NIO (NIO) president Qin Lihong discloses major share, option and RSU holdings
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
NIO Inc. director and president Qin Lihong filed an initial Form 3 detailing his equity interests in the company. The filing shows indirect ownership of 10,499,899 Class A ordinary shares through DX Mix Limited and 1 share through Prime Hubs Limited, plus 169,662 American depositary shares held directly, with each ADS representing one Class A share. He also holds several option awards over Class A shares with exercise prices of 2.39 and 2.55 expiring between 2028 and 2030, and multiple restricted share unit grants that will vest in stages from 06/01/2026 through 09/01/2029. The Form 3 records existing positions and does not report any new purchases or sales.
Positive
- None.
Negative
- None.
Insider Trade Summary
12 transactions reported
Mixed
12 txns
Insider
Qin Lihong
Role
President
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Options (right to buy) | -- | -- | -- |
| holding | Options (right to buy) | -- | -- | -- |
| holding | Options (right to buy) | -- | -- | -- |
| holding | Options (right to buy) | -- | -- | -- |
| holding | Restricted share units | -- | -- | -- |
| holding | Restricted share units | -- | -- | -- |
| holding | Restricted share units | -- | -- | -- |
| holding | Restricted share units | -- | -- | -- |
| holding | Restricted share units | -- | -- | -- |
| holding | Class A ordinary shares | -- | -- | -- |
| holding | Class A ordinary shares | -- | -- | -- |
| holding | American depositary shares | -- | -- | -- |
Holdings After Transaction:
Options (right to buy) — 140,000 shares (Direct);
Restricted share units — 300,000 shares (Direct);
Class A ordinary shares — 10,499,899 shares (Indirect, by DX Mix Limited);
American depositary shares — 169,662 shares (Direct)
Footnotes (1)
- Each American depositary share represents one Class A ordinary share. Represents options granted to the reporting person pursuant to the issuer's share incentive plans, all of which have vested as of the date of this Form 3. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 06/01/2026. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 09/01/2026. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 09/01/2027. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 09/01/2028. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 09/01/2029.
FAQ
What NIO (NIO) stock options are reported for Qin Lihong on this Form 3?
The filing lists several NIO stock option grants to Qin Lihong. These include options over Class A ordinary shares with exercise prices of $2.39 and $2.55 per share, expiring between 2028 and 2030, granted under NIO’s share incentive plans and already vested as of the Form 3 date.