Form 144: Proposed RSU sales by RF via Wells Fargo (NYSE: RF)

Rhea-AI Filing Summary

RF submitted a Form 144 notice reporting proposed sales of common stock consisting of previously awarded RSUs and grant lots through Wells Fargo Clearing Services. The filing lists multiple award dates from 01/01/2016 through 04/21/2025 and specific share lot sizes.

Key Figures

RSU lot: 10,278 shares RSU lot: 14,675 shares RSU lot: 7,546 shares +5 more

8 metrics

RSU lot 10,278 shares award date 04/29/2019

RSU lot 14,675 shares award date 04/27/2020

RSU lot 7,546 shares award date 04/26/2021

RSU lot 7,153 shares award date 04/25/2022

RSU lot 8,122 shares award date 04/24/2023

RSU lot 7,377 shares award date 04/22/2024

RSU lot 7,904 shares award date 04/21/2025

Grant lot 18,731 shares award date 01/01/2016

Key Terms

Form 144, RSUs, Grants, Wells Fargo Clearing Services

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

RSUs financial

"common | 04/29/2019 | RSUs | Issuer"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

Grants financial

"common | 01/01/2016 | Grants | Issuer"

Grants are funds given by organizations such as governments, foundations, or institutions to support specific projects, research, or initiatives without the expectation of repayment. They are important to investors because they can enhance the financial stability and reputation of organizations, potentially leading to future growth or success. Essentially, grants provide financial assistance that helps organizations advance their goals without incurring debt.

Wells Fargo Clearing Services other

"Wells Fargo Clearing Services 1 North Jefferson Avenue"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
common	Wells Fargo Clearing Services 1 North Jefferson Avenue St. Louis MO 63103	81786	2203607.98	853379538	05/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
common	04/29/2019	RSUs	Issuer			10278	04/29/2019	N/A
common	04/27/2020	RSUs	Issuer			14675	04/27/2020	N/A
common	04/26/2021	RSUs	Issuer			7546	04/26/2021	N/A
common	04/25/2022	RSUs	Issuer			7153	04/25/2022	N/A
common	04/24/2023	RSUs	Issuer			8122	04/24/2023	N/A
common	04/22/2024	RSUs	Issuer			7377	04/22/2024	N/A
common	04/21/2025	RSUs	Issuer			7904	04/21/2025	N/A
common	01/01/2016	Grants	Issuer			18731	01/01/2016	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does RF's Form 144 disclose about the securities?

The filing lists proposed sales of common stock comprised of RSU and grant lots dated 01/01/2016 through 04/21/2025. It provides specific lot sizes such as 18,731, 14,675, and 10,278 shares for those award dates and identifies a broker.

Which broker is handling the proposed sales in RF's Form 144?

The Form 144 names Wells Fargo Clearing Services as the broker of record. The filing includes the broker address line as part of the securities-to-be-sold section and ties the proposed transactions to that clearing service.

Are the amounts being sold aggregated in RF's Form 144?

The filing lists individual award lots with share counts by grant date rather than stating an aggregate offering total. Examples include 10,278, 14,675, and 18,731 share lots for specific award dates.

What award dates and instruments are shown in RF's Form 144?

The excerpt shows awards labeled as RSUs and Grants with dates ranging from 01/01/2016 to 04/21/2025. Each line pairs an instrument type with a specific share count for that award date.