STOCK TITAN

Rocky Brands (RCKY) director receives 503-share stock grant, holds 30,109

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Moore Robert Burton Jr. reported acquisition or exercise transactions in this Form 4 filing.

ROCKY BRANDS, INC. reported that director Robert Burton Moore Jr. received a grant of 503 shares of Common Stock, without par value. The award was recorded at a price of $0.00 per share, indicating it was a compensation-related grant rather than an open-market purchase. Following this grant, Moore directly holds a total of 30,109 shares of the company’s common stock, so the new award represents only a small addition to his existing stake.

Positive

  • None.

Negative

  • None.
Insider Moore Robert Burton Jr.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock, without par value 503 $0.00 --
Holdings After Transaction: Common Stock, without par value — 30,109 shares (Direct)
Footnotes (1)
Shares granted 503 shares Grant of Common Stock to director on April 1, 2026
Grant price $0.00 per share Compensation-related award, not open-market purchase
Shares held after grant 30,109 shares Director’s direct holdings after the reported transaction
Common Stock, without par value financial
"security_title: "Common Stock, without par value""
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Moore Robert Burton Jr.

(Last)(First)(Middle)
39 EAST CANAL STREET

(Street)
NELSONVILLE OHIO 45764

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, without par value04/01/2026A503A$0.000030,109D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Jeremy D. Siegfried, Attorney-in-Fact04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ROCKY BRANDS (RCKY) report for Robert Burton Moore Jr.?

ROCKY BRANDS reported that director Robert Burton Moore Jr. received a grant of 503 shares of Common Stock. The shares were awarded at $0.00 per share as compensation, increasing his directly held position to 30,109 shares after the transaction.

Was the RCKY insider transaction an open-market purchase or a grant?

The RCKY insider transaction was a grant or award, not an open-market purchase. The filing classifies the code as a “Grant, award, or other acquisition,” with 503 shares issued at $0.00 per share as part of director compensation.

How many RCKY shares does Robert Burton Moore Jr. hold after this Form 4 transaction?

After receiving the 503-share grant, Robert Burton Moore Jr. directly holds 30,109 shares of ROCKY BRANDS Common Stock. This total reflects his position immediately following the reported award and shows that the new grant is a relatively small incremental increase.

What does transaction code “A” mean in the RCKY Form 4 filing?

In this RCKY Form 4, transaction code “A” is described as “Grant, award, or other acquisition.” It indicates Moore’s 503 shares were received as a compensation-related award, not bought or sold in the open market at a cash price.

Does the RCKY Form 4 filing show any insider sales or dispositions?

The Form 4 shows no sales or dispositions for this reporting period. It records a single acquisition transaction: a 503-share grant to director Robert Burton Moore Jr., increasing his directly held Common Stock position to 30,109 shares.