Nomura Hldgs SEC Filings

Nomura Holdings (NMR) filed a monthly share buyback update. The report covers October 2025 and shows no repurchases during the month under the board authorization dated April 25, 2025 (repurchase period from May 15, 2025 to December 30, 2025).

As of October 31, 2025, Nomura had repurchased 66,790,900 common shares for an aggregate 59,999,913,930 JPY. The filing lists progress of share repurchase at 66.8% (shares) and 100.0% (amount). During the month, the company disposed of 111,064 treasury shares in total, mainly from exercise of stock acquisition rights (111,000 shares; 62,811,000 JPY).

As additional context, total issued shares were 3,163,562,601 and treasury shares were 229,465,317 as of October 31, 2025.

Nomura America Finance priced US$20,000,000 Step-Down Autocallable Barrier Notes linked to the least performing of the S&P 500 (SPX) and Russell 2000 (RTY), due November 9, 2027, and fully and unconditionally guaranteed by Nomura Holdings. The notes are unsecured, bear no interest, and will not be listed.

The price to public is 100% of principal; agent’s commission is 0.45%, for issuer proceeds of 99.55% (US$19,910,000). The estimated value at pricing is $986.40 per $1,000. Automatic call occurs if the closing value of each index meets its call barrier on any observation date: on November 18, 2026 the barrier is 100% with a 10.10% call premium; on the final valuation date (November 4, 2027) the barrier is 70% with a 20.20% premium. Initial values: SPX 6,771.55; RTY 2,427.337; barrier values: SPX 4,740.09; RTY 1,699.136. If not called, maturity payment equals $1,000 plus $1,000 times the performance of the least performing index, which can result in up to a 100% loss of principal.

Nomura Holdings (NMR) filed a Form 6-K with financial highlights for the six months ended September 30, 2025. Net revenue was ¥1,038.8 billion, up 10.8% year over year, while non-interest expenses rose 5.7% to ¥741.9 billion. Income before income taxes reached ¥296.9 billion and net income attributable to shareholders was ¥196.6 billion. Basic EPS was ¥66.54 and diluted EPS was ¥64.53. Return on shareholders’ equity was 11.3%.

By segment, Wealth Management was broadly flat on revenue. Investment Management revenue rose 7.4% but pretax income declined 5.2%. Wholesale revenue increased 6.3% with pretax income up 43.1%, as Equities grew 21.0% and Fixed Income dipped 2.6%. Banking revenue rose 9.5% with lower pretax income. “Other” recorded ¥137.5 billion of net revenue and ¥56.9 billion of pretax income, primarily from the April 2025 sale of land and buildings. Value at Risk was ¥4.9 billion, a 28.9% increase versus March 31, 2025. Headcount was 27,876.

Nomura America Finance amended the pricing terms for a US$3,585,000 offering of Senior Global Medium‑Term Notes, Series A—Autocallable Memory Contingent Coupon Buffer Notes linked to Alphabet Inc. Class A stock. The notes are unsecured obligations of the issuer and are fully and unconditionally guaranteed by Nomura Holdings, Inc. Price to public is 100.00%, agent’s commission 1.00%, and proceeds to issuer 99.00% ($3,549,150). The estimated value at trade date is $989.40 per $1,000.

The notes pay a 4.425% quarterly contingent coupon ($44.25 per $1,000) if GOOGL closes at or above $211.50 (90% of the initial value $235.00) on an observation date. They are autocallable if GOOGL is at or above $235.00 on observation dates starting December 18, 2025, returning principal plus the coupon and any previously unpaid coupons. If not called, the notes mature September 23, 2026. If the final value is below $211.50, repayment is reduced with downside beyond the 10% buffer at approximately 1.11111x, up to a total loss of principal. The notes will not be listed; minimum denomination is $1,000. J.P. Morgan entities act as distribution agents; Nomura Securities International, Inc. is calculation agent.

Nomura America Finance is offering $500,000 of Senior Global Medium‑Term Notes, Series A—autocallable memory contingent coupon buffer notes linked to Freeport‑McMoRan (FCX) common stock—due October 14, 2026, fully and unconditionally guaranteed by Nomura Holdings. The price to public is 100.00%, agent’s commission 1.00%, and proceeds to the issuer $495,000. The estimated value at pricing is $987.70 per $1,000 principal amount.

The notes pay a 4.80% quarterly contingent coupon ($48 per $1,000) when FCX closes at or above the $28.27 coupon buffer (80% of the $35.34 initial value); unpaid coupons may be paid later if the barrier is met. They are automatically called if FCX is at or above $35.34 on or after January 8, 2026. If not called and FCX finishes below $28.27, principal is reduced with a 1.25x downside beyond a 20% buffer, up to total loss. The notes are unsecured, not FDIC‑insured, carry Nomura credit risk, have a $10,000 minimum, and will not be listed. JPMS LLC and JPMorgan Chase Bank, N.A. act as distribution agents; Nomura Securities International, Inc. is calculation agent.

Nomura America Finance amended its pricing supplement for a US$575,000 offering of Senior Global Medium‑Term Notes, Series A, Autocallable Memory Contingent Coupon Buffer Notes linked to NVIDIA Corporation common stock. The notes are fully and unconditionally guaranteed by Nomura Holdings.

The price to public is 100.00%, with a 1.00% agent’s commission and proceeds to issuer of $569,250. The estimated value at pricing is $992.30 per $1,000. Coupons are contingent and accrue at 4.338% quarterly (at least $43.38 per $1,000) if NVDA’s closing value is at or above the contingent coupon buffer of $153.19, which is 80.00% of the initial value of $191.49.

The notes automatically call if NVDA is at or above $191.49 on or after February 11, 2026, paying principal plus the applicable coupon and any previously unpaid coupons. If not called, maturity payment includes a 20.00% buffer; below the buffer, losses increase at a 1.25x downside leverage and can reach 100% of principal. The notes will not be listed. Minimum initial investment is $10,000; denominations are $1,000. Distribution agents include J.P. Morgan Securities LLC and JPMorgan Chase Bank, N.A.

Nomura America Finance, LLC, guaranteed by Nomura Holdings, Inc., filed a preliminary 424(b)(2) for Callable Contingent Coupon Index‑Linked Notes due 2027 tied to the S&P 500, Russell 2000, and NASDAQ‑100. The notes pay a contingent monthly coupon of $10.21 per $1,000 (1.021% monthly, up to approximately 12.25% per annum) only if each index closes at or above 70% of its initial level on the observation date.

The issuer may redeem the notes at par on any coupon payment date from February 6, 2026 through October 7, 2027, plus any coupon then due. If not redeemed, maturity payment depends on the least performing index: return of $1,000 if each final level is ≥ 70% of initial; otherwise $1,000 + ($1,000 × least performing index return), which can result in loss of principal up to 100%.

Key terms include expected trade date November 3, 2025, issue date November 6, 2025, determination date November 3, 2027, and maturity November 8, 2027. Estimated value is $950.70–$980.70 per $1,000, original issue price 100%, underwriting discount up to 0.75%, and net proceeds at least 99.25%. The notes are unsecured and not FDIC insured.

Nomura Holdings reported solid FY2025/26 2Q results. Net revenue was ¥515.5bn (-2% QoQ, +7% YoY), income before income taxes ¥136.6bn (-15% QoQ, +3% YoY), and net income ¥92.1bn (-12% QoQ). EPS was ¥30.49 and ROE 10.6%. QoQ profit decline reflected prior-quarter real estate gains, while ROE stayed within its 8–10%+ target range for a sixth straight quarter.

First half performance strengthened: income before income taxes reached ¥296.9bn (+26% YoY), net income ¥196.6bn (+18% YoY), EPS ¥64.53, and ROE 11.3%. Net revenue rose to ¥1,038.8bn (+11% YoY) with a cost coverage ratio of 71%. The company declared a half‑year dividend of ¥27 per share.

By segment in 2Q: Wealth Management net revenue ¥116.5bn, pre‑tax ¥45.5bn; Investment Management net revenue ¥60.8bn, pre‑tax ¥30.7bn with AuM at a record ¥101.2trn; Wholesale net revenue ¥279.2bn, pre‑tax ¥53.1bn as Equities hit a record; Banking net revenue ¥12.9bn, pre‑tax ¥3.2bn. The balance sheet showed total assets of ¥60.4trn, CET1 ratio 12.9%, Tier 1 ratio 15.1%, and LCR 216.5%.

Nomura Holdings (NMR) furnished a Form 6-K summarizing regulatory capital and liquidity metrics as of June 30, 2025. Common equity Tier 1 capital was 3,029.4 billion yen with a CET1 ratio of 13.23%. Tier 1 capital was 3,398.5 billion yen and the Tier 1 ratio was 14.85%. Total capital was 3,425.0 billion yen, supporting a consolidated capital adequacy ratio of 14.96%.

Risk-weighted assets totaled 22,883.7 billion yen, including credit risk-weighted assets of 12,556.5 billion yen, market risk equivalent assets of 6,622.9 billion yen, and operational risk equivalent assets of 3,704.1 billion yen. The consolidated leverage ratio was 4.83%. External TLAC ratios were 26.19% on a risk‑weighted assets basis and 9.56% on a leverage exposure basis.