Mitsubishi UFJ Financial Group (NYSE: MUFG) director settles stock plan points

Q: What did MUFG (MITSUBISHI UFJ FINANCIAL GROUP INC) director Hiroyuki Seki report in this Form 4?

Director Hiroyuki Seki reported the settlement of stock compensation plan points tied to his retirement. On 2026-07-14, 127,402 points were converted into 63,700 MUFG common shares and cash, and his resulting direct shareholding rose to 118,150 shares .

Q: How many MUFG shares did Hiroyuki Seki receive from stock compensation on this Form 4?

Hiroyuki Seki received 63,700 shares of MUFG common stock from settling stock compensation plan points. These shares were issued at a stated price of $0.0000 per share , reflecting equity compensation rather than an open-market purchase, in connection with his retirement.

Q: Were Hiroyuki Seki’s MUFG transactions open-market buys or sales?

The reported MUFG transactions were not open-market buys or sales . They reflect an “other” acquisition of 63,700 common shares and a conversion of 127,402 derivative Stock Compensation Plan Points into shares and cash under the company’s stock compensation plan upon his retirement.

Q: What happened to the 127,402 Stock Compensation Plan Points reported for MUFG director Hiroyuki Seki?

The 127,402 Stock Compensation Plan Points were settled upon Seki’s retirement . According to the disclosure, those points were converted into shares of MUFG common stock and cash under the plan’s terms, leading to the reported acquisition of 63,700 common shares.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Mitsubishi UFJ Financial Group director Hiroyuki Seki settled stock compensation awards tied to his retirement. On 2026-07-14 he converted 127,402 Stock Compensation Plan Points into a mix of common shares and cash, resulting in the acquisition of 63,700 shares of Common Stock at no stated price. Following these transactions, he directly holds 118,150 common shares and 54,630 stock compensation plan points under the plan.

Insider Trade Summary

127,402 shares exercised/converted

Mixed 2 txns

Insider Seki Hiroyuki

Role Director

Type	Security	Shares	Price	Value
Conversion	Stock Compensation Plan Points	127,402	$0.00	--
Other	Common Stock	63,700	$0.00	--

Holdings After Transaction: Stock Compensation Plan Points — 54,630 shares (Direct); Common Stock — 118,150 shares (Direct)

Footnotes (1)

The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.

Key Figures

Common shares acquired: 63,700 shares Points converted: 127,402 points Direct common shares after transaction: 118,150 shares +2 more

5 metrics

Common shares acquired 63,700 shares Common Stock acquired on 2026-07-14 via settlement of stock compensation points

Points converted 127,402 points Stock Compensation Plan Points settled and converted into common stock and cash on 2026-07-14

Direct common shares after transaction 118,150 shares Total MUFG Common Stock directly held by Hiroyuki Seki following the reported transactions

Remaining plan points 54,630 points Stock Compensation Plan Points directly held after settlement of 127,402 points

Share settlement price $0.0000 per share Reported transaction price for the 63,700 Common Stock shares received from plan settlement

Key Terms

Stock Compensation Plan Points, derivative securities, Conversion of derivative security

3 terms

Stock Compensation Plan Points financial

"Represents the aggregate non-adjustable points that were settled upon"

derivative securities financial

"shares were acquired upon the settlement of derivative securities"

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

Conversion of derivative security financial

"transaction_code_description": "Conversion of derivative security""

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/15/2026 - 06:15 AM Accepted by SEC EDGAR 07/15/2026 - 06:15 AM

FAQ

What did MUFG (MITSUBISHI UFJ FINANCIAL GROUP INC) director Hiroyuki Seki report in this Form 4?

Director Hiroyuki Seki reported the settlement of stock compensation plan points tied to his retirement. On 2026-07-14, 127,402 points were converted into 63,700 MUFG common shares and cash, and his resulting direct shareholding rose to 118,150 shares.

How many MUFG shares did Hiroyuki Seki receive from stock compensation on this Form 4?

Hiroyuki Seki received 63,700 shares of MUFG common stock from settling stock compensation plan points. These shares were issued at a stated price of $0.0000 per share, reflecting equity compensation rather than an open-market purchase, in connection with his retirement.

Were Hiroyuki Seki’s MUFG transactions open-market buys or sales?

The reported MUFG transactions were not open-market buys or sales. They reflect an “other” acquisition of 63,700 common shares and a conversion of 127,402 derivative Stock Compensation Plan Points into shares and cash under the company’s stock compensation plan upon his retirement.

How many MUFG shares does Hiroyuki Seki own after these Form 4 transactions?

After the reported transactions, Hiroyuki Seki directly owns 118,150 shares of MUFG common stock. In addition, the derivative table shows 54,630 Stock Compensation Plan Points remaining directly held under the plan after 127,402 points were settled at retirement.

What happened to the 127,402 Stock Compensation Plan Points reported for MUFG director Hiroyuki Seki?

The 127,402 Stock Compensation Plan Points were settled upon Seki’s retirement. According to the disclosure, those points were converted into shares of MUFG common stock and cash under the plan’s terms, leading to the reported acquisition of 63,700 common shares.

Does the Form 4 for MUFG indicate remaining stock compensation points for Hiroyuki Seki?

Yes. After the settlement of 127,402 points, the derivative holdings line shows 54,630 Stock Compensation Plan Points remaining directly held. These points are part of MUFG’s stock compensation plan and were not settled in this transaction batch.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Seki Hiroyuki

(Last)

(First)

(Middle)

4-5, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO

JAPAN

100-8330

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
MITSUBISHI UFJ FINANCIAL GROUP INC [ MUFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol
[8306 (TSE)]

3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock⁽¹⁾	07/14/2026		J⁽¹⁾		63,700	A	$0⁽¹⁾	118,150	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Compensation Plan Points⁽²⁾	⁽²⁾	07/14/2026		C			127,402	⁽²⁾	⁽²⁾	Common Stock	127,402	$0	54,630	D

Explanation of Responses:

1. The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement.

2. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.

	/s/ Kazutaka Kato, by Power of Attorney	07/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR