Welcome to our dedicated page for Mitsub Ufj Fg SEC filings (Ticker: MUFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission (SEC) filings for Mitsubishi UFJ Financial Group, Inc. (MUFG), one of the world’s leading financial groups. As a foreign private issuer with shares listed on the New York Stock Exchange under the symbol MUFG, the company reports to the SEC primarily through Form 20-F and Form 6-K, alongside registered offering documents such as Form F-3.
MUFG’s Form 20-F annual report includes audited consolidated financial statements prepared under U.S. GAAP as of and for each fiscal year ended March 31, together with detailed narrative sections on business operations, risk factors, capital management, and governance. For investors analyzing long-term performance and strategy, the 20-F is a central reference document.
The group also furnishes frequent Form 6-K current reports. Recent 6-Ks cover topics such as:
- Notices regarding repurchase and cancellation of common stock, including board resolutions, repurchase periods, and methods (market purchases on the Tokyo Stock Exchange).
- Revisions to earnings targets and dividend forecasts, including explanations tied to business performance and equity-method earnings.
- English translations of excerpts from semiannual securities reports filed in Japan, providing additional Japanese GAAP financial information, risk disclosures, and management commentary.
- Progress reports on stock repurchase programs and completion of share cancellations.
Other filings include opinions of Japanese and U.S. counsel related to registered securities and documentation for perpetual subordinated debt securities, which are incorporated by reference into MUFG’s Form F-3 shelf registration statement.
On Stock Titan, these filings are supplemented by AI-powered summaries that help explain key sections of lengthy documents, highlight changes in earnings targets or dividend policies, and surface important risk and capital management disclosures. Users can quickly locate quarterly and semiannual financial information, annual 20-F reports, and transaction-related 6-Ks, while also tracking how MUFG’s board-authorized repurchase and capital plans evolve over time.
For those monitoring regulatory developments, capital actions, or detailed financial metrics, this filings page offers a structured way to review MUFG’s official SEC communications with added context from AI analysis.
MUFG prospectus supplement (424B5) describes terms of subordinated AT1, Tier 2 and fixed-term subordinated debt securities, including interest, cancellation and write-down mechanics. Interest on AT1 securities accrues on a 360-day year and may be cancelled at MUFG's discretion or if regulatory capital buffer requirements trigger capital distribution constraints. A Capital Ratio Event is defined where consolidated CET1 falls below 5.125%. A Non-Viability Event (Prime Minister confirmation) or Bankruptcy Event can cause permanent write-downs to zero and cancellation of securities, with holders losing their investment and having limited enforcement rights. Balance-sheet figures include multiple yen amounts (e.g., ¥77,798,555; consolidated subordinated liabilities: Liquidation Parity Liabilities ¥2,732.1 billion and other subordinated debt ¥2,546.3 billion as of June 30, 2025). Corporate actions: MUFG repurchased 126,363,300 shares for ¥250.0 billion (May–July 2025) and paid dividends of ¥39.0 per share totaling ¥449.7 billion in June 2025. Foreign exchange rates used: ¥149.52=US$1, ¥162.8=€1, ¥93.97=AU$1, ¥19.22=HK$1.
Mitsubishi UFJ Financial Group (MUFG) prospectus supplement describes terms and risks for multiple debt series including floating rate notes due 2031, 6-year notes due 2031, 11-year notes due 2036, fixed-term subordinated (Tier 2) securities and perpetual subordinated (AT1) securities.
Interest conventions, Business Day rules and reset mechanics are specified: floating rate interest uses actual/360 and SOFR; 6-year and 11-year notes use 30/360 with initial fixed periods to September 2030/2035 and reset to a U.S. Treasury-based rate plus a spread thereafter. The document references incorporation of MUFG Form 20-F and Form 6-K (unaudited Japanese GAAP Q2 results furnished to the SEC on August 7, 2025) and discloses exchange rates as of March 31, 2025 (¥149.52 = US$1.00, ¥93.97 = A$1.00, ¥162.08 = €1.00, ¥19.22 = HK$1.00).
Significant investor risks are emphasized: Non-Viability Write-Down provisions for Tier 2 and AT1 securities that may write principal to zero upon a Non-Viability Event confirmed by the Prime Minister of Japan; suspension or failed settlement through DTC/clearance following such events; tax withholding rules under Japanese law and conditions for exemption or reduced treaty rates. Redemption, subordination and default provisions for senior, subordinated and perpetual securities are described.
Mitsubishi UFJ Financial Group (MUFG) disclosed its Basel III risk-adjusted capital ratios for the quarter ended June 30, 2025. On a consolidated basis the total capital ratio was 18.67% (down 0.16 percentage points), Tier 1 capital ratio was 16.59% (down 0.05 points) and Common Equity Tier 1 (CET1) was 13.95% (down 0.23 points). Total consolidated capital stood at ¥20,301.8 billion (up ¥156.7 billion) and risk-weighted assets were ¥108,725.1 billion (up ¥1,794.7 billion), with the 8% required capital equivalent to ¥8,698.0 billion.
At the operating-bank level, MUFG Bank (consolidated) reported a total capital ratio of 19.43% and CET1 of 14.77%, while Mitsubishi UFJ Trust and Banking (consolidated) reported a total capital ratio of 19.21% and CET1 of 12.83%. The disclosure shows modest quarter-over-quarter declines in capital ratios driven alongside increases in risk-weighted assets while absolute capital balances generally rose.
Mitsubishi UFJ Financial Group filed a Form 13F holdings report showing a total reported value of $53,116,216,624 across 1 reported position. The report was signed by Hidetoshi Fuwa on 08-08-2025.
Mitsubishi UFJ Financial Group (MUFG) – Q1 FY25 (three months ended 30 Jun 2025, J-GAAP).
- Ordinary income ¥3.254 tn -7.7 % YoY; ordinary profit ¥708.5 bn -3.4 %; profit attributable to owners ¥546.1 bn -1.8 %. Basic EPS virtually flat at ¥47.55.
- Total assets fell to ¥401 tn (-3 % from Mar-25); equity-to-asset ratio steady at 5.0 %. NPL ratio improved to 1.05 % (1.11 %).
- Segment net revenue slid to ¥1.37 tn (-11 %); operating profit ¥542 bn (-21 %). Trading income -25 % while credit costs improved by ¥120 bn to -¥46.9 bn.
- Comprehensive income collapsed 86 % to ¥136 bn due to weaker securities/FX valuations.
- MUFG maintains FY26 profit target of ¥2.0 tn and expects a higher full-year dividend of ¥70, up from ¥64.
- Domestic loan-deposit spread widened to 0.89 % (0.80 %); average loan rate rose to 1.06 %.
The quarter shows modest profit erosion driven by softer revenue and market gains, partially offset by lower credit provisioning and wider spreads. Balance-sheet quality and shareholder return guidance remain intact.