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Plumas Bancorp (PLBC) EVP Kevin Kaiser reports stock and option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Plumas Bancorp executive Kevin C. Kaiser, EVP and Chief Credit Officer, reported his initial beneficial ownership of company securities. As of the reporting date, he directly holds 519 shares of common stock and indirectly holds 816 shares through a 401k account. He also holds stock options to buy common stock, including an option for 4,200 shares at $21.45 per share expiring on October 21, 2027, an option for 6,500 shares at $31 per share expiring on August 16, 2032, and an option for 2,600 shares at $34.07 per share expiring on February 21, 2034. The options become exercisable in scheduled annual installments beginning in 2020, 2023, and 2025, respectively.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Kaiser Kevin Craig

(Last) (First) (Middle)
188 ESTATES DRIVE

(Street)
CHICO CA 95928

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026
3. Issuer Name and Ticker or Trading Symbol
PLUMAS BANCORP [ PLBC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and Chief Credit Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common stock 519 D
Common stock 816 I 401k
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option to buy common stock (1) 10/21/2027 Common stock 4,200 $21.45 D
Option to buy common stock (2) 08/16/2032 Common stock 6,500 $31 D
Option to buy common stock (3) 02/21/2034 Common stock 2,600 $34.07 D
Explanation of Responses:
1. Exercisable in four (4) equal annual installments beginning October 21, 2020.
2. Exercisable in five (5) equal annual installments beginning August 16, 2023.
3. Exercisable in five (5) equal annual installments beginning February 21, 2025.
/s/ Kevin C. Kaiser 01/15/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does this Form 3 filing for PLBC disclose?

The filing discloses the initial beneficial ownership of Plumas Bancorp securities by executive Kevin C. Kaiser, including his common stock and stock option holdings.

Who is the reporting person in this Plumas Bancorp (PLBC) Form 3?

The reporting person is Kevin C. Kaiser, who serves as EVP and Chief Credit Officer of Plumas Bancorp.

How many PLBC common shares does Kevin C. Kaiser beneficially own?

He beneficially owns 519 shares of common stock directly and 816 shares indirectly through a 401k plan.

What stock options are reported by the PLBC executive on this Form 3?

He reports options to buy Plumas Bancorp common stock for 4,200 shares at $21.45 expiring on 10/21/2027, 6,500 shares at $31 expiring on 08/16/2032, and 2,600 shares at $34.07 expiring on 02/21/2034.

How do the PLBC stock options held by Kevin C. Kaiser vest?

The 4,200-share option vests in four equal annual installments beginning October 21, 2020. The 6,500-share option vests in five equal annual installments beginning August 16, 2023. The 2,600-share option vests in five equal annual installments beginning February 21, 2025.

Are Kevin C. Kaiser’s PLBC holdings reported as direct or indirect?

The 519 common shares and all reported stock options are held directly, while 816 common shares are held indirectly through a 401k account.

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