Peoples Financial director proposes $861K share sale

The notice also reports a separate 3,984-share sale earlier in November for gross proceeds of $287,140.94.

Available on EDGAR 11/10/2026 - 01:37 PM EST Accepted by SEC EDGAR 11/10/2026 - 01:37 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Peoples Financial Services Corp. (PFIS) director James B. Nicholas filed notice of a proposed sale of 11,957 common shares, with an aggregate market value of $860,904 and an approximate sale date of November 10, 2026. Merrill Lynch Pierce, Fenner & Smith, Inc. is listed as the broker.

The notice also reports that 3,984 common shares were sold on November 6, 2026, for gross proceeds of $287,140.94.

Key Figures

Proposed sale: 11,957 common shares Aggregate market value: $860,904 Shares sold: 3,984 common shares +1 more

4 metrics

Proposed sale 11,957 common shares Approximate sale date November 10, 2026

Aggregate market value $860,904 Proposed sale

Shares sold 3,984 common shares Sale on November 6, 2026

Gross proceeds $287,140.94 Sale on November 6, 2026

Key Terms

Aggregate Market Value, Gross Proceeds, Dividend Reinvestment

3 terms

Aggregate Market Value financial

"Aggregate Market Value"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Gross Proceeds financial

"Gross Proceeds"

The total amount of cash a company receives from a financing event or sale before any fees, expenses, taxes or deductions are taken out. Investors watch gross proceeds because it shows the raw scale of new capital being raised—think of it as the paycheck amount before withholdings—which helps assess how much funding is available for operations, growth, debt payoff or how much shareholder dilution might occur once costs are removed.

Dividend Reinvestment financial

"Nature of Acquisition Transaction: Dividend Reinvestment"

Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many PFIS shares did James B. Nicholas propose to sell?

James B. Nicholas, a director of Peoples Financial Services Corp., gave notice of a proposed sale of 11,957 common shares, with an aggregate market value of $860,904 and an approximate sale date of November 10, 2026.

How many PFIS shares did James B. Nicholas sell in the prior three months?

The notice reports that 3,984 common shares were sold on November 6, 2026, for gross proceeds of $287,140.94.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001261966
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Peoples Financial Services Corp
SEC File Number
Address of Issuer	30 E. D. Preate Drive Moosic PENNSYLVANIA 18507
Phone	570-346-7741
Name of Person for Whose Account the Securities are To Be Sold	James B Nicholas
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch Pierce, Fenner & Smith, Inc. 417 Lackawanna Avenue Scranton PA 18503	11957	860904	13214	11/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/05/2000	Open Market	James B Nicholas			5863	01/05/2000	Check
Common	09/21/2012	Open Market	James B Nicholas			478	09/21/2012	Check
Common	08/01/2013	Open Market	James B Nicholas			3409	08/01/2013	Check
Common	12/15/2016	Dividend Reinvestment	James B Nicholas			63	12/15/2016	Dividend Reinvestment
Common	03/15/2017	Dividend Reinvestment	James B Nicholas			75	03/15/2017	Dividend Reinvestment
Common	06/15/2017	Dividend Reinvestment	James B Nicholas			72	06/15/2017	Dividend Reinvestment
Common	09/15/2017	Dividend Reinvestment	James B Nicholas			74	09/15/2017	Dividend Reinvestment
Common	12/15/2017	Dividend Reinvestment	James B Nicholas			66	12/15/2017	Dividend Reinvestment
Common	03/15/2018	Dividend Reinvestment	James B Nicholas			69	03/15/2018	Dividend Reinvestment
Common	06/15/2018	Dividend Reinvestment	James B Nicholas			68	06/15/2018	Dividend Reinvestment
Common	09/14/2018	Dividend Reinvestment	James B Nicholas			74	09/14/2018	Dividend Reinvestment
Common	12/14/2018	Dividend Reinvestment	James B Nicholas			80	12/14/2018	Dividend Reinvestment
Common	03/15/2019	Dividend Reinvestment	James B Nicholas			77	03/15/2019	Dividend Reinvestment
Common	06/14/2019	Dividend Reinvestment	James B Nicholas			83	06/14/2019	Dividend Reinvestment
Common	09/13/2019	Dividend Reinvestment	James B Nicholas			77	09/13/2019	Dividend Reinvestment
Common	12/13/2019	Dividend Reinvestment	James B Nicholas			75	12/13/2019	Dividend Reinvestment
Common	03/13/2020	Dividend Reinvestment	James B Nicholas			102	03/13/2020	Dividend Reinvestment
Common	06/15/2020	Dividend Reinvestment	James B Nicholas			115	06/15/2020	Dividend Reinvestment
Common	09/15/2020	Dividend Reinvestment	James B Nicholas			113	09/15/2020	Dividend Reinvestment
Common	12/15/2020	Dividend Reinvestment	James B Nicholas			100	12/15/2020	Dividend Reinvestment
Common	03/15/2021	Dividend Reinvestment	James B Nicholas			87	03/15/2021	Dividend Reinvestment
Common	06/15/2021	Dividend Reinvestment	James B Nicholas			94	06/15/2021	Dividend Reinvestment
Common	09/15/2021	Dividend Reinvestment	James B Nicholas			96	09/15/2021	Dividend Reinvestment
Common	12/15/2021	Dividend Reinvestment	James B Nicholas			90	12/15/2021	Dividend Reinvestment
Common	03/15/2022	Dividend Reinvestment	James B Nicholas			90	03/15/2022	Dividend Reinvestment
Common	06/15/2022	Dividend Reinvestment	James B Nicholas			88	06/15/2022	Dividend Reinvestment
Common	09/15/2022	Dividend Reinvestment	James B Nicholas			96	09/15/2022	Dividend Reinvestment
Common	12/15/2022	Dividend Reinvestment	James B Nicholas			88	12/15/2022	Dividend Reinvestment
Common	03/15/2023	Dividend Reinvestment	James B Nicholas			108	03/15/2023	Dividend Reinvestment

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Merrill Lynch Pierce, Fenner & Smith, Inc. 417 Lackawanna Avenue Scranton PA 18503	Common Shares	11/06/2026	3984	287140.94

144: Remarks and Signature

Remarks	Reviewed all sale lots with Jim; approved.
Date of Notice	11/10/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Thomas P Tulaney II
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)