STOCK TITAN

Onity Group (ONIT) CFO exercises RSUs, withholds shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ONITY GROUP INC. executive vice president and chief financial officer Sean Bradley O'Neil exercised restricted stock units into common shares and had shares withheld for taxes. He converted 4,146 restricted stock units into 4,146 shares of common stock. To satisfy tax withholding obligations, 1,631 common shares were withheld at a price of $37.54 per share under the award terms. After these transactions, he directly owned 51,433 shares of common stock. The restricted stock units were part of a 12,437-unit grant made on March 29, 2024, scheduled to vest in three equal annual installments, with each unit delivering one share of common stock upon vesting.

Positive

  • None.

Negative

  • None.
Insider O'Neil Sean Bradley
Role EVP & Chief Financial Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 4,146 $0.00 --
Exercise Common Stock 4,146 $0.00 --
Tax Withholding Common Stock 1,631 $37.54 $61K
Holdings After Transaction: Restricted Stock Units — 4,146 shares (Direct); Common Stock — 53,064 shares (Direct)
Footnotes (1)
  1. On March 29, 2024, the reporting person was granted 12,437 restricted stock units scheduled to vest in three equal annual installments on the first, second, and third anniversaries of grant subject to continued employment and certain other conditions. Each restricted stock unit represents a contingent right to receive one share of common stock on the vesting date. Shares withheld pursuant to terms of the award to cover tax withholding obligations. Not applicable.
RSUs exercised 4,146 units/shares Restricted stock units converted to common stock on March 29, 2026
Shares withheld for taxes 1,631 shares Common stock withheld at $37.54 per share for tax obligations
Tax withholding price $37.54 per share Price used for 1,631 common shares withheld to cover taxes
Post-transaction holdings 51,433 shares Common stock directly owned by O'Neil after transactions
Original RSU grant 12,437 units Restricted stock units granted March 29, 2024, vesting over three years
Restricted Stock Units financial
"On March 29, 2024, the reporting person was granted 12,437 restricted stock units scheduled to vest..."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"Shares withheld pursuant to terms of the award to cover tax withholding obligations."
Exercise or conversion of derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
Restricted stock unit financial
"Each restricted stock unit represents a contingent right to receive one share of common stock..."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
tax-withholding disposition financial
"transaction_action: tax-withholding disposition"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O'Neil Sean Bradley

(Last)(First)(Middle)
1661 WORTHINGTON ROAD, SUITE 100

(Street)
WEST PALM BEACH FLORIDA 33409

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ONITY GROUP INC. [ ONIT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/29/2026M4,146A(1)53,064D
Common Stock03/29/2026F1,631D(2)$37.5451,433D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)03/29/2026M4,146 (1) (3)Common Stock4,146$04,146D
Explanation of Responses:
1. On March 29, 2024, the reporting person was granted 12,437 restricted stock units scheduled to vest in three equal annual installments on the first, second, and third anniversaries of grant subject to continued employment and certain other conditions. Each restricted stock unit represents a contingent right to receive one share of common stock on the vesting date.
2. Shares withheld pursuant to terms of the award to cover tax withholding obligations.
3. Not applicable.
/s/ Leah E. Hutton, Attorney-in-Fact for Sean B. O'Neil03/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did ONIT CFO Sean Bradley O'Neil report on this Form 4?

He exercised restricted stock units and had shares withheld for taxes. O'Neil converted 4,146 restricted stock units into 4,146 common shares and 1,631 of those shares were withheld at $37.54 per share to cover tax obligations tied to the award.

How many ONIT shares does CFO Sean Bradley O'Neil hold after these Form 4 transactions?

After the reported transactions, O'Neil directly holds 51,433 ONIT common shares. This reflects the 4,146 shares received from exercising restricted stock units, offset by 1,631 shares withheld to satisfy tax withholding requirements under the equity award terms.

What restricted stock unit grant underlies the ONIT Form 4 for Sean Bradley O'Neil?

The Form 4 relates to a grant of 12,437 restricted stock units. Granted on March 29, 2024, these units vest in three equal annual installments, subject to continued employment and certain conditions, with each unit delivering one share of ONITY GROUP INC. common stock at vesting.

Was the ONIT CFO’s Form 4 transaction an open-market buy or sell?

The reported activity was not an open-market trade. It reflects an exercise or conversion of restricted stock units into common stock, plus a tax-withholding disposition where 1,631 shares were withheld at $37.54 per share to cover tax obligations, rather than sold in the market.

How many ONIT shares were withheld for taxes in the CFO’s Form 4 filing?

A total of 1,631 ONIT common shares were withheld for taxes. These shares were withheld pursuant to the terms of the equity award, at a price of $37.54 per share, to satisfy tax withholding obligations arising from the vesting and settlement of restricted stock units.