STOCK TITAN

NOMURA HOLDINGS INC SEC Filings

NMR NYSE

Welcome to our dedicated page for NOMURA HOLDINGS SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOMURA HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOMURA HOLDINGS's regulatory disclosures and financial reporting.

Rhea-AI Summary

Nomura America Finance, LLC is offering $1,500,000 principal of Digital Buffer Notes linked to the least performing common stock of Apple Inc. and NVIDIA Corporation, due May 5, 2027. The notes pay a fixed digital return of 17.25% if the least performing reference asset is at or above its digital barrier.

The notes provide approximately 1.428571x downside exposure for each 1.00% decline beyond a -30.00% threshold and may result in loss of up to 100% of principal. Payments are unsecured and subject to the credit risk of Nomura America Finance, LLC and Nomura Holdings, Inc.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes due April 5, 2029, fully guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of at least 3.00% (at least 12.00% per annum) if each reference asset closes on an observation date at or above 55.00% of its initial value. The trade date is March 31, 2026 (original issue date expected April 3, 2026); estimated value on the trade date is $951.60–$981.60 per $1,000 principal. If not redeemed early, principal is exposed 1:1 to declines in the least performing reference asset below its 55.00% barrier 45.00% decline can eliminate principal). Price to public is 100.00% with agent commission up to 0.25%.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC priced US$1,100,000 of issuer‑redeemable contingent coupon barrier notes fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent coupon of 2.25% quarterly (9.00% per annum) when each reference index closes at or above a 50% barrier, mature March 29, 2029, and are linked to the least performing of the S&P 500, Nasdaq‑100 and Russell 2000. The notes have an original issue price of 100.00% (proceeds to issuer $1,089,000) and an estimated model value on the trade date of $968.80 per $1,000, below the issue price. Payments at maturity depend on the final performance of the least performing reference asset; if that asset finishes below its 50% barrier, investors can lose up to 100% of principal.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

Nomura America Finance, LLC priced and is offering $2,708,000 principal amount of Senior Global Medium-Term Notes, Series A — Autocallable Memory Contingent Coupon Buffer Notes linked to the S&P 500® Index due April 13, 2027. The notes pay a contingent quarterly coupon of 2.3525% when the index closes at or above the contingent coupon buffer (90.00% of the initial index value) on coupon observation dates, are callable if the index closes at or above the call barrier (100.00% of initial value) on call observation dates, and provide a 10.00% buffer at maturity with ~1.11111x downside exposure beyond that buffer. The offering priced at 100.00% of principal ($1,000 denominations) with proceeds to the issuer of 99.00% per note; the estimated model value on the trade date was $976.30 per $1,000 principal. The notes are unsecured obligations of the issuer, fully guaranteed by Nomura Holdings, Inc., and involve significant credit, market, tax and liquidity risks described in the supplement.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC is offering US$125,000 in Senior Global Medium-Term Notes, Series A — autocallable contingent coupon barrier notes linked to the least performing common stock of Goldman Sachs (GS), Morgan Stanley (MS) and Wells Fargo (WFC). The trade date is March 27, 2026 with original issue date March 31, 2026 and stated maturity April 2, 2029. The notes pay a contingent quarterly coupon of 3.525% (3.525% per quarter, equivalent to 14.10% per annum) when each reference asset is at or above its contingent coupon barrier on coupon observation dates, and are automatically called if all reference assets are at or above their call barriers on a call observation date. The notes are unsecured obligations of the issuer and are fully and unconditionally guaranteed by Nomura Holdings, Inc.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC is offering Redeemable Contingent Coupon Barrier Notes due March 29, 2029, fully guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of at least 2.25% per $1,000 (equivalent to 9.00% per annum) if each reference index closes at or above 50% of its strike value on coupon observation dates. The notes are linked to the least performing of the S&P 500, Nasdaq-100 and Russell 2000; if the least performing index finishes below its 50% barrier at maturity, principal is reduced 1-for-1 with that index's percentage decline. Original issue price is 100.00%; estimated model value on trade date is between $944.50 and $974.50 per $1,000 principal.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

Nomura America Finance, LLC is offering US$2,888,000 of autocallable contingent coupon barrier notes linked to the least performing of the S&P 500® Index and the Nikkei 225 Index, fully and unconditionally guaranteed by Nomura Holdings, Inc.

The notes pay a quarterly contingent coupon of 2.75% (11.00% per annum) if each reference asset closes on a coupon observation date at or above 75% of its initial value, are callable quarterly on or after September 28, 2026, and mature on or about April 1, 2032. If not called and the least performing reference asset finishes below its 75% barrier, principal at maturity is reduced 1% for each 1% decline in that asset, up to a 100% loss.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC is offering US$1,458,000 issuer‑redeemable contingent coupon barrier notes fully guaranteed by Nomura Holdings, Inc., due September 15, 2027. The notes pay a monthly contingent coupon of 1.4917% (≈17.90% annually) if each reference asset closes at or above 80.00% of its initial value on observation dates.

The notes are linked to the least performing of the S&P 500 (SPX), Russell 2000 (RTY) and NASDAQ‑100 (NDX). The issuer may redeem on or after June 15, 2026. If the least performing reference asset falls below its 75.00% barrier at the final valuation, principal is reduced one‑for‑one (loss up to 100%). The pricing models estimated value was $979.60 per $1,000 principal (less than the public price).

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC is offering $3,514,000 of Senior Global Medium‑Term Notes, Series A — autocallable contingent coupon barrier notes linked to the least performing of the S&P 500® Index (SPX) and the SPDR® S&P® Regional Banking ETF (KRE). The trade date is March 26, 2026, original issue date March 31, 2026 and stated maturity April 1, 2032.

The notes pay a contingent quarterly coupon of 3.30% (13.20% per annum) if each reference asset’s closing value is at or above its contingent coupon barrier on coupon observation dates. The notes are automatically called if both references are at or above their call barriers on a call observation date, and principal repayment at maturity depends on the final value of the least performing reference asset. Initial values: SPX 6,477.16 and KRE $64.47; contingent coupon barriers (75%): SPX 4,857.87 and KRE $48.35. The estimated value at trade date was $938.60 per $1,000 principal; price to public is 100.00% with agent commission 3.00% and proceeds to issuer 97.00%.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

Nomura Holdings Inc. director Ishizuka Masahiro bought additional shares of company stock. On the reported date, an officers' stock ownership plan purchased 238.186 shares of Nomura common stock for him in an open-market transaction at about $8.05 per share, increasing his indirect holdings in that plan to 335.852 shares.

He also holds 9,900 shares directly after a transfer of 600 shares from the officers' stock ownership plan account to his personal brokerage account, which did not change his total beneficial ownership. The filing shows no derivative positions remaining.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider

FAQ

How many NOMURA HOLDINGS (NMR) SEC filings are available on StockTitan?

StockTitan tracks 532 SEC filings for NOMURA HOLDINGS (NMR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NOMURA HOLDINGS (NMR)?

The most recent SEC filing for NOMURA HOLDINGS (NMR) was filed on March 31, 2026.