STOCK TITAN

United Parks CEO has 2,798 shares withheld for tax

CEO Marc Swanson had shares withheld to cover taxes on RSU vesting and now holds 387,930 PRKS shares directly.

(High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

United Parks & Resorts Inc. (PRKS) reported that Chief Executive Officer Marc Swanson had 2,798 shares of common stock withheld on June 30, 2026 to cover a tax liability arising from the vesting of restricted stock units. The shares were valued at $47.74 per share for this withholding.

After this tax-withholding transaction, Swanson directly holds 387,930 shares of United Parks & Resorts common stock. The filing states this was a payment of tax liability by delivering or withholding securities, and no Rule 10b5-1 trading plan is reported.

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Insights

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Insider Swanson Marc
Role Chief Executive Officer
Type Security Shares Price Value
Tax Withholding Common Stock F1 2,798 $47.74 $134K
Holdings After Transaction: Common Stock — 387,930 shares (Direct)
Footnotes (1)
  1. F1. Shares withheld by the Company for the payment of tax liability incident to the vesting of restricted stock units.
Shares withheld for taxes 2,798 shares Common stock withheld on June 30, 2026 to pay tax liability on RSU vesting
Per-share value for tax withholding $47.74 per share Valuation used for the 2,798 withheld shares in the tax-liability transaction
Shares held after transaction 387,930 shares Direct PRKS common stock holdings of Marc Swanson following the June 30, 2026 transaction
restricted stock units financial
"incident to the vesting of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax liability financial
"for the payment of tax liability incident to the vesting"
withheld by the Company financial
"Shares withheld by the Company for the payment of tax liability"
payment of tax liability by delivering or withholding securities financial
"Payment of tax liability by delivering or withholding securities"

FAQ

What insider transaction did PRKS CEO Marc Swanson report on June 30, 2026?

Marc Swanson reported that 2,798 PRKS common shares were withheld on June 30, 2026 to pay a tax liability associated with the vesting of restricted stock units. This was a tax-withholding disposition rather than an open-market sale.

At what price were the withheld PRKS shares valued in Marc Swanson’s Form 4?

The 2,798 withheld PRKS shares were valued at $47.74 per share for purposes of the tax-withholding transaction related to the vesting of restricted stock units.

How many United Parks & Resorts (PRKS) shares does Marc Swanson hold after this transaction?

Following the tax-withholding transaction, Marc Swanson directly holds 387,930 shares of United Parks & Resorts common stock, as reported in the Form 4 filing.

Was Marc Swanson’s June 30, 2026 PRKS transaction an open-market sale?

No. The Form 4 states the transaction was a payment of tax liability by delivering or withholding securities in connection with RSU vesting, not an open-market sale or purchase.

Was Marc Swanson’s PRKS tax-withholding transaction under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as affirming such a plan, and there is no footnote indicating that the June 30, 2026 transaction was made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Swanson Marc

(Last)(First)(Middle)
C/O UNITED PARKS & RESORTS INC.
6240 SEA HARBOR DRIVE

(Street)
ORLANDO FLORIDA 32821

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
United Parks & Resorts Inc. [ PRKS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/30/2026F2,798(1)D$47.74387,930D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares withheld by the Company for the payment of tax liability incident to the vesting of restricted stock units.
/s/ Thomas Kelly, Power of Attorney09/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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