Welcome to our dedicated page for Prudential Finl SEC filings (Ticker: PRU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Prudential Financial, Inc. (NYSE: PRU) files detailed reports and current disclosures with the U.S. Securities and Exchange Commission that help investors understand its insurance and asset management businesses, financial condition and governance. As a global financial services company and direct life insurance carrier, Prudential uses SEC filings to report on results, capital management, leadership changes and segment performance.
On this PRU SEC filings page, you can review forms such as Form 8‑K current reports, which Prudential uses to announce quarterly and preliminary financial results, share repurchase authorizations, board appointments and senior leadership changes. For example, recent 8‑K filings describe the authorization of a share repurchase program for common stock over a defined period, the election of an independent director to the Board, and the planned departure or appointment of senior executives in connection with internal reorganizations.
Filings also provide insight into Prudential’s use of adjusted operating income as a segment performance measure, assets under management in the PGIM segment, and the estimated impact of updates to actuarial assumptions and other refinements. These disclosures help readers analyze how Prudential’s life insurance, retirement strategies and asset management segments contribute to overall results.
Stock Titan enhances access to these documents with AI‑powered summaries that explain key points in plain language, highlight important items in lengthy reports and help distinguish between one‑time and ongoing impacts. Investors can quickly scan annual reports on Form 10‑K, quarterly reports on Form 10‑Q and current reports on Form 8‑K, as well as track insider and governance‑related filings, while relying on real‑time updates sourced from the SEC’s EDGAR system.
Prudential Financial, Inc. is providing preliminary fourth-quarter 2025 metrics for its PGIM asset management segment and its General Account investments ahead of its full earnings release. As of December 31, 2025, assets under management in the PGIM segment were $1.47 trillion, highlighting the scale of its institutional and retail investment operations. For the same quarter, PGIM’s other related revenues, net of related expenses, were about $55 million on an adjusted operating income basis, reflecting incentive fees, transaction fees, and earnings from seed and co-investments and mortgage originations.
The company also notes that alternative investment income in the General Account portfolio, excluding the Closed Block Division and Funds Withheld portfolios, is estimated to be $5 million to $25 million below its near-term expectations for the quarter. All figures are preliminary, unaudited estimates prepared on a basis consistent with prior periods and may change once Prudential completes its financial closing procedures.
Prudential Financial Executive Vice President Caroline Feeney reported equity award activity in company stock. On January 12, 2026, 60,761 restricted stock units granted on 1/12/21 vested and converted into an equal number of shares of common stock at an exercise price of $0, reflecting previously awarded compensation rather than an open‑market purchase. On the same date, 29,859 shares were withheld at $117.74 per share to cover taxes, reducing the net shares she holds directly.
After these transactions, Feeney beneficially owned 53,518.53 shares of Prudential common stock directly, plus 8,809 shares held indirectly through a 401(k) plan. The 401(k) amount includes 86 shares acquired under The Prudential Employee Savings Plan between September 30, 2025 and December 31, 2025 under exemptions from Section 16.
Prudential Financial, Inc. reported a leadership change tied to an internal reorganization. The company announced that Caroline A. Feeney, Executive Vice President and Global Head of Retirement and Insurance, will be leaving as her position is being eliminated. She will continue in her current role until February 2, 2026 and is expected to remain employed for a short period afterward. Prudential is also providing a news release dated December 18, 2025 as an exhibit describing this leadership change.
PFH filed a Form 144 notice covering the proposed sale of 6,662 common shares. The shares have an stated aggregate market value of $774,657.00 and are expected to be sold on or about 12/11/2025 through Morgan Stanley Smith Barney LLC on the NYSE.
The seller plans to obtain the shares by exercising employee stock options and immediately selling enough shares to cover costs. The options being exercised were granted on 02/14/2017 (2,117 shares), 10/02/2017 (1,222 shares), 02/13/2018 (2,926 shares), and 06/12/2018 (397 shares), all with acquisition and payment dates of 12/11/2025. The filing notes that 350,000,000 shares of this class were outstanding, which is a baseline figure for the issuer’s capital structure.
Prudential Financial, Inc. announced that its Board of Directors has authorized the repurchase of up to
The company states that the timing and amount of any share repurchases will be determined by management based on market conditions and other considerations. Repurchases may be carried out in the open market, through derivative or accelerated share repurchase arrangements, other negotiated transactions, and through plans designed to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
Prudential Financial Inc. Senior Vice President Mr. Schmidt reported a charitable gift of 100 shares of Prudential common stock on 12/05/2025. The transaction is coded “G,” indicating a gift, and the filing notes it was made to a 501(c)(3) charitable foundation at a reported price of $0, consistent with a non-cash transfer.
After this transaction, Mr. Schmidt beneficially owns 11,435 shares directly and 307 shares indirectly through a 401(k) account. In addition to these shares, he also holds 14,905 vested stock options, 9,429 restricted stock units and 33,449 target performance shares, with the final number of performance shares depending on achievement of stated performance goals.
Prudential Financial Inc. reported an insider stock transaction by a Senior Vice President. On 12/02/2025, the officer sold 8,000 shares of Prudential common stock at $107.69 per share. After this sale, he directly owns 11,535 common shares and indirectly owns 307 shares through a 401(k) plan.
The officer also holds equity-based incentives, including 14,905 vested stock options, 9,429 restricted stock units, and 33,449 target performance shares, with the final number of performance shares depending on achievement of performance goals. A small adjustment was made to prior share counts to reflect 18 shares acquired under The Prudential Employee Savings Plan between September 30, 2024 and September 30, 2025.
A holder of PFH common stock has filed a Form 144 notice for a proposed sale of 8,000 shares under Rule 144. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $861,520.00 and an approximate sale date of 12/02/2025. The filing also reports 350,000,000 shares of the issuer’s common stock outstanding.
The 8,000 shares were acquired on 02/13/2024 through the release of performance shares that were originally awarded on 02/09/2021 by the issuer. The notice includes the standard representation that the seller is not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Prudential Financial Inc. filed a Form 13F-HR combination report, indicating some holdings are reported here and others by additional managers. The filing lists 3,583 information table entries with an aggregate reported value of 84,141,576,980, and includes 6 other included managers.
Other managers reporting for Prudential in this submission include firms such as Jennison Associates LLC, Russell Investments Group, Ltd., and PGIM Custom Harvest LLC. The report was signed on Prudential’s behalf by Richard Baker, Second Vice President.
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