Northpointe Bancshares (NPB): Bay Pond’s ownership falls below 5% threshold

Rhea-AI Filing Summary

Bay Pond Investors (Bermuda) L.P. filed an amended Schedule 13G/A reporting its beneficial ownership in Northpointe Bancshares, Inc. common stock. Bay Pond now beneficially owns 1,620,149 shares, representing 4.68% of the outstanding common stock. All of these shares are held with shared voting and dispositive power, with no sole voting or dispositive authority. The filing is marked under “Ownership of 5 percent or less of a class,” indicating the position is now below the 5% reporting threshold.

Key Figures

Beneficially owned shares: 1,620,149 shares Percent of class: 4.68% Shared voting power: 1,620,149 shares +2 more

5 metrics

Beneficially owned shares 1,620,149 shares Common stock of Northpointe Bancshares beneficially owned by Bay Pond Investors (Bermuda) L.P.

Percent of class 4.68% Percentage of Northpointe Bancshares common stock beneficially owned by Bay Pond Investors

Shared voting power 1,620,149 shares Shares over which Bay Pond Investors has shared power to vote or direct the vote

Sole voting power 0 shares Shares over which Bay Pond Investors has sole power to vote

Shared dispositive power 1,620,149 shares Shares over which Bay Pond Investors has shared power to dispose or direct disposition

Key Terms

beneficially owned, shared voting power, shared dispositive power, Schedule 13G/A

4 terms

beneficially owned financial

"Item 4. | Ownership (a) | Amount beneficially owned: 1,620,149"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

shared voting power financial

"Shared Voting Power 1,620,149.00"

Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.

shared dispositive power financial

"Shared Dispositive Power 1,620,149.00"

Schedule 13G/A regulatory

"form_type: "SCHEDULE 13G/A""

A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.

FAQ

What stake does Bay Pond Investors hold in Northpointe Bancshares (NPB)?

Bay Pond Investors (Bermuda) L.P. reports beneficial ownership of 1,620,149 Northpointe Bancshares common shares, representing 4.68% of the class. This ownership is disclosed on an amended Schedule 13G/A filing.

Is Bay Pond Investors’ ownership in Northpointe Bancshares (NPB) above 5%?

No. Bay Pond Investors’ stake is reported at 4.68% of Northpointe Bancshares’ common stock. The filing is completed under “Ownership of 5 percent or less of a class,” confirming the position is now below the 5% level.

How many Northpointe Bancshares (NPB) shares does Bay Pond Investors control voting for?

Bay Pond Investors has shared voting power over 1,620,149 shares of Northpointe Bancshares common stock and no sole voting power. Voting authority is therefore exercised on a shared basis only.

Does Bay Pond Investors have sole or shared dispositive power over its NPB shares?

Bay Pond Investors reports 0 shares with sole dispositive power and 1,620,149 shares with shared dispositive power. This means all reported Northpointe Bancshares shares are subject to shared authority over disposition.

Who signed the amended Schedule 13G/A for Northpointe Bancshares (NPB)?

The filing is signed by Ihsan Speede as an Authorized Person for Wellington Alternative Investments LLC, the general partner, dated 08/14/2026. This signature authenticates the reported ownership information.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/13/2026 - 04:27 PM Accepted by SEC EDGAR 08/13/2026 - 04:27 PM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

Northpointe Bancshares, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

66661N886

(CUSIP Number)

06/30/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 66661N886

1

Names of Reporting Persons

Bay Pond Investors (Bermuda) L.P.

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

BERMUDA

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 1,620,149.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 1,620,149.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

1,620,149.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.7 %

12

Type of Reporting Person (See Instructions)

PN

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Northpointe Bancshares, Inc.
(b)	Address of issuer's principal executive offices: 3333 Deposit Drive Northeast, Grand Rapids MI 49546
Item 2.
(a)	Name of person filing: Bay Pond Investors (Bermuda) L.P.
(b)	Address or principal business office or, if none, residence: c/o Wellington Management Company LLP, 280 Congress Street, Boston MA 02210
(c)	Citizenship: Bermuda
(d)	Title of class of securities: Common Stock
(e)	CUSIP No.: 66661N886
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 1,620,149
(b)	Percent of class: 4.68 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 1,620,149
	(iii) Sole power to dispose or to direct the disposition of: 0
	(iv) Shared power to dispose or to direct the disposition of: 1,620,149
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Bay Pond Investors (Bermuda) L.P.

Signature:	Ihsan Speede
Name/Title:	Authorized Person
Date:	08/14/2026

Comments accompanying signature: Wellington Alternative Investments LLC; Its General Partner Signature: Ihsan Speede Name/Title: Authorized Person Date: 08/14/2026