Director at Peapack-Gladstone (PGC) gains stock via RSU exercise and grant

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

PEAPACK GLADSTONE FINANCIAL CORP director Peter D. Horst reported routine equity compensation activity. On March 20, 2026, he exercised 1,675 restricted stock units, each converting into one share of common stock, with the resulting 1,675 shares held indirectly through a rabbi trust under a non-qualified deferred compensation plan.

On the same date, he received a new grant of 1,491 restricted stock units that vest on the one-year anniversary of the grant, with each unit convertible into one common share. Following these transactions, he holds 12,070 shares of common stock directly and 4,733 shares indirectly, along with 1,491 unvested RSUs.

Insider Trade Summary

1,675 shares exercised/converted

Mixed 4 txns

Insider Horst Peter D.

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,675	$0.00	--
Grant/Award	Restricted Stock Units	1,491	$0.00	--
Exercise	Common Stock	1,675	$0.00	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 4,733 shares (Indirect, Rabbi Trust); Common Stock — 12,070 shares (Direct)

Footnotes (1)

On March 20, 2025, the reporting person was granted 1,675 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock. Includes shares received through dividend reinvestment since the last filing. Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. On March 20, 2026, the reporting person was granted 1,491 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 03/23/2026 - 03:21 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Horst Peter D.

(Last)

(First)

(Middle)

500 HILLS DRIVE, SUITE 300

PO BOX 700

(Street)

BEDMINSTER

NEW JERSEY

07921

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PEAPACK GLADSTONE FINANCIAL CORP [ PGC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock								12,070	D
Common Stock	03/20/2026		M		1,675	A	⁽¹⁾	4,733⁽²⁾	I	Rabbi Trust⁽³⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	03/20/2026		M			1,675	⁽¹⁾	⁽¹⁾	Common Stock	1,675	⁽¹⁾	0	D
Restricted Stock Units	⁽⁴⁾	03/20/2026		A		1,491		⁽⁴⁾	⁽⁴⁾	Common Stock	1,491	⁽⁴⁾	1,491	D

Explanation of Responses:

1. On March 20, 2025, the reporting person was granted 1,675 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

2. Includes shares received through dividend reinvestment since the last filing.

3. Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

4. On March 20, 2026, the reporting person was granted 1,491 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

	Peter D Horst	03/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Peter D. Horst report at PEAPACK GLADSTONE FINANCIAL CORP (PGC)?

Director Peter D. Horst reported exercising 1,675 restricted stock units into common shares and receiving a new grant of 1,491 restricted stock units. These are compensation-related equity movements rather than open-market purchases or sales of PEAPACK GLADSTONE FINANCIAL CORP common stock.

Were any PEAPACK GLADSTONE FINANCIAL CORP (PGC) shares bought or sold on the open market in this Form 4?

No open-market purchases or sales were reported. The Form 4 shows an exercise of 1,675 restricted stock units into common stock and a grant of 1,491 new restricted stock units, all as part of equity compensation rather than market trading activity in PGC shares.

How many PEAPACK GLADSTONE FINANCIAL CORP (PGC) shares does Peter D. Horst hold after these transactions?

After the reported transactions, Peter D. Horst holds 12,070 shares of common stock directly and 4,733 shares indirectly through a rabbi trust. He also has 1,491 restricted stock units outstanding that will convert into common shares upon vesting, subject to the plan’s terms.

What are the key details of the restricted stock unit grants reported for PEAPACK GLADSTONE FINANCIAL CORP (PGC)?

The filing describes 1,675 restricted stock units granted on March 20, 2025, which vested after one year and converted into an equal number of common shares, and a new grant of 1,491 restricted stock units on March 20, 2026, vesting on the one-year anniversary of that grant.

How are some of Peter D. Horst’s PEAPACK GLADSTONE FINANCIAL CORP (PGC) shares held?

A portion of his holdings is held indirectly through a rabbi trust under a non-qualified deferred compensation plan. The 1,675 common shares issued upon RSU vesting are included in this indirect position, reflecting deferred compensation rather than direct personal trading in PGC stock.