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RB Global (NYSE: RBA) CFO reports RSU vesting and share tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RB Global Inc. Chief Financial Officer Eric Guerin reported compensation-related equity transactions. On March 14, 2026, previously granted 2024 and 2025 restricted share units and related dividend equivalent rights vested and were exercised into a total of 9,393 common shares, with no cash exercise price.

To cover taxes on these vestings, 3,698 common shares were withheld by the company at prices around the high‑$90s per share, a non‑market disposition. After these transactions, Guerin directly held 9,410 common shares. On March 13, 2026, he also received a grant of 9,620 new 2026 RSUs, which will vest in equal annual installments beginning March 13, 2027.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Guerin Eric

(Last) (First) (Middle)
C/O RB GLOBAL, INC.
2 WESTBROOK CORPORATE CENTER

(Street)
WESTCHESTER IL 60154

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RB GLOBAL INC. [ RBA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 03/14/2026 M 6,052 A (1) 9,767 D
Common Shares 03/14/2026 M 150 A (1) 9,917 D
Common Shares 03/14/2026 F 2,442(3) D $98.68 7,475 D
Common Shares 03/14/2026 M 3,155 A (1) 10,630 D
Common Shares 03/14/2026 M 36 A (1) 10,666 D
Common Shares 03/14/2026 F 1,256(4) D $97.91 9,410 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Units (2024 RSUs) (1) 03/14/2026 M 6,052 (1) (1) Common Shares 6,052 $0 6,052 D
Dividend Equivalent Rights (2024 RSUs) (1) 03/14/2026 M 150 (1) (1) Common Shares 150 $0 150 D
Restricted Share Units (2025 RSUs) (1) 03/14/2026 M 3,155 (1) (1) Common Shares 3,155 $0 6,310 D
Dividend Equivalent Rights (2024 RSUs) (1) 03/14/2026 M 36 (1) (1) Common Shares 36 $0 73 D
Restricted Share Units (2026 RSUs) (2) 03/13/2026 A 9,620 (5) (5) Common Shares 9,620 $0 9,620 D
Explanation of Responses:
1. Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.
2. Each restricted share unit ("RSU") represents a contingent right to receive one RBA common share or the economic equivalent thereof.
3. Tax withholding on the 2024 RSUs & DERs that vested on March 14, 2026.
4. Tax withholding on the 2025 RSUs & DERs that vested on March 14, 2026
5. The RSUs vest in equal annual installments beginning March 13, 2027. The common shares underlying vested RSUs will be released to the reporting person, net of tax.
/s/ Maria Teresa Punsalan, attorney-in-fact for Eric Guerin 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did RB Global (RBA) CFO Eric Guerin report in this Form 4?

Eric Guerin reported equity compensation activity, not open-market trading. 2024 and 2025 restricted share units and related dividend equivalent rights vested and converted into common shares, with a portion of those shares withheld by RB Global to satisfy tax obligations on the vesting.

How many RB Global shares were acquired through RSU vesting in this filing?

Previously granted 2024 and 2025 RSUs and dividend equivalent rights converted into a total of 9,393 RB Global common shares. These shares reflect the settlement of vested awards, with no cash exercise price, and represent routine compensation rather than open-market share purchases by the CFO.

How many RB Global shares were withheld for taxes from Eric Guerin’s awards?

A total of 3,698 RB Global common shares were withheld to cover tax liabilities on the 2024 and 2025 RSUs and dividend equivalent rights. These F‑code transactions are tax-withholding dispositions, not discretionary market sales, and are executed by delivering shares back to the company.

How many RB Global common shares does the CFO hold after these transactions?

After the reported transactions, Eric Guerin directly held 9,410 RB Global common shares. This figure reflects the net position following RSU vesting, share issuances, and tax-withholding dispositions, and represents his direct ownership as of the transaction date disclosed in the Form 4.

What new RSU grant did RB Global’s CFO receive in March 2026?

On March 13, 2026, Eric Guerin received 9,620 Restricted Share Units (2026 RSUs). Each RSU represents a contingent right to one RB Global common share, vesting in equal annual installments beginning March 13, 2027, with shares delivered net of applicable tax withholdings upon each vesting.

Were there any open-market buys or sells by RB Global’s CFO in this Form 4?

No open-market purchases or sales were reported. The Form 4 shows RSU and dividend equivalent right vesting, share issuances, and tax-withholding dispositions only. All transactions are compensation-related, with no P-code buys or S-code sales of RB Global common shares disclosed.
RB Global Ord Shs

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