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Newmont Corp SEC Filings

NEM NYSE

Welcome to our dedicated page for Newmont SEC filings (Ticker: NEM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Newmont Corporation filings document the regulatory record for a Delaware gold mining issuer with exchange listings on NYSE, ASX and PNGX. The company’s 8-K reports furnish operating and financial results, production commentary, cost and capital guidance, dividends, share repurchase activity and balance-sheet actions related to its mining portfolio.

Proxy and material-event filings cover board and executive compensation matters, shareholder voting items, leadership succession, governance practices, material agreements and capital-structure disclosures. The filing record also documents mineral production and by-product metals disclosures for gold, silver and copper, along with formal updates tied to Newmont’s global operations and project pipeline.

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Conger Harry M. IV reported acquisition or exercise transactions in this Form 4 filing.

NEWMONT Corp director Harry M. Conger IV reported an equity compensation grant and updated holdings. He received 1,645 director stock units (DSUs) that are fully vested and non-forfeitable, representing the right to receive one common share per DSU upon retirement from the Board. After this grant, he directly holds 8,692 shares of common stock, while an additional 14,498 shares are held indirectly through the Conger-Sailors Family Trust. These transactions reflect compensation and ownership reporting rather than open-market buying or selling.

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CLARK MAURA J reported acquisition or exercise transactions in this Form 4 filing.

NEWMONT Corp director Maura J. Clark reported an equity award tied to her Board service. She received 1,645 director stock units (DSUs) of common stock under Newmont’s 2020 Stock Incentive Compensation Plan in connection with her re-election to the Board. The DSUs are immediately fully vested and non-forfeitable and entitle her, upon retirement from the Board, to receive one share of common stock for each DSU. Following this grant, Clark directly holds 21,061 shares of Newmont common stock.

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Brook Bruce R reported acquisition or exercise transactions in this Form 4 filing.

Newmont Corporation director Bruce R. Brook received a grant of 1,645 director stock units (DSUs) on May 13, 2026, as reported on a Form 4. The DSUs were awarded under Newmont’s 2020 Stock Incentive Compensation Plan in connection with his re-election to the Board of Directors.

The DSUs are immediately fully vested and non-forfeitable and entitle Brook to receive one share of common stock for each DSU upon his retirement from the Board. Following this award, he beneficially owns 34,354 shares of Newmont common stock directly.

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BOYCE GREGORY H reported acquisition or exercise transactions in this Form 4 filing.

Newmont Corporation director Gregory H. Boyce received an equity award tied to his board service. He was granted 1,719 shares of common stock in the form of director stock units (DSUs) in connection with his re-election to the Board. The DSUs are immediately fully vested and non-forfeitable and represent the right to receive one share of common stock for each DSU upon his retirement from the Board. Following this grant, he holds 46,871 shares of common stock directly.

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NEWMONT Corp director Jose Manuel Madero Garza reported an equity compensation award rather than an open-market trade. On May 13, 2026, he acquired 1,645 director stock units (DSUs) of common stock under Newmont’s 2020 Stock Incentive Compensation Plan in connection with his re-election to the Board.

The DSUs are immediately fully vested and non-forfeitable and represent the right to receive one share of common stock for each unit upon his retirement from the Board. Following this award, his direct holdings reported in the filing total 18,452 shares of common stock.

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Leyva Deborah reported acquisition or exercise transactions in this Form 4 filing.

Newmont Corporation’s Interim Chief People Officer, Deborah Leyva, received a stock grant of 1,938 shares of common stock. The award was recorded at a price of $0.00 per share, indicating it is a compensation-related grant rather than an open-market purchase. After this award, her direct holdings total 17,231 Newmont common shares.

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Newmont Corporation reported the results of its 2026 Annual Meeting of Stockholders held on May 12, 2026. Stockholders voted on electing directors, approving an advisory resolution on executive compensation, and ratifying the appointment of the independent auditor.

All nominated directors were elected, each receiving at least 96% of votes cast, with many above 99%. The advisory vote on executive compensation was approved, with 758,464,737 votes for, representing 92.52% of votes cast on the proposal. Stockholders also ratified Ernst & Young LLP as Newmont’s independent registered public accounting firm for 2026, with 864,356,225 votes for, or 98.25% of votes cast at the meeting.

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The filing is a Form 144 notice reporting a proposed sale of 15,082 shares of Common Stock with a listed aggregate dollar amount of $1,802,902.28. The securities are identified as Restricted Stock Vesting dated 02/24/2023 and the broker listed is Fidelity Brokerage Services LLC on the NYSE.

The filing also shows that 13,367 shares were sold in the prior three months on 05/05/2026 with a listed dollar figure of $1,478,256.53. The reporting person named is Jennifer D. Cmil.

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NEWMONT Corp interim CTO Erin Elizabeth Workman filed an initial Form 3 showing her existing equity position in the company. She reports direct beneficial ownership of 9,827 shares of Newmont common stock, $1.60 par value, as of May 1, 2026. The filing records holdings only and does not disclose any recent purchase or sale transactions.

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Issuer submitted a Form 144 notice reporting proposed sales of Common Stock tied to prior Restricted Stock Vesting events. The excerpt lists multiple vesting lots and share counts (for example, 1,577, 1,230, 7,190, 598, 1,539, 1,233 shares) and shows a filing reference date of 05/05/2026.

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FAQ

How many Newmont (NEM) SEC filings are available on StockTitan?

StockTitan tracks 111 SEC filings for Newmont (NEM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Newmont (NEM)?

The most recent SEC filing for Newmont (NEM) was filed on May 15, 2026.