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NOMURA HOLDINGS (NMR) SEC Filings, May 27-29, 2026

NMR NYSE

Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.

The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.

Rhea-AI Summary

Nomura America Finance, LLC offers US$1,000,000 of Senior Global Medium-Term Market Linked Notes linked to the S&P 500® Index, trade date May 27, 2026 and original issue date June 1, 2026. At maturity (stated May 30, 2031), each $1,000 principal amount pays a cash settlement equal to principal plus any positive reference asset performance multiplied by a 100.00% upside participation rate, capped at a 55.00% maximum cap. If the final value is less than or equal to the initial value (7,520.36), holders receive $1,000 (zero return). The notes are unsecured obligations of the issuer and fully and unconditionally guaranteed by Nomura Holdings, Inc. The original issue price is 100.00% with proceeds to issuer of 99.75% per note after a 0.25% agent commission; estimated model value on the trade date was $984.40 per $1,000 principal amount.

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Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes due June 1, 2029. The notes are linked to the least performing of the S&P 500® (SPX), Russell 2000® (RTY) and EURO STOXX 50® (SX5E), trade date May 28, 2026, original issue date June 2, 2026. Quarterly contingent coupons are at least 3.375% quarterly (equivalent to 13.50% per annum) if each reference asset’s closing value on a coupon observation date is ≥ 70.00% of its initial value. Issuer may redeem on or after September 2, 2026. If the least performing reference asset finishes below its 70.00% barrier at final valuation, the cash settlement will reflect 1:1 exposure to that decline, potentially resulting in loss of up to 100% of principal. Price to public is 100.00%; estimated model value per $1,000 is between $954.20 and $984.20.

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Nomura America Finance, LLC priced senior notes linked to the Dow Jones Industrial Average, the Russell 2000 and the Nasdaq-100. The offering registers an $9,098,000 aggregate face amount of notes with a $1,000 face amount per note and a contingent monthly coupon of 1.1375% (13.65% annualized potential). Coupons are paid only when each underlier closes at or above a coupon trigger level (70% of the initial level). At maturity the cash payment depends on the least performing underlier; if below the trigger buffer level you may lose principal, possibly all of it. The issuer may redeem the notes on coupon payment dates beginning August 26, 2026. The estimated value at pricing was $992.00 per $1,000 face amount.

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Rhea-AI Summary

Nomura America Finance, LLC prices redeemable contingent coupon barrier notes linked to the least performing of the EURO STOXX 50®, Russell 2000® and Nasdaq-100®, with a trade date of May 28, 2026 and expected original issue date of June 2, 2026.

The notes pay a contingent quarterly coupon of at least $28.25 per $1,000 (at least 2.825% quarterly, equivalent to 11.30% per annum) when each reference asset is at or above its contingent coupon barrier (55.00% of initial value) on coupon observation dates. If not called, maturity is tied to the least performing reference asset on the final valuation date (May 29, 2029), and principal can be lost dollar-for-dollar if that least performer closes below its barrier.

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Nomura America Finance, LLC priced Issuer Redeemable Contingent Coupon Barrier Notes linked to the least performing of the SPX, RTY and INDU with a principal amount of US$1,737,000. The trade date was May 26, 2026 and original issue date May 29, 2026; stated maturity is May 30, 2031. For each $1,000 principal amount the contingent coupon equals $9.00 when all reference assets meet their monthly contingent coupon barriers (a monthly rate of 0.90%, equivalent to 10.80% per annum), but coupons are payable only if closing values on coupon observation dates meet the barriers. Initial estimated value per $1,000 was $982.80 and the price to public was 100.00%. The notes pay at maturity based on the final value of the least performing reference asset: you may receive principal plus final contingent coupon, principal only, or suffer up to a 100% loss of principal if the least performing reference asset finishes below its barrier value. The notes are unsecured obligations of the issuer and are fully guaranteed by Nomura Holdings, Inc.; they are not FDIC insured.

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Nomura America Finance, LLC offers callable fixed-coupon index-linked notes due 2027 guaranteed by Nomura Holdings, Inc. The notes pay a monthly fixed coupon of $11.042 per $1,000 (1.1042% monthly, up to ~13.25% annually), may be redeemed at issuer option from November 3, 2026, and return at maturity depends on the least performing underlier (SX5E, RTY, NDX) and a 30% trigger buffer. Trade date is expected May 29, 2026; original issue date expected June 2, 2026; stated maturity expected December 2, 2027.

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Nomura America Finance, LLC is offering US$5,495,000 of Senior Global Medium-Term Notes, Series A: autocallable, memory contingent coupon buffer notes linked to the S&P 500® Index, with a trade date of May 26, 2026 and an original issue date of May 29, 2026.

The notes pay a contingent quarterly coupon of 2.4125% when the S&P 500 closing value is at or above the contingent coupon buffer on observation dates, are callable if the index is at or above the call barrier on observation dates, provide a 10.00% buffer at maturity with ~1.11111x downside exposure beyond that buffer, and are unsecured obligations guaranteed by Nomura Holdings, Inc.

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Nomura America Finance, LLC is offering U.S. dollar-denominated Digital Buffer Notes linked to the S&P 500® Index with expected original issue date June 1, 2026 and stated maturity October 6, 2027. The notes pay a digital return of 11.65% if the final index value is at or above a buffer set at 90.00% of the initial value; if the final value is below that buffer, the investor is exposed to downside via a 1.1111x leverage to losses beyond a -10.00% performance and may lose up to 100% of principal.

The notes are unsecured obligations of the issuer, fully and unconditionally guaranteed by Nomura Holdings, Inc., bear no interest, are not FDIC insured, and will not be listed on an exchange. The pricing supplement discloses an estimated model value per $1,000 principal between $953.50 and $983.50 (below the public price), an original issue price of 100.00%, and distribution fees up to 1.167%.

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Nomura America Finance, LLC priced callable contingent coupon index-linked notes due 2028, guaranteed by Nomura Holdings, Inc. The notes pay a contingent monthly coupon of $10.959 per $1,000 if each underlier closes at or above a coupon trigger level (70% of initial), and repay an amount tied to the least performing underlier at maturity.

The underliers are the S&P 500 (SPX), Russell 2000 (RTY) and Nasdaq-100 (NDX). The issuer may redeem the notes on coupon payment dates beginning September 2, 2026. The estimated model value on the trade date is between $953.30 and $983.30 per $1,000 face amount; original issue price is 100.00%.

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FAQ

How many NOMURA HOLDINGS (NMR) SEC filings are available on StockTitan?

StockTitan tracks 763 SEC filings for NOMURA HOLDINGS (NMR), including 20-F annual reports and 6-K reports. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NOMURA HOLDINGS (NMR)?

The most recent SEC filing for NOMURA HOLDINGS (NMR) was filed on May 29, 2026.