Piper Sandler Co`S SEC Filings

Piper Sandler Companies director Philip E. Soran reported an automatic acquisition of 38 shares of common stock on 12/12/2025 at a price of $0 per share, bringing his directly held stake to 19,255 shares. The filing explains that dividend equivalents paid on phantom stock are reinvested into additional phantom shares under the directors' deferred compensation plan, which become payable in an equal number of common shares on the last day of the year in which his service as a director ends.

Piper Sandler Companies director Scott C. Taylor received 16 shares of common stock on 12/12/2025 through a deferred compensation plan transaction at a price of $0.

The filing shows his beneficial ownership rising to 16,352 common shares held directly. The additional shares reflect dividend equivalents on phantom stock that are automatically reinvested in more phantom shares.

According to the plan, these phantom shares become payable in an equal number of common shares on the last day of the year in which his service as a director ends.

Piper Sandler Companies disclosed an insider equity transaction by a director tied to the company’s deferred compensation plan. On 12/12/2025, 7 shares of phantom stock were credited as dividend equivalents, which are designed to be reinvested and track the value of common stock.

These phantom shares accrue in the director’s deferred compensation account and will be settled in an equal number of common shares when the director’s board service ends. Following this transaction, the reporting person beneficially owned 3,391 shares of common stock directly.

Piper Sandler Companies director Victoria M. Holt reported acquiring 14 shares of common stock on December 12, 2025 at a price of $0. After this transaction, she beneficially owns 7,339 shares of Piper Sandler common stock in direct form. The filing explains that dividend equivalents paid on shares of phantom stock are automatically reinvested into additional phantom shares in the directors' deferred compensation plan, and these phantom shares are ultimately payable in an equal number of common shares after the year in which the director’s board service ends.

Piper Sandler Companies director Ann C. Gallo reported a small increase in her deferred equity holdings. On 12/12/2025, she acquired 3 additional shares of common stock at a price of $0, credited as dividend equivalents on existing phantom stock.

After this automatic reinvestment, she beneficially owns 1,274 shares, shown as directly held. According to the plan terms, dividend equivalents on phantom stock are reinvested as additional phantom shares in the directors' deferred compensation plan, and those phantom shares will be paid out in an equal number of common shares on the last day of the year in which her service as a director ends.

Piper Sandler Companies CEO and Chairman reported several stock transactions involving company common stock. On 11/26/2025, he exercised 4,400 employee stock options at an exercise price of $99 per share and sold blocks of common stock in multiple trades at weighted average prices around $336–$339. On 11/28/2025, he exercised an additional 3,000 employee stock options at $99 and sold shares at weighted average prices around $335–$337.

After these transactions, he held 53,558 shares of common stock directly and 36,000 shares indirectly through a revocable living trust. He also held 15,600 employee stock options (right to buy) following the reported exercises.

Piper Sandler Companies insider Chad R. Abraham has filed a notice of proposed sale of company stock under Rule 144. The filing covers the planned sale of 3,000 common shares through Charles Schwab & Co., Inc., with an aggregate market value of $1,008,637.00. The filing notes that 17,689,597 shares of Piper Sandler common stock are outstanding.

The 3,000 shares to be sold were acquired on 11/28/2025 through an employee stock option exercise from Piper Sandler Companies, using a broker payment for a cashless exercise. In the prior three months, Chad R. Abraham sold 4,400 shares on 11/26/2025 for gross proceeds of $1,485,441.00. By signing the notice, the seller represents that he is not aware of undisclosed material adverse information about the company’s current or prospective operations.

Piper Sandler Companies (PIPR) reported a planned Rule 144 sale of up to 4,400 shares of its common stock. The sale is to be executed through Charles Schwab & Co., Inc. on the NYSE, with an indicated aggregate market value of $1,485,441.00. The filing notes that 17,689,597 shares of common stock are outstanding.

The shares to be sold were acquired on 11/26/2025 through an employee stock option exercise from Piper Sandler Companies, using a broker-assisted cashless exercise. The seller represents that they are not aware of any undisclosed material adverse information about the company’s current or prospective operations.

Piper Sandler Companies (PIPR)1,367 shares of its common stock. The shares are to be sold through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $443,857.00 reported in the notice.

The securities were acquired on 11/16/2025 through a restricted stock lapse as part of equity compensation. The filing also notes that there were 17,689,597 shares of common stock outstanding, providing context for the size of the proposed sale.