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Fiscalnote Holdings WTS (NOTEW) Form 4 Filings

NOTEW OTC

Here are the Form 4 insider transactions from Fiscalnote Holdings Inc WTS (NOTEW) in our archive over the last 12 months, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow NOTEW and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NOTEW filings page.

Rhea-AI Summary

FiscalNote Holdings, Inc. (NOTE) reports that Urgent Capital LLC received 267,923 Class A common shares on October 29, 2026, through an in-kind distribution from GPO FN Noteholder, LLC as payment pursuant to a profits interest. Key Compton, a director and FiscalNote's President and CEO, may be deemed to have voting and dispositive power over the shares held by Urgent Capital LLC. A separate holding entry reports 1,496,264 Class A common shares held directly by Key Compton; a separate indirect holding is beneficially owned by Global Public Offering Master Fund, L.P., over which Key Compton may also be deemed to have voting and dispositive power.

Rhea-AI Summary

FiscalNote Holdings, Inc. (NOTE) President and CEO Key Compton reported that Urgent Capital LLC received 222,302 Class A shares on October 15, 2026, in a distribution from GPO FN Noteholder, LLC as an in-kind payment pursuant to Urgent Capital’s profits interest.

Urgent Capital beneficially owns the shares. Because Key Compton is a managing director of Urgent International Inc., which owns and operates Urgent Capital, he may be deemed to have voting and dispositive power over them. Key Compton also reported direct holdings of 1,496,264 Class A shares following the transaction.

Rhea-AI Summary

FiscalNote Holdings, Inc. (NOTE) reported that Chief Accounting Officer Paul Donnell had 758 shares of Class A Common Stock withheld on August 5, 2026, to satisfy his tax obligation upon vesting of 2,159 restricted stock units. His direct holdings following the transaction were 33,320 shares. The reported per-share price was $0.1489.

Rhea-AI Summary

FiscalNote Holdings, Inc. (NOTE) reported that Urgent Capital LLC received 193,479 Class A common shares on October 6, 2026, in a distribution from GPO FN Noteholder, LLC as an in-kind payment pursuant to a profits interest held by Urgent Capital LLC. Key Compton, the company’s President and CEO, is a managing director of Urgent International Inc., which owns and operates Urgent Capital LLC; he may be deemed to have voting and dispositive power over those shares. A separate holding entry reports 1,496,264 Class A shares held directly by Key Compton after the transaction.

Rhea-AI Summary

FiscalNote Holdings, Inc. President and CEO Josh Resnik reported three tax-withholding dispositions of Class A Common Stock on June 26, 2026, totaling 47,688 shares at $0.1121 per share. The shares were withheld to satisfy tax obligations tied to accelerated vesting of restricted stock units upon his departure.

Rhea-AI Summary

FiscalNote Holdings, Inc. reported that Chief Legal & Admin. Officer Todd Aman had 1,901 shares of Class A Common Stock withheld on July 1, 2026 at $0.119 per share to satisfy tax obligations upon vesting of 6,314 restricted stock units. Following this tax-withholding disposition and an adjustment for the forfeiture of 42,356 unvested restricted stock units upon his termination of employment on July 2, 2026, Aman directly holds 32,893 shares of Class A Common Stock.

Rhea-AI Summary

Compton Key reported acquisition or exercise transactions in this Form 4 filing.

FiscalNote Holdings, Inc. reported that President and CEO Key Compton received a grant of 1,450,000 shares of restricted Class A Common Stock on July 24, 2026 at $0.00 per share. These shares vest only upon achieving performance milestones tied to volume weighted average price over five or 10 years and meeting service-based vesting requirements. After this award, he directly holds 1,496,264 Class A shares and may be deemed to have voting and dispositive power over additional shares held indirectly through Urgent Capital LLC and Global Public Offering Master Fund, L.P.

Rhea-AI Summary

FiscalNote Holdings, Inc. director, President and CEO Key Compton reported changes in how his Class A Common Stock is held, reflecting an internal restructuring rather than market trading. An in-kind distribution of 89,171 shares was made from GPO FN Noteholder, LLC to Urgent Capital LLC as payment under a profits interest. Compton is a managing director of Urgent International Inc., which controls Urgent Capital LLC and Global Public Offering Master Fund, L.P., so he may be deemed to have voting and dispositive power over these indirectly held shares. Following these updates, he holds 46,264 shares directly and additional shares indirectly through affiliated entities, including 520,687 shares associated with Urgent Capital LLC and 15,335 shares through another indirect holding.

Rhea-AI Summary

FiscalNote Holdings, Inc. President and CEO Josh Resnik reported routine tax-withholding share dispositions. A total of 7,066 shares of Class A Common Stock were withheld at $0.20 per share to cover tax obligations triggered by vesting of restricted stock units. Footnotes explain that 3,474 and 10,901 restricted stock units vested, and the company withheld shares instead of cash for taxes. Following the transactions, entries show Resnik directly owning 203,729 and 209,087 Class A shares, indicating these were not open‑market sales but compensation-related tax settlements.

Rhea-AI Summary

FiscalNote Holdings director Key Compton reported updated holdings of Class A Common Stock tied to entities he helps manage. An entity restructuring recorded as an "other" transaction moved 431,394 shares at a price of $0.00 per share, as an in-kind distribution from GPO FN Noteholder, LLC to Urgent Capital LLC under a profits interest. After this change, one indirect account shows 431,516 shares held, while separate entries show 46,264 shares held directly and 15,335 shares held indirectly. Footnotes state that Urgent Capital LLC and Global Public Offering Master Fund, L.P. beneficially own the indirect shares, and Compton may be deemed to share voting and dispositive power through his role at Urgent International Inc.

Rhea-AI Summary

FiscalNote Holdings, Inc. director Compton Key reported changes in how certain Class A common shares are held through affiliated investment entities, rather than any open-market buying or selling.

A key entry shows an internal transaction coded "J" for 431,394 shares, described as a distribution from GPO FN Noteholder, LLC to Global Public Offering Master Fund, L.P. as an in-kind payment tied to a profits interest held by Urgent Capital LLC. Footnotes state the shares are beneficially owned by GPO Master Fund and Urgent Capital LLC, with Urgent International Inc. owning and operating these entities. As a managing director of Urgent International Inc., Key may be deemed to share voting and dispositive power over these holdings. Following the restructuring, the filing lists 446,729 Class A shares held indirectly in one account, 46,264 shares held directly, and an additional 122 shares held indirectly.

Rhea-AI Summary

FiscalNote Holdings, Inc. President and CEO Josh Resnik reported a routine tax-related share disposition. On the vesting of 2,153 restricted stock units, 1,059 shares of Class A Common Stock were withheld at a price of $0.26 per share to cover his tax obligation. After this non-market transaction, he directly owns 210,795 shares of Class A Common Stock.

Rhea-AI Summary

FiscalNote Holdings, Inc. Chief Legal & Admin. Officer Aman Todd reported a small tax-related share disposition. On the vesting of 893 restricted stock units, 317 shares of Class A Common Stock were withheld at $0.26 per share to cover tax obligations, leaving him with 77,150 directly held shares.

Rhea-AI Summary

FiscalNote Holdings, Inc. Chief Legal & Admin. Officer Todd Aman reported a routine tax-related share disposition. On April 9, 2026, 2,236 shares of Class A Common Stock were withheld at $0.26 per share to cover taxes on the vesting of 6,314 restricted stock units. After this withholding, Aman directly held 77,467 shares of Class A Common Stock. This was not an open-market sale but an automatic tax-withholding event tied to equity compensation vesting.