Pennantpark Invt Corp SEC Filings

PennantPark Investment Corporation reported that it has scheduled the release of its earnings for the first fiscal quarter ended December 31, 2025. The company disclosed this timing through a press release dated January 6, 2026, which is attached as Exhibit 99.1.

The information about the upcoming earnings release is furnished under Regulation FD and is not deemed filed for liability purposes under the Securities Exchange Act of 1934. The company also notes that any forward-looking statements in this communication involve risks and uncertainties and may differ materially from actual results.

PennantPark Investment Corporation filed a current report to share that it issued a press release announcing its monthly distribution on January 5, 2026. The press release is included as Exhibit 99.1 and is provided under Regulation FD, meaning the information is being furnished rather than filed for liability purposes under the Exchange Act.

The company also highlights that the report and the press release may contain forward-looking statements, which are subject to risks and uncertainties described in its SEC filings. PennantPark states it has no obligation to update these statements and cautions readers that actual results may differ materially from any projections.

PennantPark Investment Corporation will hold a fully virtual 2026 Annual Meeting of Stockholders on February 3, 2026 at 9:30 a.m. Eastern Time. Holders of common stock at the close of business on December 3, 2025 can participate online and vote using the control number included with their proxy materials.

Stockholders will vote on electing two Class I directors, Samuel L. Katz and Marshall Brozost, each for a three-year term ending at the 2029 annual meeting, and on ratifying RSM US LLP as independent registered public accounting firm for the fiscal year ending September 30, 2026. The board, which has six members including four independent directors and three all-independent committees, unanimously recommends voting in favor of both proposals. The proxy also describes director compensation and the advisory, incentive and administrative fees paid to PennantPark’s affiliated adviser and administrator for the year ended September 30, 2025.

PennantPark Investment Corporation has amended its senior revolving credit facility to secure longer-dated, lower-cost funding and more lending capacity. The seventh amendment extends the revolving period to 2029 and shifts the final maturity from July 29, 2027 to December 11, 2030, giving the company a longer window to draw and repay borrowings.

The amendment also reduces the interest spread by 0.25%, moving pricing from Term SOFR plus 235 to Term SOFR plus 210, and increases total lender commitments by $35 million to $535 million. PennantPark disclosed that these changes are documented in the formal amendment agreement and noted that it has also issued a related press release.

PennantPark Investment Corp director Jeffrey Flug reported recent stock sales in a Form 4 filing. On 12/05/2025, trusts related to him sold 20,000 shares of PennantPark Investment Corp common stock at $5.852 per share. On 12/08/2025, the same related trusts sold an additional 121,533 shares at $5.9171 per share. After these transactions, the filing shows 32,382 shares of common stock held indirectly by various related trusts and 14,890 shares held directly.

PNNT reported that an affiliate plans to sell 121,533 common shares under Rule 144. The shares are to be sold through Goldman Sachs & Co. LLC on the NYSE around 12/08/2025, with an aggregate market value stated at $718,260.03. The filing notes that 65,296,094 common shares were outstanding for context.

The seller, identified as Jeffrey Flug, acquired the shares over many years in multiple public market purchases paid in cash. The notice also lists several recent open-market sales over the past three months, including multiple blocks of common stock sold between 11/26/2025 and 12/05/2025, with individual transactions such as 25,000 shares sold for $149,952.50.

A shareholder, Jeffrey Flug, filed a notice of proposed sale of the issuer’s common stock under Rule 144. The filing covers 20,000 common shares to be sold through Goldman Sachs & Co. LLC on the NYSE, with an aggregate market value of 116,800. The issuer has 65,296,094 common shares outstanding.

The notice also lists how Flug originally acquired the stock in several public market purchases in February 2013, all paid in cash. In addition, it discloses recent selling activity over the past three months, including a sale of 15,000 shares on 11/28/2025 for gross proceeds of 90,493.5 and other similar transactions. By signing, the seller represents that he is not aware of any undisclosed material adverse information about the issuer.

PennantPark Investment Corp director reports stock sales by filing a Form 4. Reporting person Jeffrey Flug, a director of PennantPark Investment Corp (PNNT), disclosed open-market sales of common stock executed through various related trusts. On December 3, 2025, trusts sold 10,000 shares at an average price of $5.7511 per share. On December 4, 2025, they sold an additional 23,303 shares at an average price of $5.7763 per share. After these transactions, the filing shows continued indirect ownership of PennantPark shares held by related trusts.

PNNT insider Jeffrey Flug has filed a Form 144 notice to sell common stock. The planned sale covers 23,303 shares of common stock through Goldman Sachs & Co. LLC on the NYSE, with an aggregate market value of 134,458.31 and an approximate sale date of 12/04/2025. Flug acquired these shares in two public market purchases in February 2013, buying 9,463 shares and 13,840 shares for cash. Over the past three months, he has already sold 15,000, 21,100, 25,000, and 10,000 PNNT common shares in separate transactions, with disclosed gross proceeds for each sale.