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Orange County Bancorp (OBT) director awarded new phantom stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Keane Kevin J reported acquisition or exercise transactions in this Form 4 filing.

Orange County Bancorp director Kevin J. Keane received a new phantom stock award tied to the company’s common stock. The award is coded as a grant and is economically equivalent to 92 shares of common stock, becoming payable when he separates from service as a director.

Following this grant, Keane holds 18,194 phantom stock units directly, as well as 19,266 shares of common stock directly and additional indirect holdings of common stock through a 401(k) plan and a partnership. The filing reflects routine equity-based compensation and updated ownership totals, not open‑market buying or selling.

Positive

  • None.

Negative

  • None.
Insider Keane Kevin J
Role null
Type Security Shares Price Value
Grant/Award Phantom Stock 0 $35.35 --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Phantom Stock — 18,194 shares (Direct, null); Common Stock — 19,266 shares (Direct, null); Common Stock — 7,400 shares (Indirect, By Partnership)
Footnotes (1)
  1. Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person. Includes restricted stock units which vest 100% on February 19, 2027, and are settled in shares of Issuer common stock upon separation from service of the reporting person. Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.
Phantom stock units after grant 18,194 units Total phantom stock units following the grant
Underlying common shares for new award 92 shares Common stock economically equivalent to new phantom stock grant
Phantom stock reference price $35.35 per unit Transaction price per phantom stock unit in grant entry
Direct common stock holdings 19,266 shares Common stock held directly following reported transactions
401(k) indirect holdings 832 shares Common stock held indirectly via 401(k) plan
Partnership indirect holdings 7,400 shares Common stock held indirectly through a partnership
Phantom Stock financial
"Each share of phantom stock is the economic equivalent of one share of common stock"
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
restricted stock units financial
"Includes restricted stock units which vest 100% as of the date of grant"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
401(k) financial
"Common Stock, nature of ownership: By 401(k)"
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.
separation from service financial
"settled in shares of Issuer common stock upon separation from service of the reporting person"
grant/award acquisition financial
"transaction_action: grant/award acquisition, transaction code description: Grant, award, or other acquisition"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Keane Kevin J
(Last)(First)(Middle)
212 DOLSON AVENUE
(Street)
MIDDLETON NEW YORK 10940
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Orange County Bancorp, Inc. /DE/ [ OBT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock19,266(1)(2)D
Common Stock7,400IBy Partnership
Common Stock832IBy 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock(3)06/15/2026A$92 (3) (3)Common Stock92$35.3518,194D
Explanation of Responses:
1. Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.
2. Includes restricted stock units which vest 100% on February 19, 2027, and are settled in shares of Issuer common stock upon separation from service of the reporting person.
3. Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.
/s/ Jennifer Staub, pursuant to power of attorney06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Kevin J. Keane report for Orange County Bancorp (OBT)?

Kevin J. Keane reported a grant of phantom stock units, economically equivalent to 92 shares of common stock. The units are payable upon his separation from service as a director, reflecting stock-based compensation rather than an open-market purchase or sale.

What is the size of Kevin J. Keane’s new phantom stock award at Orange County Bancorp (OBT)?

The new phantom stock grant is tied to 92 underlying shares of common stock. Each phantom stock unit is the economic equivalent of one common share and becomes payable when Keane separates from service as a director, aligning his compensation with shareholder value.

How many phantom stock units does Kevin J. Keane hold after the latest filing for OBT?

After the reported grant, Kevin J. Keane holds 18,194 phantom stock units. These units track the value of Orange County Bancorp common stock and are settled in shares or cash upon his separation from service, depending on plan terms described in the filing footnotes.

What common stock holdings does Kevin J. Keane report in the latest Orange County Bancorp (OBT) Form 4?

Keane reports 19,266 shares of common stock held directly, plus indirect holdings through a 401(k) plan and a partnership. These entries reflect his ownership positions as of the transaction date, rather than new open-market buying or selling activity in the period.

How do Kevin J. Keane’s restricted stock units for OBT vest and settle?

Some restricted stock units vest 100% on the grant date and others vest 100% on February 19, 2027. In each case, they are settled in Orange County Bancorp common shares upon Keane’s separation from service, according to the detailed vesting and settlement terms disclosed.

When do Kevin J. Keane’s phantom stock units in Orange County Bancorp (OBT) become payable?

Each phantom stock unit becomes payable upon Kevin J. Keane’s separation from service as a director. The units are designed so each is economically equivalent to one share of common stock, providing deferred, share-linked compensation until his board service ends.