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Perpetua Resources (PPTA) director takes Q2 fee in 1,006 DSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dean Robert Alan reported acquisition or exercise transactions in this Form 4 filing.

Perpetua Resources Corp. director Dean Robert Alan received a grant of 1,006 Deferred Share Units (DSUs). The award was made on June 25, 2026 as compensation in lieu of a cash retainer for his service during the second quarter of 2026.

Each DSU entitles him to one common share of Perpetua Resources Corp., or cash equal to its value on the settlement date, based on plan administrator approval. The DSUs are fully vested on the grant date and will be settled after his separation from service. Following this grant, he holds 68,772 DSUs.

Positive

  • None.

Negative

  • None.
Insider Dean Robert Alan
Role null
Type Security Shares Price Value
Grant/Award Deferred Share Units 1,006 $21.12 $21K
Holdings After Transaction: Deferred Share Units — 68,772 shares (Direct, null)
Footnotes (1)
  1. A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The Reporting Person elected to receive DSUs in lieu of a cash retainer for his service during the second quarter of 2026. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service. Based on the closing price of the Issuer's Common Shares on the Nasdaq Capital Market on June 24, 2026.
Deferred Share Units granted 1,006 units Grant to director on June 25, 2026
Reference price per unit $21.12 Closing price on June 24, 2026
DSUs after transaction 68,772 units Total Deferred Share Units held post-grant
Underlying common shares 1,006 shares One common share per DSU on settlement
Service period Q2 2026 DSUs received in lieu of cash retainer
Settlement trigger Separation from service DSUs settled after director leaves board
Deferred Share Units financial
"A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp."
Deferred share units are promises that give an executive or director the right to receive company shares or their cash value at a future date, often when they retire or leave the company. Think of them as a paycheck held in a savings account that converts into stock later; they matter to investors because they tie pay to long-term performance, create potential future dilution of shares, and represent a delayed cash or share obligation the company must eventually fulfill.
Omnibus Equity Incentive Plan financial
"subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan"
A single, company-wide plan that lets a business grant different kinds of stock-based pay — such as stock options, shares that vest over time, or other equity awards — to employees, directors and consultants. It matters to investors because it determines how much of the company can be paid out in shares, how quickly those shares enter the market, and how well employees are motivated to grow the business; think of it as a toolbox or menu for paying with ownership stakes that can dilute existing holders and affect company performance.
cash retainer financial
"The Reporting Person elected to receive DSUs in lieu of a cash retainer for his service during the second quarter of 2026."
fully vested financial
"The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service."
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dean Robert Alan

(Last)(First)(Middle)
405 S. 8THSTREET, STE 201

(Street)
BOISE IDAHO 83702

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PERPETUA RESOURCES CORP. [ PPTA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Share Units(1)06/25/2026A1,006 (1) (1)Common Shares1,006$21.12(2)68,772D
Explanation of Responses:
1. A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The Reporting Person elected to receive DSUs in lieu of a cash retainer for his service during the second quarter of 2026. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.
2. Based on the closing price of the Issuer's Common Shares on the Nasdaq Capital Market on June 24, 2026.
/s/ Tanya Nelson, as attorney-in-fact for Robert Dean06/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Perpetua Resources (PPTA) report for Dean Robert Alan?

Perpetua Resources reported that director Dean Robert Alan received 1,006 Deferred Share Units as a grant. This award represents compensation in lieu of a cash retainer for his service during the second quarter of 2026, rather than an open-market share purchase or sale.

How many Deferred Share Units did the Perpetua (PPTA) director receive and at what reference price?

Dean Robert Alan received 1,006 Deferred Share Units, using a reference price of $21.12 per unit. The price is based on the closing price of Perpetua Resources’ common shares on the Nasdaq Capital Market on June 24, 2026, immediately before the grant date.

What does each Deferred Share Unit represent for Perpetua Resources (PPTA)?

Each Deferred Share Unit entitles the holder to receive one common share of Perpetua Resources or, with plan administrator approval, cash equal to its value. Settlement occurs on a future date, providing share-based compensation instead of an immediate cash payment for the director’s board service.

When will the Perpetua (PPTA) director’s Deferred Share Units be settled?

The Deferred Share Units will be settled after Dean Robert Alan’s separation from service as a director. At that time, he will receive either common shares or, if approved by the plan administrator, an equivalent cash amount based on the value on the settlement date.

Are the Perpetua Resources (PPTA) Deferred Share Units granted to the director vested?

Yes. The Deferred Share Units granted to Dean Robert Alan are fully vested on the grant date. Although vested immediately, they are not paid out until after his separation from service, aligning the compensation with his ongoing role as a director.

What is the Perpetua (PPTA) director’s Deferred Share Unit balance after this grant?

After receiving 1,006 additional Deferred Share Units, Dean Robert Alan holds a total of 68,772 DSUs. This balance reflects his accumulated deferred share-based compensation, which will ultimately convert into common shares or cash upon settlement after his board service ends.