Mitsubishi UFJ (NYSE: MUFG) executive converts 1,191 plan points at retirement
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
MITSUBISHI UFJ FINANCIAL GROUP INC Managing Corporate Executive Takayuki Sakurai reported retirement-related settlements under the stock compensation plan on 2026-07-14. 1,191 stock compensation plan points were settled and converted into shares of common stock and cash, and 500 common shares were acquired upon the settlement of derivative securities under the plan. After these transactions, Sakurai directly holds 61,800 common shares and 7,245 stock compensation plan points. The events are characterized as compensation and restructuring transactions, with no open-market purchases or sales reported.
Positive
- None.
Negative
- None.
Insider Trade Summary
1,191 shares exercised/converted
Mixed
2 txns
Insider
Sakurai Takayuki
Role
Managing Corporate Executive
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Conversion | Stock Compensation Plan Points | 1,191 | $0.00 | -- |
| Other | Common Stock | 500 | $0.00 | -- |
Holdings After Transaction:
Stock Compensation Plan Points — 7,245 shares (Direct);
Common Stock — 61,800 shares (Direct)
Footnotes (1)
- The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.
Key Figures
Transaction date: 2026-07-14
Common shares acquired: 500 shares
Plan points converted: 1,191 points
+2 more
5 metrics
Transaction date
2026-07-14
Date of reported stock and plan point settlements
Common shares acquired
500 shares
Common Stock acquired via settlement of derivative securities under the plan
Plan points converted
1,191 points
Stock Compensation Plan Points settled and converted into common stock and cash
Common shares after transaction
61,800 shares
Direct MUFG common stock holdings following the reported transactions
Plan points after transaction
7,245 points
Remaining Stock Compensation Plan Points directly held after settlement
Key Terms
Stock Compensation Plan Points, derivative securities, Conversion of derivative security, non-derivative
4 terms
Stock Compensation Plan Points financial
"Represents the aggregate non-adjustable points that were settled"
derivative securities financial
"acquired upon the settlement of derivative securities (points) under the plan"
Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.
Conversion of derivative security financial
"transaction_code_description": "Conversion of derivative security""
non-derivative financial
""transaction_type": "non-derivative" for the Common Stock entry"
FAQ
What insider transactions did MUFG executive Takayuki Sakurai report on 2026-07-14?
Takayuki Sakurai reported retirement-related settlements under MUFG’s stock compensation plan on 2026-07-14, including the settlement of 1,191 plan points and the acquisition of 500 common shares through conversion of derivative securities.
Were the MUFG transactions by Takayuki Sakurai open-market buys or sells?
No open-market activity was reported. The filing shows no purchases or sales in the market; instead, it reflects a conversion of 1,191 stock compensation plan points and acquisition of shares through plan settlement tied to retirement.
What are MUFG stock compensation plan points mentioned in Sakurai’s Form 4?
Stock compensation plan points are derivative securities under MUFG’s plan. In this case, 1,191 points were settled upon Sakurai’s retirement and converted into a mix of MUFG common stock and cash according to plan terms.
How many MUFG stock compensation plan points does Takayuki Sakurai still hold?
After the reported settlement, Takayuki Sakurai holds 7,245 stock compensation plan points directly. Separately, 1,191 points were settled and converted into MUFG common shares and cash in connection with his retirement.
What does the J and C transaction coding mean in MUFG’s Form 4 for Sakurai?
The filing shows a J code for an “other acquisition or disposition” of 500 common shares and a C code for “conversion of derivative security” involving 1,191 stock compensation plan points into MUFG common stock and cash.