Oportun director receives 20,869-share RSU award

Daswani Mohit reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Daswani Mohit reported acquisition or exercise transactions in this Form 4 filing.

Oportun Financial Corp director Mohit Daswani reported an equity award of 20,869 restricted stock units (RSUs) on August 11, 2026. These RSUs vest in four roughly equal installments on November 11, 2026, February 11, 2027, May 11, 2027, and the earlier of the day before the 2027 annual stockholder meeting or August 11, 2027, subject to his continued service. Each RSU will settle into one share of Oportun common stock, bringing his reported direct holdings to 80,883 shares after this award.

Insider Trade Summary

Grant/Award: 20,869 shares

Grant/Award 1 txn

Insider Daswani Mohit

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	20,869	--	--

Holdings After Transaction: Common Stock — 80,883 shares (Direct)

Footnotes (2)

1. F1. Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject to the Reporting Person's continued service through such date.
2. F2. Each RSU represents the right to receive, at settlement, one share of common stock.

Key Figures

RSUs granted: 20,869 shares Shares owned after transaction: 80,883 shares First vesting date: November 11, 2026 +1 more

4 metrics

RSUs granted 20,869 shares Restricted stock unit award reported on August 11, 2026

Shares owned after transaction 80,883 shares Total direct common stock holdings following the RSU grant

First vesting date November 11, 2026 One-fourth of the RSU award vests on this date

Final vesting deadline August 11, 2027 Latest possible date for final tranche, tied to 2027 annual meeting timing

Key Terms

restricted stock units (RSUs), vest, settlement

3 terms

restricted stock units (RSUs) financial

"Represents an award of restricted stock units (RSUs) that will vest one-fourth"

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

vest financial

"RSUs that will vest one-fourth on each of November 11, 2026"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

settlement financial

"Each RSU represents the right to receive, at settlement, one share"

Settlement is the process of completing a financial transaction, like buying or selling a stock, by transferring money and ownership between parties. It ensures that both the buyer gets the asset and the seller gets paid, making the deal official. Without settlement, the transaction wouldn't be finalized or legally recognized.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Oportun Financial Corp (OPRT) director Mohit Daswani report in this Form 4?

Mohit Daswani reported an award of 20,869 restricted stock units (RSUs) of Oportun Financial Corp common stock on August 11, 2026. The award increases his direct holdings to 80,883 shares after the transaction, according to the filing’s ownership table.

How many OPRT shares does Mohit Daswani hold after this RSU grant?

After the reported RSU award, Mohit Daswani holds 80,883 shares of Oportun common stock directly. This figure reflects his total direct ownership immediately following the 20,869-unit RSU grant disclosed in the Form 4.

How do the 20,869 RSUs granted to Mohit Daswani at Oportun (OPRT) vest?

The 20,869 RSUs vest in four installments: one-fourth on November 11, 2026, one-fourth on February 11, 2027, one-fourth on May 11, 2027, and the remaining portion on the earlier of the day before the 2027 annual stockholder meeting or August 11, 2027.

What does each RSU granted to Mohit Daswani by Oportun Financial Corp (OPRT) represent?

Each RSU in this award represents the right to receive, at settlement, one share of Oportun common stock. As the RSUs vest on the specified dates, they can settle into an equivalent number of common shares, subject to his continued service.

Is Mohit Daswani’s Form 4 transaction in OPRT stock a market purchase or a grant?

The Form 4 describes the transaction as a grant or award acquisition, not a market purchase. The 20,869 shares arise from restricted stock units awarded as director compensation, rather than shares bought or sold in the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/13/2026 - 05:34 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Daswani Mohit

(Last) (First) (Middle)

C/O OPORTUN FINANCIAL CORPORATION

1825 SOUTH GRANT STREET, SUITE 850

(Street)

SAN MATEO CALIFORNIA 94402

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Oportun Financial Corp [ OPRT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/11/2026		A		20,869(1)	A	(2)	80,883	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject to the Reporting Person's continued service through such date.

2. Each RSU represents the right to receive, at settlement, one share of common stock.

Remarks:

	/s/Kathleen Layton (Attorney-in-Fact)	08/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)