Nu Holdings (NYSE: NU) US CEO sells 90,000 shares under pre-set plan
Rhea-AI Filing Summary
Nu Holdings Ltd. (NU) officer Cristina Helena Zingaretti Junqueira, US CEO & Chief Growth Officer, reported selling a total of 90,000 Class A Shares in August 2026. This included 65,000 directly held shares at a weighted average price of $14.7147 (multiple trades between $14.71 and $14.725) and 25,000 shares held indirectly through a family trust at $15.00 per share. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted on March 27, 2026. After these transactions, she reports 2,542,083 Class A Shares held directly, including 1,244,496 unvested RSUs, plus indirect holdings through estate-planning vehicles and a family trust, for which she disclaims beneficial ownership except to the extent of her pecuniary interest.
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Insights
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Insider Trade Summary 10b5-1
Net Seller: 90,000 shares
Net Sell
5 txns
Insider
Junqueira Cristina Helena Zingaretti
Role
US CEO & Chief Growth Officer
Sold
90,000 shs ($1.33M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Class A Shares F2, F3 | 65,000 | $14.7147 | $956K |
| Sale | Class A ordinary shares ("Class A Shares") F1, F4 | 25,000 | $15.00 | $375K |
| holding | Class A Shares F4 | -- | -- | -- |
| holding | Class A Shares F4 | -- | -- | -- |
| holding | Class A Shares F4 | -- | -- | -- |
Holdings After Transaction:
Class A ordinary shares ("Class A Shares") — 4,902,593 shares (Indirect, By Family Trust);
Class A Shares — 2,542,083 shares (Direct);
Class A Shares — 2,803,237 shares (Indirect, By Family Trust);
Class A Shares — 1,539,000 shares (Indirect, By Estate Planning Vehicle)
Footnotes (4)
- F1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2026.
- F2. The price reported in Column 4 is a weighted average price. These Class A Shares were sold in multiple transactions at prices ranging from $14.71 to $14.725, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Class A Shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- F3. Figure includes 1,244,496 Class A Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.
- F4. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
Key Figures
Shares sold directly: 65,000 Class A Shares
Weighted average sale price (direct sale): $14.7147 per share
Shares sold via family trust: 25,000 Class A ordinary shares
+5 more
8 metrics
Shares sold directly
65,000 Class A Shares
Sale on 2026-08-25 by reporting person, direct ownership
Weighted average sale price (direct sale)
$14.7147 per share
Direct sale on 2026-08-25; trades ranged from $14.71 to $14.725
Shares sold via family trust
25,000 Class A ordinary shares
Indirect sale on 2026-08-24 by family trust
Sale price via family trust
$15.00 per share
Indirect sale on 2026-08-24
Total shares sold
90,000 Class A Shares
Aggregate of reported August 24–25, 2026 sales
Direct holdings after transaction
2,542,083 Class A Shares
Direct ownership following 2026-08-25 sale
Unvested RSUs included in direct holdings
1,244,496 RSUs
Unvested Restricted Share Units underlying Class A Shares
Indirect estate planning holdings
1,539,000 Class A Shares
Held indirectly by an estate planning vehicle
Key Terms
Rule 10b5-1 trading plan, weighted average price, Restricted Share Units (RSUs), pecuniary interest, +1 more
5 terms
Rule 10b5-1 trading plan regulatory
"The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
pecuniary interest financial
"The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest"
beneficial ownership regulatory
"The reporting person disclaims beneficial ownership of these securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
FAQ
What insider transactions did NU report for Cristina Junqueira in this Form 4?
Cristina Helena Zingaretti Junqueira reported selling 90,000 Class A Shares of Nu Holdings Ltd., consisting of 65,000 directly held shares and 25,000 shares held indirectly through a family trust, in transactions dated August 24–25, 2026.
Was the NU insider sale by Cristina Junqueira under a Rule 10b5-1 plan?
Yes. The filing states the sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Cristina Helena Zingaretti Junqueira on March 27, 2026.
What role does Cristina Junqueira hold at Nu Holdings Ltd. (NU)?
Cristina Helena Zingaretti Junqueira is reported as an officer of Nu Holdings Ltd., serving as US CEO & Chief Growth Officer in this Form 4 filing.
AI-generated analysis. How Rhea-AI works. Not financial advice.
