Prudential Financial, Inc. filings document the insurer's formal disclosures for earnings, segment reporting and material events. Recent 8-K reports furnish quarterly results, financial supplements and Regulation FD materials for the company's U.S. Businesses, International Businesses and PGIM investment-management segment.
The filings also record preliminary financial information, PGIM assets under management disclosures, segment reporting changes, general account alternative investment income, and capital-structure references to common stock and junior subordinated notes. Other event reports cover Prudential of Japan sales-suspension updates and the company's response to an unsolicited mini-tender offer involving Prudential common stock.
PRUDENTIAL FINANCIAL INC (symbol: PFH) is the issuer of record for a Form 4 filing submitted to the SEC. POON CHRISTINE A reported acquisition or exercise transactions in this Form 4 filing.
PRUDENTIAL FINANCIAL INC (PFH) reported that director Christine A. Poon received equity-based awards on September 10, 2026. She was granted 161 Notional Shares - Mandatory, 49 Notional Shares - Optional, and 21 Restricted Stock Units (RSUs), each tied to one share of common stock and valued at $118.48 per unit for reporting purposes. The notional shares are deferred stock units under the non-employee director deferred compensation plan, with distributions beginning at dates elected by the director under plan rules, while the RSUs vest at the earlier of the next annual meeting or May 12, 2027. No Rule 10b5-1 trading plan is reported.
PRUDENTIAL FINANCIAL INC (symbol: PFH) is the issuer of record for a Form 4 filing submitted to the SEC. Pianalto Sandra reported acquisition or exercise transactions in this Form 4 filing.
PRUDENTIAL FINANCIAL INC (PFH) reported that director Sandra Pianalto received equity-based compensation on September 10, 2026. She was granted 214 Notional Shares - Mandatory, 84 Notional Shares - Optional, and 21 2026 Restricted Stock Units, each representing a contingent right to one share of common stock or its cash value under the company’s deferred compensation plans for non-employee directors. These awards are deferred, with future settlement or vesting tied to retirement from the board or specified future dates.
PRUDENTIAL FINANCIAL INC (symbol: PFH) is the issuer of record for a Form 4 filing submitted to the SEC. Mannen Maryann T. reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial Inc. (PFH) reported that director Maryann T. Mannen received a grant of 21 restricted stock units linked to common stock on September 10, 2026, at a reference value of $118.48 per unit. Each unit represents a contingent right to one share and vests at the earlier of the next annual meeting or May 12, 2027, and is deferred until her retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. After this award, she holds 1,798 restricted stock units directly, and no Rule 10b5-1 plan is reported.
PRUDENTIAL FINANCIAL INC (symbol: PFH) is the issuer of record for a Form 4 filing submitted to the SEC. Jones Wendy Elizabeth reported acquisition or exercise transactions in this Form 4 filing.
PRUDENTIAL FINANCIAL INC (PFH) reported that director Wendy Elizabeth Jones received equity-based awards on September 10, 2026. She was granted 115 mandatory notional shares, 21 optional notional shares, and 21 restricted stock units, each tied to one share of common stock and valued at $118.48 per unit for reporting purposes.
The mandatory and optional notional shares are deferred stock units under the non-employee director deferred compensation plan, payable in stock or cash at dates elected by Jones, subject to plan timing rules. The 2026 restricted stock units vest at the earlier of the next annual meeting or May 12, 2027. No Rule 10b5-1 trading plan is reported.
PRUDENTIAL FINANCIAL INC (symbol PFH) reported that director Martina Hundmejean received equity-based awards linked to its common stock. On September 10, 2026 she acquired 180 notional shares - mandatory, 336 notional shares - optional, and 21 restricted stock units, each tied to one share of common stock at a reference value of $118.48 per unit. These awards are granted under the deferred compensation plan for non-employee directors and are generally payable in stock or cash at or after retirement or termination of board service, subject to election and timing rules described in the plan.
PRUDENTIAL FINANCIAL INC (symbol: PFH) is the issuer of record for a Form 4 filing submitted to the SEC. Di Sibio Carmine reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial Inc (PFH) reported that director Carmine Di Sibio received equity-based awards linked to its common stock. On September 10, 2026 he was granted 37 Notional Shares - Mandatory and 21 2026 Restricted Stock Units, each referencing one share of common stock or its economic equivalent under non-employee director deferred compensation plans.
The notional shares are deferred stock units issuable in stock or economic equivalent at dates elected by the director, subject to retirement- and age-based timing limits. The 2026 restricted stock units vest at the earlier of the next annual meeting or May 12, 2027 and are deferred until his retirement from the Board.
PRUDENTIAL FINANCIAL INC (symbol: PFH) is the issuer of record for a Form 4 filing submitted to the SEC. CASELLAS GILBERT F reported acquisition or exercise transactions in this Form 4 filing.
PRUDENTIAL FINANCIAL INC (PFH) reported that director Gilbert F. Casellas received equity-based awards on September 10, 2026. He was granted 513 notional shares – mandatory under the non-employee directors’ deferred compensation plan, each representing a right to receive one share of common stock at a future date, and 21 restricted stock units representing the economic equivalent of common stock. The notional shares are deferred stock units issuable at dates elected by the director within plan limits, while the restricted stock units vest at the earlier of the next annual meeting or May 12, 2027. No Rule 10b5-1 trading plan is reported.
Prudential Financial Inc (PFH) reported that Senior Vice President Robert E. Boyle settled a tranche of previously granted restricted stock units on August 31, 2026. 353 Restricted Stock Units granted on August 10, 2023 converted into 353 shares of Common Stock, vesting as part of a 3‑year schedule.
On the same date, 115 shares of Common Stock were withheld at $117.60 per share for payment of taxes. The filing also corrects prior misreported beneficial ownership amounts and reports 962 shares of Common Stock held indirectly via a 401(k) plan, including 27 shares accumulated between December 31, 2025 and June 30, 2026. No Rule 10b5‑1 trading plan is reported.
PRUDENTIAL FINANCIAL INC (PFH) reported that EVP and General Counsel Ann M. Kappler sold 7,652 shares of common stock on August 14, 2026 in an open-market transaction at a weighted average price of about $125.01 per share, with individual prices ranging from $125.00 to $125.10. After the sale, she holds 14,407 shares directly and 909 shares indirectly through a 401(k). She also retains 9,952 vested stock options, 15,446 restricted stock units, and 68,395 target performance shares. The filing’s 401(k) balance reflects an adjustment to include 10 shares acquired under The Prudential Employee Savings Plan between March 31 and June 30, 2026.
Ann M Kappler submitted a notice of intent to sell common stock of issuer symbol PFH through Morgan Stanley Smith Barney LLC. The disclosure lists multiple equity award events, including releases of performance shares and option exercises, as potential sources of stock. It also reports a prior common stock sale of 13,580 shares on 05/14/2026 for $1,402,135.00.