Mitsubishi UFJ executive settles stock awards into shares

Q: How many MUFG shares does Toshiki Ochi hold after the reported transactions (MUFG)?

After the transactions, Toshiki Ochi directly holds 93,700 MUFG common shares. This reflects the net result of settling Stock Compensation Plan Points into common stock and cash and recording 46,800 newly acquired shares at no purchase price.

Q: How many Stock Compensation Plan Points were settled for MUFG (MUFG)?

A total of 93,836 Stock Compensation Plan Points were settled. These points were converted into MUFG common stock and cash under the terms of the stock compensation plan as part of Toshiki Ochi’s retirement-related settlement.

Q: What explains the 46,800 MUFG common shares reported in Toshiki Ochi's Form 4?

The 46,800 MUFG common shares were acquired upon settlement of previously reported derivative securities (plan points). Those points were converted into a combination of common stock and cash in accordance with the stock compensation plan, tied to Ochi’s retirement.

MITSUBISHI UFJ FINANCIAL GROUP INC Managing Corporate Executive Toshiki Ochi reported a retirement-related settlement of stock compensation awards.

Accepted by SEC EDGAR 07/15/2026 - 06:15 AM EDT

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Form Type

Rhea-AI Filing Summary

MITSUBISHI UFJ FINANCIAL GROUP INC Managing Corporate Executive Toshiki Ochi reported a retirement-related settlement of stock compensation awards. On 2026-07-14, 93,836 Stock Compensation Plan Points were converted into common stock and cash, resulting in acquisition of 46,800 common shares at no price, bringing his direct holdings to 93,700 shares.

Insider Trade Summary

93,836 shares exercised/converted

Exercise 2 txns

Insider Ochi Toshiki

Role Managing Corporate Executive

Type	Security	Shares	Price	Value
Conversion	Stock Compensation Plan Points ^F2	93,836	$0.00	$0.00
Other	Common Stock ^F1	46,800	$0.00	$0.00

Holdings After Transaction: Stock Compensation Plan Points — 0 contracts (Direct); Common Stock — 93,700 shares (Direct)

Holdings Before and After: Stock Compensation Plan Points, 93,836 to 0 contracts (Direct); Common Stock, 46,900 to 93,700 shares (Direct)

Footnotes (2)

F1. The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement.
F2. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.

Key Figures

Common shares acquired: 46,800 shares Stock Compensation Plan Points settled: 93,836 points Common shares held after transaction: 93,700 shares +1 more

4 metrics

Common shares acquired 46,800 shares Non-derivative Common Stock transaction on 2026-07-14 at 0.0000 per share

Stock Compensation Plan Points settled 93,836 points Plan points converted into MUFG common stock and cash upon retirement

Common shares held after transaction 93,700 shares Direct MUFG common stock holdings following retirement-related settlement

Derivative holdings after conversion 0 points Stock Compensation Plan Points remaining after code C conversion

Key Terms

Stock Compensation Plan Points, derivative securities, Conversion of derivative security

3 terms

Stock Compensation Plan Points financial

"security_title: "Stock Compensation Plan Points""

derivative securities financial

"acquired upon the settlement of derivative securities (points) under the plan"

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

Conversion of derivative security financial

"transaction_code_description: "Conversion of derivative security""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did MUFG's Toshiki Ochi report in this Form 4 filing?

Toshiki Ochi reported a retirement-related settlement of stock compensation awards, where 93,836 Stock Compensation Plan Points were converted into common stock and cash, leading to the acquisition of 46,800 MUFG common shares at no price and updating his direct shareholdings.

How many MUFG shares does Toshiki Ochi hold after the reported transactions (MUFG)?

After the transactions, Toshiki Ochi directly holds 93,700 MUFG common shares. This reflects the net result of settling Stock Compensation Plan Points into common stock and cash and recording 46,800 newly acquired shares at no purchase price.

Were Toshiki Ochi's MUFG transactions open-market buys or sells?

No. The transactions did not involve open-market buying or selling. They reflect a conversion of derivative securities and settlement of Stock Compensation Plan Points into common stock and cash in connection with Ochi's retirement, all at a stated price of 0.0000 per share.

How many Stock Compensation Plan Points were settled for MUFG (MUFG)?

A total of 93,836 Stock Compensation Plan Points were settled. These points were converted into MUFG common stock and cash under the terms of the stock compensation plan as part of Toshiki Ochi’s retirement-related settlement.

What explains the 46,800 MUFG common shares reported in Toshiki Ochi's Form 4?

The 46,800 MUFG common shares were acquired upon settlement of previously reported derivative securities (plan points). Those points were converted into a combination of common stock and cash in accordance with the stock compensation plan, tied to Ochi’s retirement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ochi Toshiki

(Last)

(First)

(Middle)

4-5, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO

JAPAN

100-8330

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
MITSUBISHI UFJ FINANCIAL GROUP INC [ MUFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Managing Corporate Executive

2a. Foreign Trading Symbol
[8306 (TSE)]

3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock⁽¹⁾	07/14/2026		J⁽¹⁾		46,800	A	$0⁽¹⁾	93,700	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Compensation Plan Points⁽²⁾	⁽²⁾	07/14/2026		C			93,836	⁽²⁾	⁽²⁾	Common Stock	93,836	$0	0	D

Explanation of Responses:

1. The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement.

2. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.

	/s/ Kazutaka Kato, by Power of Attorney	07/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR