Welcome to our dedicated page for MITSUBISHI UFJ FINANCIAL GROUP SEC filings (Ticker: MUFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Mitsubishi UFJ Financial Group, Inc. filings document its status as a foreign issuer that files annual reports on Form 20-F and furnishes current reports on Form 6-K. The record includes consolidated financial statements, Japanese GAAP quarterly materials, Basel 3 risk-adjusted capital ratios and disclosures incorporated by reference into Form F-3 registration statements.
MUFG filings also cover senior debt security forms, legal opinions, common-stock repurchase activity under the Companies Act of Japan, changes in representative corporate executives and stock exchange listing information. These disclosures describe the group’s capital structure, regulatory capital position, governance actions and formal reporting obligations as a Japanese global financial institution.
Mitsubishi UFJ Financial Group director Makoto Kobayashi reported retirement-related equity settlements. On 2026-07-14, 10,300 shares of common stock were acquired at no cost upon settlement of stock compensation plan points, and 20,736 plan points were converted into shares of common stock and cash under the plan. Following these transactions, he holds 298,258 common shares directly and 37,356 stock compensation plan points; no open-market purchases or sales were reported.
Mitsubishi UFJ Financial Group chairman Hironori Kamezawa settled stock compensation awards linked to his retirement. He converted 218,614 Stock Compensation Plan points into common stock and cash, receiving 109,200 common shares at no cost. After these non-market transactions, he directly holds 356,539 common shares.
Mitsubishi UFJ Financial Group director Norio Kanie reported the settlement of stock compensation awards in connection with retirement. 10,826 Stock Compensation Plan Points were converted into common stock and cash, resulting in the acquisition of 5,400 common shares and bringing direct holdings to 40,700 shares.
MITSUBISHI UFJ FINANCIAL GROUP INC Managing Corporate Executive Takayuki Sakurai reported retirement-related settlements under the stock compensation plan on 2026-07-14. 1,191 stock compensation plan points were settled and converted into shares of common stock and cash, and 500 common shares were acquired upon the settlement of derivative securities under the plan. After these transactions, Sakurai directly holds 61,800 common shares and 7,245 stock compensation plan points. The events are characterized as compensation and restructuring transactions, with no open-market purchases or sales reported.
MUFG Managing Corporate Executive Keitaro Tsukiyama had stock compensation awards settle in connection with his retirement. A total of 33,408 stock compensation plan points were settled into stock and cash, including 16,700 common shares acquired at no cash cost. He now directly holds 73,969 MUFG common shares and 57,942 stock compensation plan points.
Mike Kanetsugu, a director of Mitsubishi UFJ Financial Group, settled stock compensation awards in connection with his retirement on July 14, 2026. A conversion of 158,826 Stock Compensation Plan Points was reported as a derivative conversion, with an associated other transaction involving 79,400 common shares acquired at no stated price.
These awards were previously reported as derivative securities and were settled into a mix of common stock and cash under the plan’s terms. After the retirement-related settlements, Kanetsugu now directly holds 477,762 shares of Mitsubishi UFJ common stock.
Mitsubishi UFJ Financial Group, Inc. plans to issue senior unsecured callable notes across six tranches, including 4- and 6-year floating rate notes and fixed-to-fixed reset notes maturing in 2030, 2032, 2037 and 2047. Floating-rate tranches pay Compounded Daily SOFR plus 0.84% and 1.07%, while fixed tranches initially pay 4.980%, 5.190%, 5.568% and 6.049% before resetting to the U.S. Treasury Rate plus stated spreads one year before maturity.
The notes are intended to qualify as External TLAC debt and are senior unsecured but structurally subordinated to obligations of subsidiaries. MUFG may redeem each series at par one year before maturity and upon certain tax events. Net proceeds of approximately $2,985 million will be lent to MUFG Bank, Ltd. and Mitsubishi UFJ Trust and Banking Corporation as Internal TLAC debt. The notes feature SOFR- and benchmark-transition mechanics, will be issued through DTC and are expected to list on the Luxembourg Stock Exchange’s Euro MTF Market.
Mitsubishi UFJ Financial Group, Inc. is offering multiple series of senior unsecured U.S. dollar notes, including 4- and 6-year SOFR-linked floating-rate notes and 4-, 6-, 11- and 21-year fixed-to-fixed reset-rate notes issued under its existing senior indenture. The floating-rate series pay quarterly interest based on Compounded Daily SOFR plus a margin, while the fixed-to-fixed reset notes pay a fixed coupon to a reset date, then reset to the U.S. Treasury Rate for a one‑year tenor plus a spread.
The notes are callable at MUFG’s option in whole, but not in part, at par plus accrued interest one year before maturity and upon specified tax events, and are intended to qualify as External TLAC under the Japanese TLAC Standard. They rank as senior unsecured obligations but are structurally subordinated to liabilities of MUFG’s subsidiaries. MUFG plans to list the notes on the Luxembourg Stock Exchange’s Euro MTF Market. Net proceeds will fund loans to Mitsubishi UFJ Trust and Banking Corporation intended to qualify as Internal TLAC debt.
Key risks include the limited history and potential volatility of SOFR, possible changes or discontinuation of SOFR or any successor benchmark, uncertainty around reset-rate levels based on future U.S. Treasury Rates, potential limitations in secondary market liquidity, and Japanese withholding tax of 15.315% on interest (falling to 15.15% from 2048), along with extensive selling restrictions in Japan, the EEA and the U.K.
Mitsubishi UFJ Financial Group, Inc. filed its Annual Report on Form 20-F for the fiscal year ended March 31, 2026 with the U.S. Securities and Exchange Commission. The report includes audited consolidated financial statements prepared under U.S. GAAP, giving investors a detailed view of MUFG’s full-year performance.
The company notes that the Annual Report is available on its investor relations website, and shareholders can request a hard copy free of charge. This Form 6-K also states that it is incorporated by reference into MUFG’s existing Form F-3 shelf registration statement.