PCB Bancorp CEO exercises 1,000 stock options

PCB BANCORP (PCB) reported that President, CEO & Director Henry Kim exercised stock options for 1,000 shares of common stock on 2026-08-28 at an exercise price of $14.75 per share.

Rhea-AI Filing Summary

PCB BANCORP (PCB) reported that President, CEO & Director Henry Kim exercised stock options for 1,000 shares of common stock on 2026-08-28 at an exercise price of $14.75 per share. The exercise reduced the option position tied to this grant to 43,000 options and increased his directly held common shares to 235,199. The options are from a 2018 grant that vests in four equal annual installments beginning one year after the 01/02/2018 grant date.

Insider Trade Summary

1,000 shares exercised/converted

Exercise 2 txns

Insider KIM HENRY

Role PRESIDENT, CEO & DIRECTOR

Type	Security	Shares	Price	Value
Exercise	Stock option (right to buy) F1	1,000	$0.00	$0.00
Exercise	Common Stock	1,000	$14.75	$15K

Holdings After Transaction: Stock option (right to buy) — 43,000 contracts (Direct); Common Stock — 235,199 shares (Direct)

Footnotes (1)

1. F1. These options vest in four equal annual installments beginning one year after the 01/02/2018 date of grant

Key Figures

Options exercised: 1,000 options Exercise price: $14.75 per share Common shares after transaction: 235,199 shares +2 more

5 metrics

Options exercised 1,000 options Stock option exercise on 2026-08-28

Exercise price $14.75 per share Exercise of 1,000 stock options into common stock

Common shares after transaction 235,199 shares Directly owned common stock following the 2026-08-28 exercise

Options remaining after transaction 43,000 options Stock options of this type directly owned after the exercise

Vesting schedule length 4 annual installments Options vest in four equal annual installments starting one year after 01/02/2018 grant date

Key Terms

Stock option (right to buy), Common Stock, Exercise or conversion of derivative security

3 terms

Stock option (right to buy) financial

"Security title listed as "Stock option (right to buy)" for the derivative transaction"

Common Stock financial

"Underlying security title and non-derivative security listed as "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Exercise or conversion of derivative security financial

"Transaction code M described as "Exercise or conversion of derivative security""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did PCB CEO Henry Kim report in this Form 4 for PCB stock?

Henry Kim reported exercising 1,000 stock options for PCB BANCORP common stock on 2026-08-28 at an exercise price of $14.75 per share, converting them into 1,000 shares of common stock held directly.

How many PCB shares does Henry Kim hold after this transaction?

After the reported option exercise, Henry Kim directly holds 235,199 shares of PCB BANCORP common stock, as shown in the Form 4 entry for the non-derivative securities following the transaction.

What was the exercise price of Henry Kim’s PCB stock options?

The exercised stock options had an exercise price of $14.75 per share. On 2026-08-28, Henry Kim exercised 1,000 of these options, receiving an equal number of PCB BANCORP common shares.

How many PCB stock options remain from this grant after the exercise?

Following the exercise of 1,000 options, the Form 4 reports 43,000 stock options of this type remaining in Henry Kim’s direct holdings related to this grant.

When do Henry Kim’s PCB options vest according to the Form 4?

The footnote states that these options vest in four equal annual installments beginning one year after the 01/02/2018 grant date, indicating a four-year vesting schedule starting in 2019.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/28/2026 - 05:23 PM EDT Accepted by SEC EDGAR 08/28/2026 - 05:22 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KIM HENRY

(Last) (First) (Middle)

3701 WILSHIRE BOULEVARD, SUITE 900

(Street)

LOS ANGELES CALIFORNIA 90010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PCB BANCORP [ PCB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PRESIDENT, CEO & DIRECTOR

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/28/2026		M		1,000	A	$14.75	235,199	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock option (right to buy)	$14.75	08/28/2026		M			1,000	(1)	01/02/2028	Common Stock	1,000	$0	43,000	D

Explanation of Responses:

1. These options vest in four equal annual installments beginning one year after the 01/02/2018 date of grant

Remarks:

	/s/ Henry Kim	08/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)