Mitsubishi UFJ (MUFG) director converts 158,826 plan points at retirement

Rhea-AI Filing Summary

Mike Kanetsugu, a director of Mitsubishi UFJ Financial Group, settled stock compensation awards in connection with his retirement on July 14, 2026. A conversion of 158,826 Stock Compensation Plan Points was reported as a derivative conversion, with an associated other transaction involving 79,400 common shares acquired at no stated price.

These awards were previously reported as derivative securities and were settled into a mix of common stock and cash under the plan’s terms. After the retirement-related settlements, Kanetsugu now directly holds 477,762 shares of Mitsubishi UFJ common stock.

Insider Trade Summary

158,826 shares exercised/converted

Mixed 2 txns

Insider Mike Kanetsugu

Role Director

Type	Security	Shares	Price	Value
Conversion	Stock Compensation Plan Points	158,826	$0.00	--
Other	Common Stock	79,400	$0.00	--

Holdings After Transaction: Stock Compensation Plan Points — 0 shares (Direct); Common Stock — 477,762 shares (Direct)

Footnotes (1)

1. The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.

Key Figures

Common shares acquired: 79,400 shares Plan points converted: 158,826 points Shares held after transactions: 477,762 shares +1 more

4 metrics

Common shares acquired 79,400 shares Other transaction relating to settlement of stock compensation at retirement on July 14, 2026

Plan points converted 158,826 points Conversion of Stock Compensation Plan Points into common stock and cash at retirement

Shares held after transactions 477,762 shares Direct Mitsubishi UFJ common stock holdings following retirement-related settlements

Per-share transaction price $0.00 per share Reported price for both the common stock other transaction and derivative conversion entries

Key Terms

Stock Compensation Plan Points, conversion of derivative security, settlement of derivative securities

3 terms

Stock Compensation Plan Points financial

"security_title: Stock Compensation Plan Points, a derivative linked to common stock"

conversion of derivative security financial

"transaction_code_description: Conversion of derivative security"

settlement of derivative securities financial

"shares were acquired upon the settlement of derivative securities (points) under the plan"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/15/2026 - 06:15 AM Accepted by SEC EDGAR 07/15/2026 - 06:15 AM Learn about SEC filing dates

FAQ

What insider transaction did Mike Kanetsugu report at Mitsubishi UFJ (MUFG)?

Mike Kanetsugu reported retirement-related settlements of stock compensation, including a conversion of 158,826 Stock Compensation Plan Points and an associated other transaction involving 79,400 common shares. These awards were settled into a combination of Mitsubishi UFJ common stock and cash under the company’s compensation plan.

How many MUFG shares does Mike Kanetsugu hold after this Form 4 filing?

Following the reported retirement-related settlements, Mike Kanetsugu directly holds 477,762 shares of Mitsubishi UFJ common stock. This figure reflects his position after converting stock compensation plan points and receiving common shares under the company’s stock compensation plan.

What are "Stock Compensation Plan Points" in the MUFG Form 4 for Mike Kanetsugu?

The filing describes Stock Compensation Plan Points as derivative securities linked to Mitsubishi UFJ common stock. In Kanetsugu’s case, 158,826 points were settled at retirement and converted into a mix of common stock and cash, in accordance with the terms of the stock compensation plan.

Was Mike Kanetsugu’s MUFG Form 4 transaction an open-market trade?

No. The Form 4 reports a conversion of derivative securities and an associated other transaction, both at a per-share price of $0.00. These reflect settlement of stock compensation plan points at retirement, not an open-market purchase or sale of Mitsubishi UFJ shares.

How is Kanetsugu’s retirement related to the MUFG Form 4 transactions?

Footnotes explain the reported shares were acquired upon settlement of derivative securities in connection with the reporting person’s retirement. Aggregate non-adjustable points were converted into common stock and cash, making the transactions part of the retirement settlement of MUFG stock-based compensation.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mike Kanetsugu

(Last) (First) (Middle)

4-5, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO JAPAN 100-8330

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
MITSUBISHI UFJ FINANCIAL GROUP INC [ MUFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[8306 (TSE)]

3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	07/14/2026		J(1)		79,400	A	$0(1)	477,762	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Compensation Plan Points(2)	(2)	07/14/2026		C			158,826	(2)	(2)	Common Stock	158,826	$0	0	D

Explanation of Responses:

1. The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement.

2. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.

	/s/ Kazutaka Kato, by Power of Attorney	07/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)