Mitsubishi UFJ executive settles stock awards

MITSUBISHI UFJ FINANCIAL GROUP INC Managing Corporate Executive Takayuki Sakurai reported retirement-related settlements under the stock compensation plan on 2026-07-14.

Rhea-AI Filing Summary

MITSUBISHI UFJ FINANCIAL GROUP INC Managing Corporate Executive Takayuki Sakurai reported retirement-related settlements under the stock compensation plan on 2026-07-14. 1,191 stock compensation plan points were settled and converted into shares of common stock and cash, and 500 common shares were acquired upon the settlement of derivative securities under the plan. After these transactions, Sakurai directly holds 61,800 common shares and 7,245 stock compensation plan points. The events are characterized as compensation and restructuring transactions, with no open-market purchases or sales reported.

Insider Trade Summary

1,191 shares exercised/converted

Exercise 2 txns

Insider Sakurai Takayuki

Role Managing Corporate Executive

Type	Security	Shares	Price	Value
Conversion	Stock Compensation Plan Points F2	1,191	$0.00	$0.00
Other	Common Stock F1	500	$0.00	$0.00

Holdings After Transaction: Stock Compensation Plan Points — 7,245 contracts (Direct); Common Stock — 61,800 shares (Direct)

Footnotes (2)

1. F1. The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement.
2. F2. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.

Key Figures

Transaction date: 2026-07-14 Common shares acquired: 500 shares Plan points converted: 1,191 points +2 more

5 metrics

Transaction date 2026-07-14 Date of reported stock and plan point settlements

Common shares acquired 500 shares Common Stock acquired via settlement of derivative securities under the plan

Plan points converted 1,191 points Stock Compensation Plan Points settled and converted into common stock and cash

Common shares after transaction 61,800 shares Direct MUFG common stock holdings following the reported transactions

Plan points after transaction 7,245 points Remaining Stock Compensation Plan Points directly held after settlement

Key Terms

Stock Compensation Plan Points, derivative securities, Conversion of derivative security, non-derivative

4 terms

Stock Compensation Plan Points financial

"Represents the aggregate non-adjustable points that were settled"

derivative securities financial

"acquired upon the settlement of derivative securities (points) under the plan"

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

Conversion of derivative security financial

"transaction_code_description": "Conversion of derivative security""

non-derivative financial

""transaction_type": "non-derivative" for the Common Stock entry"

FAQ

What insider transactions did MUFG executive Takayuki Sakurai report on 2026-07-14?

Takayuki Sakurai reported retirement-related settlements under MUFG’s stock compensation plan on 2026-07-14, including the settlement of 1,191 plan points and the acquisition of 500 common shares through conversion of derivative securities.

How many MUFG common shares does Takayuki Sakurai hold after this Form 4 transaction?

Following the reported transactions, Takayuki Sakurai directly holds 61,800 common shares of MUFG. These shares include 500 shares acquired upon settlement of stock compensation plan points in connection with his retirement.

Were the MUFG transactions by Takayuki Sakurai open-market buys or sells?

No open-market activity was reported. The filing shows no purchases or sales in the market; instead, it reflects a conversion of 1,191 stock compensation plan points and acquisition of shares through plan settlement tied to retirement.

What are MUFG stock compensation plan points mentioned in Sakurai’s Form 4?

Stock compensation plan points are derivative securities under MUFG’s plan. In this case, 1,191 points were settled upon Sakurai’s retirement and converted into a mix of MUFG common stock and cash according to plan terms.

How many MUFG stock compensation plan points does Takayuki Sakurai still hold?

After the reported settlement, Takayuki Sakurai holds 7,245 stock compensation plan points directly. Separately, 1,191 points were settled and converted into MUFG common shares and cash in connection with his retirement.

What does the J and C transaction coding mean in MUFG’s Form 4 for Sakurai?

The filing shows a J code for an “other acquisition or disposition” of 500 common shares and a C code for “conversion of derivative security” involving 1,191 stock compensation plan points into MUFG common stock and cash.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/15/2026 - 06:15 AM Accepted by SEC EDGAR 07/15/2026 - 06:15 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sakurai Takayuki

(Last) (First) (Middle)

4-5, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO JAPAN 100-8330

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
MITSUBISHI UFJ FINANCIAL GROUP INC [ MUFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Managing Corporate Executive

2a. Foreign Trading Symbol
[8306 (TSE)]

3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	07/14/2026		J(1)		500	A	$0(1)	61,800	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Compensation Plan Points(2)	(2)	07/14/2026		C			1,191	(2)	(2)	Common Stock	1,191	$0	7,245	D

Explanation of Responses:

1. The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement.

2. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.

	/s/ Kazutaka Kato, by Power of Attorney	07/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)