share on October 7, 2026. The associated footnote says the shares were withheld for FICA tax for retirement-eligible executives.

Q: When do the restricted stock units reported for MMM vest?

1,288 restricted stock units vest on February 6, 2027; the 219- and 217-unit awards vest 100% three years from the grant date.

The RSU awards have separate vesting terms: 1,288 vest February 6, 2027, while the 219- and 217-unit awards vest 100% three years from the grant date.

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Filing Sentiment

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Form Type

Rhea-AI Filing Summary

3M Group President Christian T. Goralski Jr. reported conversion of restricted stock units into 1,288, 219 and 217 common shares on October 7, 2026. The corresponding common-stock entries are recorded as acquisitions at $162.12 per share; their footnote says shares were withheld for FICA tax for retirement-eligible executives. A separate 1,724-share entry records shares delivered or withheld for payment of exercise price or tax liability, and its footnote says it includes shares acquired under 3M's General Employee Stock Purchase Plan. No Rule 10b5-1 plan is reported.

Insider Trade Summary

1,724 shares exercised/converted

Exercise 7 txns

Insider Goralski Christian T JR

Role Group President

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units ^{F3, F4}	1,288	$0.00	$0.00
Exercise	Restricted Stock Units ^{F3, F5}	219	$0.00	$0.00
Exercise	Restricted Stock Units ^{F3, F5}	217	$0.00	$0.00
Exercise	Common Stock ^F1	1,288	$162.12	$209K
Exercise	Common Stock ^F1	219	$162.12	$36K
Exercise	Common Stock ^F1	217	$162.12	$35K
Exercise Price or Tax Liability	Common Stock ^F2	1,724	$162.12	$279K

Holdings After Transaction: Restricted Stock Units — 29,366 contracts (Direct); Common Stock — 6,971.28 shares (Direct)

Footnotes (5)

F1. Shares withheld for FICA tax for retirement eligible executives.
F2. Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F3. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F4. The restricted stock units vest on February 6, 2027.
F5. The restricted stock units vest 100% three years from the grant date.

Key Figures

Restricted stock units converted: 1,288 shares Restricted stock units converted: 219 shares Restricted stock units converted: 217 shares +3 more

6 metrics

Restricted stock units converted 1,288 shares Reported October 7, 2026; vesting date February 6, 2027

Restricted stock units converted 219 shares Reported October 7, 2026; vest 100% three years from the grant date

Restricted stock units converted 217 shares Reported October 7, 2026; vest 100% three years from the grant date

Common-stock acquisition price $162.12 per share Common-stock entries reported October 7, 2026

Shares delivered or withheld for payment of exercise price or tax liability 1,724 shares Reported October 7, 2026

Restricted stock unit vesting 100% 219- and 217-unit awards vest three years from the grant date

Key Terms

Restricted Stock Units, FICA tax, General Employee Stock Purchase Plan

3 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

FICA tax financial

"Shares withheld for FICA tax for retirement eligible executives"

General Employee Stock Purchase Plan financial

"shares acquired under 3M's General Employee Stock Purchase Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many MMM shares did Christian T. Goralski Jr. acquire, and at what price?

The common-stock entries record acquisitions of 1,288, 219 and 217 shares at $162.12 per share on October 7, 2026. The associated footnote says the shares were withheld for FICA tax for retirement-eligible executives.

When do the restricted stock units reported for MMM vest?

1,288 restricted stock units vest on February 6, 2027; the 219- and 217-unit awards vest 100% three years from the grant date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/09/2026 - 04:07 PM Accepted by SEC EDGAR 10/09/2026 - 04:06 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goralski Christian T JR

(Last)

(First)

(Middle)

3M CENTER

(Street)

ST. PAUL

MINNESOTA

55144-1000

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Group President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/07/2026		M		1,288⁽¹⁾	A	$162.12	8,259.28	D
Common Stock	10/07/2026		M		219⁽¹⁾	A	$162.12	8,478.28	D
Common Stock	10/07/2026		M		217⁽¹⁾	A	$162.12	8,695.28	D
Common Stock	10/07/2026		F		1,724	D	$162.12	6,971.28⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽³⁾	10/07/2026		M			1,288	⁽⁴⁾	⁽⁴⁾	Common Stock	1,288	$0	19,299	D
Restricted Stock Units	⁽³⁾	10/07/2026		M			219	⁽⁵⁾	⁽⁵⁾	Common Stock	219	$0	5,055	D
Restricted Stock Units	⁽³⁾	10/07/2026		M			217	⁽⁵⁾	⁽⁵⁾	Common Stock	217	$0	5,012	D

Explanation of Responses:

1. Shares withheld for FICA tax for retirement eligible executives.

2. Includes shares acquired under 3M's General Employee Stock Purchase Plan.

3. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

4. The restricted stock units vest on February 6, 2027.

5. The restricted stock units vest 100% three years from the grant date.

	/s/ Patricia L. Meagher, attorney-in-fact for Christian T. Goralski, Jr.	10/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR