Welcome to our dedicated page for NOMURA HOLDINGS SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOMURA HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOMURA HOLDINGS's regulatory disclosures and financial reporting.
Nomura Holdings Inc. officer Patrick James Eltridge filed an initial Form 3 reporting his holdings of cash-settled Notional Stock Units linked to Nomura common stock. Each unit represents the right to receive cash equal in value to one share of common stock and has no separate expiration date.
The filing lists several blocks of Notional Stock Units with different future exercise dates, including units tied to 252,444 underlying shares exercisable on April 1, 2026 and units tied to 30,922 underlying shares exercisable on June 30, 2026. Additional tranches extend through 2030, showing a staggered schedule of long-term incentive awards rather than any current share purchases or sales.
Nomura Holdings Inc. officer Mizuno Shinichi has filed an initial ownership report showing direct holdings of Common Stock and Restricted Stock Units (RSUs). He directly holds 35,921 shares of Common Stock.
He also holds RSUs tied to 5,600, 3,600, and 2,500 underlying shares of Common Stock, with exercise dates on April 1, 2026, April 1, 2027, and April 1, 2028, respectively. Each RSU represents the right to receive one share of Common Stock, with no separate expiration date and a stated exercise price of $0.0000 per share.
Nomura Holdings Inc director Liang Jean Nelly has reported holding no company securities. This initial beneficial ownership statement lists “No Securities Beneficially Owned,” with total shares following the report shown as 0. The filing does not reflect any recent purchases or sales, just that the director currently has no reportable holdings.
Nomura Holdings Inc. officer Toshiyasu Iiyama filed an initial ownership report listing existing equity interests in the company. He directly holds 243,806 shares of Common Stock, along with several awards linked to the stock.
The filing shows Restricted Stock Units covering 107,300, 60,700, and 44,900 underlying Common shares with exercise dates on April 1, 2026, April 1, 2027, and April 1, 2028. Each Restricted Stock Unit represents the right to receive one Common share. It also lists Notional Stock Units tied to 60,745, 60,744, and 44,885 underlying shares, each representing the right to receive cash equal to the value of one Common share on similar future dates. These entries describe current holdings rather than new market transactions.
Nomura Holdings Inc officer Horiuchi Yuko filed an initial Form 3 disclosing existing equity holdings in the company. The filing shows direct ownership of 15,678 shares of Common Stock, plus three grants of Restricted Stock Units tied to 5,400, 3,100, and 1,600 underlying Common shares. Each Restricted Stock Unit represents the right to receive one share of Common Stock with no separate expiration date. The filing reports holdings only and does not show any buy or sell transactions.
NOMURA HOLDINGS INC director Patricia Campbell Mosser filed an initial ownership report showing beneficial ownership of 100 American Depository Shares. Each American Depository Share represents one share of Common Stock, so this reflects an initial position of 100 underlying common shares held directly.
Nomura Holdings Inc executive Kitamura Takumi has filed an initial ownership report showing existing equity-linked positions in the company. The filing lists direct holdings of 139,763 shares of Common Stock and an additional 1,000 shares of Common Stock held indirectly by a spouse.
Kitamura also holds Restricted Stock Units covering 9,100 underlying shares of Common Stock, each representing the right to receive one share. In addition, he holds several blocks of Notional Stock Units tied to Common Stock values: 85,906 underlying shares with an exercise date of April 1, 2026, 58,444 underlying shares with an exercise date of April 1, 2027, and 41,325 underlying shares with an exercise date of April 1, 2028. These notional units provide cash equal to the value of one share of Common Stock rather than actual shares. The report reflects holdings only and does not show any new purchases or sales.
Nomura Holdings Inc. officer Minami Naotaka filed an initial ownership report showing existing equity-based holdings. The filing lists 27,065 shares of Common Stock held directly. It also shows Restricted Stock Units tied to 4,000, 1,600 and 500 underlying Common shares, plus Notional Stock Units tied to 503, 503 and 502 underlying Common shares. Each Restricted Stock Unit represents the right to receive one share of Common Stock, while each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
Nomura Holdings Inc. director Ishiguro Miyuki filed an initial insider ownership report on Form 3, indicating no securities are beneficially owned as of the reported date. The filing lists zero shares held directly and shows no purchase, sale, or derivative transactions.
Nomura Holdings Inc. officer Mori Takako has filed an initial ownership report showing direct holdings of Common Stock and Restricted Stock Units (RSUs). The filing lists 18,804 shares of Common Stock held directly. It also shows RSUs representing 7,900, 4,800 and 2,800 underlying Common shares, each RSU giving the right to receive one share of Common Stock at an exercise price of 0.0000, with exercise dates on 2026-04-01, 2027-04-01 and 2028-04-01, respectively.