Welcome to our dedicated page for NASDAQ SEC filings (Ticker: NDAQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nasdaq, Inc. filings document governance, financial results, capital actions and registered securities for a public market-technology operator. Recent 8-K reports cover quarterly and annual results, Regulation FD presentation materials, dividend declarations, amendments to charter and bylaw provisions, and tender offers involving outstanding senior notes.
The company’s proxy materials describe board matters, shareholder voting items, executive compensation and equity awards. Cover-page disclosures identify Nasdaq common stock and listed senior notes, including securities registered on The Nasdaq Stock Market and related Nasdaq trading venues.
NDAQ insider P C Griggs filed to sell common stock under Rule 144. The filing lists a planned sale of 6,777 shares of Nasdaq, Inc. common stock through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $627,075.81, expected on July 24, 2026 on NASDAQ. It also notes prior acquisitions of performance shares from the issuer and reports that 5,093 shares of common stock were sold on May 18, 2026 for $471,688.20.
Nasdaq, Inc. reported higher revenue and earnings in 2026. For the quarter ended June 30, 2026, total revenues were $2,532 million and revenues less transaction-based expenses were $1,500 million, generating operating income of $712 million and net income attributable to Nasdaq of $507 million, or $0.89 per diluted share, up from $0.78 a year earlier.
For the first six months of 2026, revenues were $4,670 million and revenues less transaction-based expenses were $2,908 million. Operating income reached $1,369 million and net income attributable to Nasdaq was $1,026 million, or $1.80 per diluted share. Increases occurred across Capital Access Platforms, Financial Technology and Market Services, with notable gains in Index, Capital Markets Technology and Market Services, net.
At June 30, 2026, total assets were $27,341 million and total debt obligations were $8,761 million, including $269 million of commercial paper, supported by a new $1.50 billion revolving credit facility. Operating cash flow for the first half was $1,400 million. Nasdaq returned capital through $903 million of share repurchases, including an accelerated share repurchase, and $327 million of cash dividends, while managing default funds and margin deposits totaling $7,885 million within its clearing operations.
Nasdaq, Inc. reported second-quarter 2026 results, with net revenue of $1.5 billion, up 15% year over year, driven by 17% growth in Solutions revenue and 11% growth in Market Services net revenue. Annualized Recurring Revenue reached $3.3 billion, up 11%, with SaaS representing 38%.
GAAP diluted EPS was $0.89, up 14%, and non-GAAP diluted EPS was $1.07, up 25%. Non-GAAP operating margin was 57%. The Index business generated $271 million of revenue, up 38%, as Index ETP AUM surpassed $1.114 trillion with $51 billion of net inflows in the quarter, and Nasdaq listed SpaceX, described as the largest IPO in exchange history with an $86 billion raise.
Operating cash flow was $711 million. Nasdaq returned capital to shareholders in the quarter through $174 million of dividends and $356 million of share repurchases and net repaid $162 million of debt. The board declared a quarterly dividend of $0.31 per share, payable September 25, 2026 to shareholders of record on September 11, 2026. For 2026, non-GAAP operating expense guidance was updated to $2.530–$2.570 billion, while maintaining a non-GAAP tax-rate range of 22.5%–24.5%.
NASDAQ, INC. executive Bryan Everard Smith, EVP and Chief People Officer, sold 3,000 shares of common stock in an open-market transaction at $80.00 per share. The sale was made under a pre-arranged Rule 10b5-1(c) trading plan adopted on March 12, 2026, indicating it was scheduled in advance.
After this sale, Smith directly owns 69,203 shares and share-based units, including restricted stock, performance share units and shares bought through the employee stock purchase plan. The transaction represents a small portion of his overall reported holdings.
Nasdaq, Inc. entered into a new Amended and Restated Credit Agreement establishing a senior unsecured five-year revolving credit facility of $1.5 billion. This facility replaces the company’s prior revolving credit agreement and can, under certain conditions, be increased by up to an additional $1.0 billion.
Loans under the facility bear interest at a reference rate plus a margin tied to Nasdaq’s debt ratings, with margins from 87.5 to 150.0 basis points for Benchmark and Daily Simple SOFR loans and 0.0 to 50.0 basis points for alternative base rate loans. A commitment fee of 8.0 to 15.0 basis points applies to unused commitments, also linked to debt ratings.
The agreement includes customary covenants and a financial covenant capping the Leverage Ratio at 3.75 to 1.00, with temporary step-ups permitted following certain material acquisitions. The facility matures on June 30, 2031, and as of July 1, 2026, no loans were outstanding, indicating the facility is currently undrawn.
NDAQ insider sale reported via Form 144. The filing lists 3,000 shares of Common Stock associated with performance shares and identifies a sale of 3,000 shares by Bryan Smith on 06/11/2026 for $260,730.00. The cover also shows 3,000 shares with an aggregate figure of $240,000.00 and a filing/processing date of 07/01/2026.
This disclosure records an insider disposition; the filing names the broker-dealer and class of security. The document does not provide broader context about remaining holdings, plan mechanics, or cash-flow recipients beyond the lines shown.
Nasdaq, Inc. reported the results of its 2026 Annual Meeting of Shareholders held on June 10, 2026. Shareholders elected all twelve director nominees to serve until the 2027 Annual Meeting and until their successors are elected and qualified.
Investors also approved the company’s executive compensation on an advisory basis and ratified Ernst & Young LLP as Nasdaq’s independent registered public accounting firm for the fiscal year ending December 31, 2026. The reported vote totals exclude excess shares that were ineligible to vote under the 5% voting limitation in Nasdaq’s Amended and Restated Certificate of Incorporation.
Innax AB, an entity associated with Investor AB, bought 56,782 shares of NASDAQ, Inc. common stock in an open-market transaction. The weighted average purchase price was $85.98 per share, with individual trades ranging from $85.81 to $86.00 per share.
After this purchase, Innax AB held 58,439,208 NASDAQ, Inc. shares indirectly. Investor AB is the sole shareholder of Innax AB, and the reporting persons state they disclaim beneficial ownership of each other’s holdings except to the extent of their pecuniary interest.
NASDAQ, INC. executive vice president and chief people officer Bryan Everard Smith sold 3,000 shares of common stock on June 11, 2026 in an open‑market transaction at an average price of $86.91 per share.
After the sale, he directly holds 71,944 shares, consisting of 22,563 restricted stock or units, 44,758 performance stock units and 4,623 shares purchased through the employee stock purchase plan. The sale was executed under a pre‑arranged Rule 10b5‑1(c) trading plan adopted on March 12, 2026.
NASDAQ, INC. director Paul Holden Spaht Jr. reported an equity compensation grant tied to the company’s stock. He acquired 2,998 Restricted Stock Units (RSUs), each representing a contingent right to receive one share of common stock, with all of these RSUs vesting on June 10, 2027. After this grant, he is shown as holding 13,399 RSUs under Nasdaq’s Equity Incentive Plan, of which 10,401 are already vested as of the filing date. The RSUs are held by the reporting person for the benefit of Thoma Bravo, L.P., and he disclaims beneficial ownership of these restricted shares.