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NOMURA HOLDINGS INC director Ogawa Shoji made a small open-market share purchase. On March 25, 2026, an account in an officers' stock ownership plan bought 238.186 shares of common stock at $8.05 per share, reported as indirect ownership. Following this, indirect holdings in the plan were 276.848 shares, and direct holdings in the director’s own name were 58,140 shares of common stock. A footnote explains that a separate transfer of 700 shares from the officers’ stock ownership plan account to a brokerage account in the reporting person’s name did not change the total number of shares beneficially owned.
Nomura America Finance, LLC is offering Autocallable Contingent Coupon Barrier Notes linked to the common stock of Tesla, Inc., due April 19, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay contingent quarterly coupons (at least 3.50% per quarter, equivalent to at least 14.00% per year) if Tesla's closing value is at or above a contingent coupon barrier of 60.00% of the initial value on each coupon observation date, and are automatically callable if Tesla closes at or above 100.00% of its initial value on a call observation date.
The original issue price is 100.00%, the distribution agent’s commission is up to 4.50%, and proceeds to issuer are at least 95.50%. The pricing models estimate the notes' value on the trade date between $899.50 and $929.50 per $1,000 principal amount. The notes are unsecured, will not be FDIC insured, and involve significant risks including potential loss of up to 100% of principal if the final value is below the barrier.
Nomura Holdings Inc. officer Yukiko Ozaki reported an open-market purchase of common stock through an officers' stock ownership plan. On the transaction date, the plan bought 7.939 shares at $8.05 per share, with the price translated from Japanese yen using a JPY158.66 per $1.00 exchange rate.
After this trade, the indirect holdings in the officers' stock ownership plan totaled 62.565 shares of Nomura common stock, and Ozaki also had a separately reported direct holding of 17,486 shares.
Nomura America Finance, LLC priced US$939,000 of issuer‑redeemable, contingent‑coupon barrier notes fully guaranteed by Nomura Holdings, Inc. The notes are linked to the least performing of the S&P 500 (SPX), Russell 2000 (RTY) and NASDAQ‑100 (NDX).
Trade date is March 20, 2026, original issue date March 25, 2026 and stated maturity (final valuation) is tied to March 20, 2031 with maturity payment on March 25, 2031. Contingent coupon is 0.9458% monthly (equivalent to 11.35% per annum). Contingent coupon barriers equal 70% of initial values and barrier values equal 60% of initial values (SPX: initial 6,506.48, contingent coupon barrier 4,554.54, barrier 3,903.89; RTY and NDX initial and barrier values are listed).
Per $1,000 principal amount: price to public is 100.00%, agent’s commission 0.25%, proceeds to issuer 99.75%. The pricing models estimated value was $962.10 per $1,000 at terms set on the trade date. If the final value of the least performing reference asset is below its barrier, investors bear 1:1 downside to principal and may lose up to 100% of principal.
Nomura America Finance, LLC priced a US$548,000 issue of issuer‑redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq‑100. Trade date is March 18, 2026 and original issue date is March 23, 2026.
The notes pay a monthly contingent coupon of 1.0208% (equivalent to approximately 12.25% per annum) when each reference asset is at or above its contingent coupon barrier. At maturity on March 21, 2031, holders receive principal plus the final contingent coupon if the least performing reference asset is at or above its contingent coupon barrier; otherwise the cash settlement is linked 1:1 to the performance of the least performing reference asset and could result in a complete loss of principal.
Nomura Holdings, Inc. has scheduled the release of its operating results for the fourth quarter and full fiscal year ending March 31, 2026. The announcement will take place in Tokyo at 15:30 on April 24, 2026.
Financial statements and presentation materials will be posted on Nomura’s website shortly after the announcement. The company will also host a conference call with a live audio webcast via nomura.com at 18:30 (JST), which corresponds to 10:30 (BST) and 05:30 (EDT).
Nomura Holdings Inc. officer Masahiro Goto reported his equity holdings in the company. He directly owns 204,268 shares of Common Stock, reflecting his current share position. He also holds three tranches of Restricted Stock Units, each representing one share of Common Stock.
The RSU tranches cover 69,800 underlying shares scheduled for April 1, 2026, 57,100 underlying shares scheduled for April 1, 2027, and 37,700 underlying shares scheduled for April 1, 2028. These RSUs have no separate expiration date, providing additional future equity exposure.
Nomura Holdings Inc. officer Kato Sotaro filed an initial Form 3 reporting his existing equity-based holdings in the company. He directly holds 42,957 shares of Common Stock. He also holds Restricted Stock Units tied to 42,300, 24,300 and 17,100 underlying shares of Common Stock, scheduled to exercise on April 1, 2026, April 1, 2027 and April 1, 2028, respectively. In addition, he holds Notional Stock Units linked to 35,736, 24,279 and 17,156 underlying shares of Common Stock with the same respective exercise dates, where each unit pays cash equal to the value of one share.
Nomura Holdings executive Moriuchi Hiroyuki has filed an initial ownership report showing equity-based compensation and share holdings in the company. The filing lists Restricted Stock Units tied to 9,200, 6,500 and 5,100 shares of Common Stock, scheduled to convert starting on April 1, 2026, April 1, 2027 and April 1, 2028. It also reports direct ownership of 25,852 shares of Common Stock. There are no recorded buy or sell transactions; this is a baseline disclosure of the officer’s existing position.
Nomura Holdings officer Kishida Yoshifumi filed an initial ownership report listing his existing equity-linked interests in the company. The filing shows direct ownership of 20,464 shares of Common Stock.
He also holds Restricted Stock Units that each represent one share of Common Stock, tied to 5,500, 2,600, and 800 underlying shares scheduled to convert on April 1, 2026, April 1, 2027, and April 1, 2028. In addition, he holds Notional Stock Units linked to 860, 859, and 859 underlying shares of Common Stock on the same schedule, which will be settled in cash equal to the share value.