Nu Holdings legal chief receives 1.43M-share award

The chief legal officer's award is subject to continued service through the applicable vesting dates.

Rhea-AI Filing Summary

Nu Holdings Ltd. (NU) Chief Legal Officer Sarah K. Wilson reported an award covering 1,430,908 Class A ordinary shares underlying unvested restricted share units (RSUs) on September 28, 2026. Each RSU represents a contingent right to receive one Class A share, subject to her continued service through the applicable vesting date. Her reported post-transaction position was 1,430,908 shares, including shares underlying the unvested RSUs.

Insider Trade Summary

Grant/Award: 1,430,908 shares

Grant/Award 1 txn

Insider Wilson Sarah K.

Role Chief Legal Officer

Type	Security	Shares	Price	Value
Grant/Award	Class A ordinary shares ("Class A Shares") F1	1,430,908	$0.00	$0.00

Holdings After Transaction: Class A ordinary shares ("Class A Shares") — 1,430,908 shares (Direct)

Footnotes (1)

1. F1. Figure includes 1,430,908 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the applicable vesting date.

Key Figures

Award covering shares underlying unvested RSUs: 1,430,908 Class A ordinary shares Class A share entitlement: 1 Class A share per RSU Reported post-transaction position: 1,430,908 shares

3 metrics

Award covering shares underlying unvested RSUs 1,430,908 Class A ordinary shares Reported for September 28, 2026

Class A share entitlement 1 Class A share per RSU Each RSU represents a contingent right to receive one share

Reported post-transaction position 1,430,908 shares Includes shares underlying unvested RSUs

Key Terms

Restricted Share Units (RSUs), contingent right, vesting date

3 terms

Restricted Share Units (RSUs) financial

"underlying unvested Restricted Share Units (RSUs)"

Restricted share units (RSUs) are a form of employee pay where a company promises to give shares (or their cash value) to workers after certain conditions, usually time or performance, are met. For investors, RSUs matter because they can increase the number of shares outstanding and signal how management is being paid and incentivized—think of them as delayed bonuses that convert into ownership when vesting conditions are satisfied.

contingent right technical

"Each RSU represents a contingent right to receive one Class A Share"

vesting date financial

"continued service through the applicable vesting date"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did Nu Holdings (NU) Chief Legal Officer Sarah K. Wilson receive?

She reported an award covering 1,430,908 Class A ordinary shares underlying unvested RSUs on September 28, 2026. Each RSU represents a contingent right to receive one Class A share, subject to continued service through the applicable vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/30/2026 - 04:12 PM Accepted by SEC EDGAR 09/30/2026 - 04:12 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wilson Sarah K.

(Last) (First) (Middle)

RUA CAPOTE VALENTE, 39, PINHEIROS

(Street)

SAO PAULO 05409001

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A ordinary shares ("Class A Shares")	09/28/2026		A		1,430,908(1)	A	$0	1,430,908(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Figure includes 1,430,908 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the applicable vesting date.

	/s/ Beatriz Outeiro, attorney-in-fact for Sarah Kathryn Wilson	09/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)