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PennyMac Mortgage Investment Trust Chairman and CEO David Spector reported multiple equity compensation events tied to performance-based restricted share units (PSUs). Three PSU awards granted in 2023, 2024 and 2025 each vested as to one‑third on February 23, 2026, with the 2025 fiscal year payout determined at 79.2% based on return on equity and relative total stockholder return for the period from January 1, 2025 through December 31, 2025.
Upon vesting, the PSUs were exercised and settled into common shares of beneficial interest, and Spector also received a separate grant of 64,814 restricted stock units that vest in three equal annual installments and settle in an equal number of common shares. To satisfy tax liabilities on the PSU vesting, he disposed of 6,009, 5,453 and 7,769 common shares at $12.29 per share through share withholding. Following these transactions, his reported holdings consist of 141,867 restricted share units and 297,153 common shares of beneficial interest, for a total of 439,020 share-equivalent interests.
PennyMac Mortgage Investment Trust Chief Digital Officer James Follette reported multiple equity compensation events tied to performance-based restricted share units and restricted stock units. Several PSU awards granted in 2023, 2024, and 2025 vested one-third on February 23, 2026 based on 2025 return on equity and relative total stockholder return, producing a 79.2% payout and converting into common shares.
Additional restricted stock units were granted that vest in three equal installments and settle in common shares upon vesting. The filing also shows common shares withheld to cover tax obligations upon PSU vesting, and reports total holdings of 22,495 units and shares, consisting of 10,132 restricted stock units and 12,363 common shares.
PennyMac Mortgage Investment Trust director and president Doug Jones reported multiple equity award and vesting transactions tied to performance-based restricted share units and restricted stock units. Several PSU awards granted in 2023, 2024 and 2025 vested one-third on February 23, 2026 based on a 79.2% payout factor for 2025 performance metrics.
The vested PSUs were exercised into common shares of beneficial interest, and a portion of those shares was withheld to cover tax obligations at prices of $12.29 and $23.29 per share. Jones also received a new restricted stock unit grant of 37,037 common shares that will vest in three equal annual installments.
Following these transactions, Jones holds a reported total of 107,913 common shares of beneficial interest, consisting of 80,841 restricted share units and 27,072 common shares, with the restricted units settling into an equal number of common shares upon vesting.
PennyMac Mortgage Investment Trust Chief Financial Officer Daniel Stanley Perotti reported multiple equity compensation transactions on February 23, 2026. He acquired common shares of beneficial interest through the vesting and exercise of performance-based restricted share units, then disposed of a smaller portion of common shares to cover tax obligations at $12.29 per share. A footnote explains that certain performance-based awards for fiscal year 2025 vested based on a 79.2% payout tied to return on equity and relative total stockholder return. Additional restricted stock units were granted that vest in three equal annual installments and will settle in an equal number of common shares upon vesting. The filing also notes indirect ownership of common shares through The Perotti Family Trust.
PennyMac Mortgage Investment Trust Chief Legal Officer Derek Stark reported multiple equity compensation transactions involving performance-based restricted share units and common shares. On February 23, 2026, several performance-based restricted share unit awards vested and were exercised into common shares of beneficial interest at $0.00 per share. The filing shows related tax-withholding dispositions of common shares at $12.29 per share to cover tax obligations upon vesting. After these transactions, Stark directly owned 65,450 common shares of beneficial interest, consisting of 24,755 restricted share units and 40,695 common shares, which together represent his reported equity position following the grants, vesting, conversions, and tax withholdings.
Stewart Stacey D. reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Mortgage Investment Trust director Stacey D. Stewart received an equity award rather than buying shares on the market. She was granted 10,699 restricted share units on February 23, 2026 in connection with her service as a Trustee, at no cash cost per unit.
The restricted share units vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares of beneficial interest upon vesting. After this grant, her reported holdings total 70,282 common shares of beneficial interest, consisting of 18,494 restricted share units and 51,788 common shares.
PennyMac Mortgage Investment Trust director Renee Schultz reported an equity grant in the form of restricted share units tied to her service as a trustee. She acquired 10,699 common shares of beneficial interest as a grant, at a stated price of $0.00 per share. These restricted share units vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares upon vesting. After this award, she holds a total of 44,833 common shares or equivalents, consisting of 18,494 restricted share units and 26,339 common shares of beneficial interest.
Pouraghabagher Setareh reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Mortgage Investment Trust director Setareh Pouraghabagher reported an equity award related to her service as a trustee. She received 10,699 restricted share units, granted at no cash cost, which will vest on the first anniversary of the grant date and be settled in the same number of common shares.
After this award, she holds a total of 24,490 common share–equivalents, consisting of 18,494 restricted share units and 5,996 common shares of beneficial interest, all reported as directly owned.
McAllister, Nancy reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Mortgage Investment Trust director Nancy McAllister received an equity grant as board compensation. On February 23, 2026, she was awarded 10,699 restricted share units that vest in full on the first anniversary of the grant and will be settled in an equal number of common shares upon vesting. After this grant, she directly holds a total of 86,315.001 interests, consisting of 18,494 restricted share units and 67,821.001 common shares, and also has an indirect interest in 12,365.740 common shares held jointly with another individual.
Lynch Catherine A. reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Mortgage Investment Trust director Catherine A. Lynch received an equity award of 10,699 common shares of beneficial interest as a grant for her service as a trustee. These are structured as restricted share units that vest on the first anniversary of the grant and settle in an equal number of common shares upon vesting. After this award, she beneficially owns a total of 68,343.6494 shares, consisting of 18,494 restricted stock units and 49,849.6494 common shares.