Mitsubishi UFJ (NYSE: MUFG) chair converts 218,614 plan points into stock and cash

Q: What insider transactions did MUFG chairman Hironori Kamezawa report?

Hironori Kamezawa reported settlement of stock compensation awards in connection with his retirement. He converted plan points previously reported as derivative securities into common stock and cash , with no open-market purchases or sales disclosed in this filing.

Q: How many stock compensation plan points did MUFG (MUFG) chairman convert?

He converted a total of 218,614 Stock Compensation Plan points. These points were derivative securities under a compensation plan and were settled at retirement into a combination of MUFG common shares and cash, according to the plan’s terms.

Q: How many MUFG (MUFG) common shares did Kamezawa receive and what are his holdings now?

Kamezawa received 109,200 MUFG common shares at a price of $0.00 per share under the plan. Following these transactions, his direct holdings increased to 356,539 MUFG common shares, as reported after the July 15, 2026 transaction.

Q: Were Kamezawa’s MUFG (MUFG) transactions open-market buys or sells?

No. The transactions are classified as conversion of derivative security and other acquisition or disposition at $0.00 per share. They reflect compensation plan settlements tied to retirement rather than discretionary open-market purchases or sales.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Mitsubishi UFJ Financial Group chairman Hironori Kamezawa settled stock compensation awards linked to his retirement. He converted 218,614 Stock Compensation Plan points into common stock and cash, receiving 109,200 common shares at no cost. After these non-market transactions, he directly holds 356,539 common shares.

Insider Trade Summary

218,614 shares exercised/converted

Mixed 4 txns

Insider KAMEZAWA HIRONORI

Role Chairman

Type	Security	Shares	Price	Value
Conversion	Stock Compensation Plan Points	152,700	$0.00	--
Other	Common Stock	76,300	$0.00	--
Conversion	Stock Compensation Plan Points	65,914	$0.00	--
Other	Common Stock	32,900	$0.00	--

Holdings After Transaction: Stock Compensation Plan Points — 232,105 shares (Direct); Common Stock — 356,539 shares (Direct)

Footnotes (1)

The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.

Key Figures

Plan points converted: 218,614 points Common shares received: 109,200 shares Post-transaction holdings: 356,539 shares +2 more

5 metrics

Plan points converted 218,614 points Total Stock Compensation Plan points settled and converted at retirement

Common shares received 109,200 shares Common stock acquired via plan settlements at $0.00 per share

Post-transaction holdings 356,539 shares Direct MUFG common stock owned after July 15, 2026 transactions

July 15, 2026 plan points 152,700 points Stock Compensation Plan points converted into common stock and cash

July 14, 2026 plan points 65,914 points Stock Compensation Plan points converted into common stock and cash

Key Terms

Stock Compensation Plan Points, Conversion of derivative security, Other acquisition or disposition, settled upon the reporting person's retirement

4 terms

Stock Compensation Plan Points financial

"Listed as "Stock Compensation Plan Points" in the derivative security title"

Conversion of derivative security financial

"transaction_code_description shows "Conversion of derivative security""

Other acquisition or disposition financial

"transaction_code_description notes "Other acquisition or disposition""

settled upon the reporting person's retirement financial

"Footnote states points were settled upon the reporting person's retirement"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/15/2026 - 06:15 AM Accepted by SEC EDGAR 07/15/2026 - 06:15 AM

FAQ

What insider transactions did MUFG chairman Hironori Kamezawa report?

Hironori Kamezawa reported settlement of stock compensation awards in connection with his retirement. He converted plan points previously reported as derivative securities into common stock and cash, with no open-market purchases or sales disclosed in this filing.

How many stock compensation plan points did MUFG (MUFG) chairman convert?

He converted a total of 218,614 Stock Compensation Plan points. These points were derivative securities under a compensation plan and were settled at retirement into a combination of MUFG common shares and cash, according to the plan’s terms.

How many MUFG (MUFG) common shares did Kamezawa receive and what are his holdings now?

Kamezawa received 109,200 MUFG common shares at a price of $0.00 per share under the plan. Following these transactions, his direct holdings increased to 356,539 MUFG common shares, as reported after the July 15, 2026 transaction.

Were Kamezawa’s MUFG (MUFG) transactions open-market buys or sells?

No. The transactions are classified as conversion of derivative security and other acquisition or disposition at $0.00 per share. They reflect compensation plan settlements tied to retirement rather than discretionary open-market purchases or sales.

How were MUFG (MUFG) Stock Compensation Plan points settled for Kamezawa?

The filing states that the reported shares were acquired when plan points were settled at retirement. These points were converted into shares of common stock and cash in accordance with the stock compensation plan’s terms, replacing previously reported derivative positions.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KAMEZAWA HIRONORI

(Last)

(First)

(Middle)

4-5, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO

JAPAN

100-8330

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
MITSUBISHI UFJ FINANCIAL GROUP INC [ MUFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chairman

2a. Foreign Trading Symbol
[8306 (TSE)]

3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock⁽¹⁾	07/14/2026		J⁽¹⁾		32,900	A	$0⁽¹⁾	280,239	D
Common Stock⁽¹⁾	07/15/2026		J⁽¹⁾		76,300	A	$0⁽¹⁾	356,539	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Compensation Plan Points⁽²⁾	⁽²⁾	07/14/2026		C			65,914	⁽²⁾	⁽²⁾	Common Stock	65,914	$0	384,805	D
Stock Compensation Plan Points⁽²⁾	⁽²⁾	07/15/2026		C			152,700	⁽²⁾	⁽²⁾	Common Stock	152,700	$0	232,105	D

Explanation of Responses:

1. The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement.

2. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.

	/s/ Kazutaka Kato, by Power of Attorney	07/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR