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Nomura Holdings Inc. director Nagai Koji filed an initial ownership report detailing his existing equity interests in the company. He reports direct ownership of 512,942 shares of Common Stock and an additional 0.294 share held indirectly through an officers' stock ownership plan.
He also reports Notional Stock Units, each representing the right to receive cash equal in value to one share of Common Stock. These units correspond to 220,643 underlying shares scheduled for April 1, 2026, 165,685 underlying shares scheduled for April 1, 2027, and 122,422 underlying shares scheduled for April 1, 2028, with no separate expiration date disclosed.
Nomura Holdings Inc officer Yukiko Ozaki filed an initial ownership report showing direct and indirect interests in the company’s stock and equity-based awards. Ozaki directly holds 17,486 shares of Common Stock, plus 54.626 shares held indirectly through an officers’ stock ownership plan.
The filing also lists deferred equity awards. Ozaki holds Restricted Stock Units tied to 4,900, 4,800, and 2,800 underlying shares of Common Stock, and Notional Stock Units tied to 2,896 underlying shares. Each Restricted Stock Unit represents the right to receive one share of Common Stock, while each Notional Stock Unit represents a cash amount equal to the value of one share.
Nomura Holdings Inc officer Yoshihiro Namura filed an initial ownership report showing his current equity stake in the company. He directly holds 103,837 shares of Common Stock.
He also holds Restricted Stock Units that each convert into one share of Common Stock: 21,500 shares scheduled to be delivered on April 1, 2026, 16,300 shares on April 1, 2027, and 10,200 shares on April 1, 2028. These RSUs have no separate expiration date.
Nomura Holdings Inc. director and officer Kentaro Okuda has filed an initial ownership report outlining his equity-based holdings in the company. He reports 498,097 shares of Common Stock held directly.
The filing also lists equity awards tied to Nomura’s stock. These include Restricted Stock Units representing 57,800 underlying shares of Common Stock, with an exercise date of April 1, 2026. He holds several tranches of Notional Stock Units, each representing the right to receive cash equal in value to one share of Common Stock, covering 325,484, 279,691, and 204,023 underlying shares, with exercise dates on April 1, 2026, April 1, 2027, and April 1, 2028, respectively.
Okuda also holds Performance Share Units tied to 504,600 and 496,500 underlying shares of Common Stock, with exercise dates of April 1, 2027 and April 1, 2028. Each Performance Share Unit can ultimately convert into between 0% and 150% of one share, with the actual number of shares determined by the achievement of performance targets over a three-year period.
Nomura America Finance, LLC is offering US$1,650,000 of autocallable memory contingent coupon buffer notes linked to the common stock of NVIDIA Corporation due March 31, 2027. The notes pay a contingent quarterly coupon of $39.05 per $1,000 (3.905% quarterly; 15.62% per annum) if the reference asset closes at or above the contingent coupon buffer of $128.20 (70.00% of the initial value) on an observation date. The notes are callable on or after June 25, 2026 if the reference asset closes at or above the call barrier of $183.14 (100.00% of the initial value). At maturity, if not called and the final value is below the buffer value of $128.20, investors are protected for the first 30.00% of decline but bear approximately 1.4286x exposure to each 1% decline beyond that level and may lose up to 100% of principal. The estimated pricing-model value at trade date was $980.30 per $1,000.
Nomura America Finance, LLC is offering US$75,000 of autocal lable contingent coupon barrier notes fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes mature on March 16, 2029 and pay a contingent quarterly coupon of 3.25% (equivalent to 13.00% per annum) when each reference asset meets its coupon barrier.
The notes are linked to the least performing common stock of Goldman Sachs (GS), Morgan Stanley (MS) and Wells Fargo (WFC). They are callable beginning on September 14, 2026 if each reference asset is at or above its call barrier (100% of initial values). Barrier levels are 60% of initial values (GS $469.33; MS $92.92; WFC $44.46). The original issue price is 100.00% with proceeds to issuer of 96.00%. The issuer-estimated value at trade date was $907.40 per $1,000 principal amount, below the price to public.
Nomura America Finance, LLC priced an offering of US$ Senior Global Medium-Term Notes, Series A — Autocallable Memory Contingent Coupon Buffer Notes linked to the common stock of NVIDIA Corporation (NVDA). The notes have an expected original issue date of March 18, 2026, a stated maturity of March 31, 2027, $1,000 denominations and a minimum initial investment of $10,000.
The notes pay contingent quarterly coupons (at least 3.905% quarterly to be set on the trade date) if NVDA closes at or above a buffer of $128.20 (70.00% of the initial value). They are automatically called if NVDA closes at or above 100% of the initial value on call observation dates. At maturity, investors receive principal plus coupons if NVDA is at or above the buffer; otherwise downside protection covers the first 30.00% of losses with ~1.4286x leveraged exposure beyond that, up to a possible 100% loss of principal.
Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes due March 21, 2031, fully guaranteed by Nomura Holdings, Inc. The notes are linked to the least performing of the S&P 500®, Russell 2000® and NASDAQ‑100® and pay a monthly contingent coupon of at least 1.0208% (approximately 12.25% per annum) if each reference asset closes at or above 75.00% of its initial value on observation dates.
The notes pay principal at maturity unless the least performing reference asset falls below its 70.00% barrier, in which case holders suffer a pro rata loss of principal equal to the percentage decline; a decline greater than 30% therefore exposes holders to full downside. The issuer may redeem the notes in whole on or after September 23, 2026. Trade date and original issue date are shown as March 18, 2026 and March 23, 2026. The price to public is 100.00% and the front‑cover estimated model value is between $932.40 and $962.40 per $1,000 principal amount.
Nomura America Finance, LLC prices an offering of senior global medium-term notes — Autocallable Contingent Coupon Barrier Notes — fully and unconditionally guaranteed by Nomura Holdings, Inc. The terms set the trade date as March 26, 2026, the original issue date as March 31, 2026 and the stated maturity as April 1, 2032, each subject to postponement as described in the product prospectus supplement.
The notes pay a contingent quarterly coupon of at least $33.00 per $1,000 principal amount (to be determined on the trade date), reflecting a contingent coupon rate of at least 3.30% quarterly (equivalent to 13.20% per annum). The notes are auto-callable if each reference asset is at or above its call barrier (100.00% of initial value) on any call observation date beginning September 28, 2026. If not called, maturity payoff depends on the least performing of the S&P 500® (SPX) and the SPDR® S&P® Regional Banking ETF (KRE) relative to a 75.00% barrier, exposing investors to up to 100% principal loss.
Nomura America Finance, LLC is offering autocallable contingent coupon barrier notes fully guaranteed by Nomura Holdings, Inc., linked to the least performing of the S&P 500 Index and the Nikkei 225 Index, with a stated maturity of April 1, 2032. The notes pay a quarterly contingent coupon of at least 2.75% (equivalent to 11.00% per annum), are callable quarterly on or after September 28, 2026 at par plus the applicable coupon, and pay at maturity either par plus the final contingent coupon if the least performing reference asset is at or above 75.00% of its initial value or a cash settlement that can result in up to 100% loss of principal if the least performing reference asset falls below that barrier.
The pricing range estimated by the issuer for the notes on the trade date is between $910.00 and $940.00 per $1,000 principal amount, the original issue price is 100.00% of principal, and the distribution agent’s commission will be up to 3.00% with proceeds to issuer at least 97.00%.